Earthquake Engineering for Concrete Dams

Earthquake Engineering for Concrete Dams
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A comprehensive guide to modern-day methods for earthquake engineering of concrete dams Earthquake analysis and design of concrete dams has progressed from static force methods based on seismic coefficients to modern procedures that are based on the dynamics of dam–water–foundation systems. Earthquake Engineering for Concrete Dams offers a comprehensive, integrated view of this progress over the last fifty years. The book offers an understanding of the limitations of the various methods of dynamic analysis used in practice and develops modern methods that overcome these limitations.  This important book: Develops procedures for dynamic analysis of two-dimensional and three-dimensional models of concrete dams Identifies system parameters that influence their response Demonstrates the effects of dam–water–foundation interaction on earthquake response Identifies factors that must be included in earthquake analysis of concrete dams Examines design earthquakes as defined by various regulatory bodies and organizations Presents modern methods for establishing design spectra and selecting ground motions Illustrates application of dynamic analysis procedures to the design of new dams and safety evaluation of existing dams. Written for graduate students, researchers, and professional engineers, Earthquake Engineering for Concrete Dams offers a comprehensive view of the current procedures and methods for seismic analysis, design, and safety evaluation of concrete dams.

Оглавление

Anil K. Chopra. Earthquake Engineering for Concrete Dams

Table of Contents

List of Tables

List of Illustrations

Guide

Pages

EARTHQUAKE ENGINEERING FOR CONCRETE DAMS. Analysis, Design, and Evaluation

Preface

Acknowledgments

1 Introduction. 1.1 EARTHQUAKE EXPERIENCE: CASES WITH STRONGEST SHAKING†

1.2 COMPLEXITY OF THE PROBLEM

1.3 TRADITIONAL DESIGN PROCEDURES: GRAVITY DAMS

1.3.1 Traditional Analysis and Design

1.3.2 Earthquake Performance of Koyna Dam

1.3.3 Limitations of Traditional Procedures

1.4 TRADITIONAL DESIGN PROCEDURES: ARCH DAMS. 1.4.1 Traditional Analysis and Design

1.4.2 Limitations of Traditional Procedures

1.5 UNREALISTIC ESTIMATION OF SEISMIC DEMAND AND STRUCTURAL CAPACITY

1.6 REASONS WHY STANDARD FINITE‐ELEMENT METHOD IS INADEQUATE

1.7 RIGOROUS METHODS

1.8 SCOPE AND ORGANIZATION

NOTES

Part I GRAVITY DAMS

2 Fundamental Mode Response of Dams Including Dam–Water Interaction. PREVIEW

2.1 SYSTEM AND GROUND MOTION

2.2 DAM RESPONSE ANALYSIS

2.2.1 Frequency Response Function

2.2.2 Earthquake Response: Horizontal Ground Motion

2.3 HYDRODYNAMIC PRESSURES

2.3.1 Governing Equation and Boundary Conditions

2.3.2 Solutions to Boundary Value Problems

2.3.3 Hydrodynamic Forces on Rigid Dams

2.3.4 Westergaard's Results and Added Mass Analogy

2.4 DAM RESPONSE ANALYSIS INCLUDING DAM–WATER INTERACTION

2.5 DAM RESPONSE. 2.5.1 System Parameters

2.5.2 System and Cases Analyzed

2.5.3 Dam–Water Interaction Effects

2.5.4 Implications of Ignoring Water Compressibility

2.5.5 Comparison of Responses to Horizontal and Vertical Ground Motions

2.6 EQUIVALENT SDF SYSTEM: HORIZONTAL GROUND MOTION

2.6.1 Modified Natural Frequency and Damping Ratio

2.6.2 Evaluation of Equivalent SDF System

2.6.3 Hydrodynamic Effects on Natural Frequency and Damping Ratio

2.6.4 Peak Response

APPENDIX 2: WAVE-ABSORPTIVE RESERVOIR BOTTOM. A2.1 Reservoir Bottom Sediments

A2.2 Application to Flexible Foundation

A2.3 Comments on the Absorbing Boundary

NOTES

3 Fundamental Mode Response of Dams Including Dam–Water–Foundation Interaction. PREVIEW

3.1 SYSTEM AND GROUND MOTION

3.2 DAM RESPONSE ANALYSIS INCLUDING DAM–FOUNDATION INTERACTION. 3.2.1 Governing Equations: Dam Substructure

3.2.2 Governing Equations: Foundation Substructure

3.2.3 Governing Equations: Dam–Foundation System

3.2.4 Dam Response Analysis

3.3 DAM–FOUNDATION INTERACTION. 3.3.1 Interaction Effects

3.3.2 Implications of Ignoring Foundation Mass

3.4 EQUIVALENT SDF SYSTEM: DAM–FOUNDATION SYSTEM

3.4.1 Modified Natural Frequency and Damping Ratio

3.4.2 Evaluation of Equivalent SDF System

3.4.3 Peak Response

3.5 EQUIVALENT SDF SYSTEM: DAM–WATER–FOUNDATION SYSTEM

3.5.1 Modified Natural Frequency and Damping Ratio

3.5.2 Evaluation of Equivalent SDF System

3.5.3 Peak Response†

APPENDIX 3: EQUIVALENT SDF SYSTEM

NOTES

4 Response Spectrum Analysis of Dams Including Dam–Water–Foundation Interaction. PREVIEW

4.1 EQUIVALENT STATIC LATERAL FORCES: FUNDAMENTAL MODE

4.1.1 One‐Dimensional Representation

4.1.2 Approximation of Hydrodynamic Pressure

4.2 EQUIVALENT STATIC LATERAL FORCES: HIGHER MODES

4.3 RESPONSE ANALYSIS. 4.3.1 Dynamic Response

4.3.2 Total Response

4.4 STANDARD PROPERTIES FOR FUNDAMENTAL MODE RESPONSE

4.4.1 Vibration Period and Mode Shape

4.4.2 Modification of Period and Damping: Dam–Water Interaction

4.4.3 Modification of Period and Damping: Dam–Foundation Interaction

4.4.4 Hydrodynamic Pressure

4.4.5 Generalized Mass and Earthquake Force Coefficient

4.5 COMPUTATIONAL STEPS

4.6 CADAM COMPUTER PROGRAM

4.7 ACCURACY OF RESPONSE SPECTRUM ANALYSIS PROCEDURE

4.7.1 System Considered

4.7.2 Ground Motions

4.7.3 Response Spectrum Analysis

4.7.4 Comparison with Response History Analysis

NOTES

5 Response History Analysis of Dams Including Dam–Water–Foundation Interaction. PREVIEW

5.1 DAM–WATER–FOUNDATION SYSTEM

5.1.1 Two‐Dimensional Idealization

5.1.2 System Considered

5.1.3 Ground Motion

5.2 FREQUENCY‐DOMAIN EQUATIONS: DAM SUBSTRUCTURE

5.3 FREQUENCY‐DOMAIN EQUATIONS: FOUNDATION SUBSTRUCTURE

5.4 DAM–FOUNDATION SYSTEM. 5.4.1 Frequency‐Domain Equations

5.4.2 Reduction of Degrees of Freedom

5.5 FREQUENCY–DOMAIN EQUATIONS: FLUID DOMAIN SUBSTRUCTURE. 5.5.1 Boundary Value Problems

5.5.2 Solutions for Hydrodynamic Pressure Terms

5.5.3 Hydrodynamic Force Vectors

5.6 FREQUENCY‐DOMAIN EQUATIONS: DAM–WATER–FOUNDATION SYSTEM

5.7 RESPONSE HISTORY ANALYSIS

5.8 EAGD‐84 COMPUTER PROGRAM

APPENDIX 5:WATER–FOUNDATION INTERACTION. A5.1 Effects of Water–Foundation Interaction

A5.2 Modeling Water–Foundation Interaction

NOTE

6 Dam–Water–Foundation Interaction Effects in Earthquake Response. PREVIEW

6.1 SYSTEM, GROUND MOTION, CASES ANALYZED, AND SPECTRAL ORDINATES. 6.1.1 Pine Flat Dam

6.1.2 Ground Motion

6.1.3 Cases Analyzed and Response Results

6.2 DAM–WATER INTERACTION. 6.2.1 Hydrodynamic Effects

6.2.2 Reservoir Bottom Absorption Effects

6.2.3 Implications of Ignoring Water Compressibility

6.3 DAM–FOUNDATION INTERACTION. 6.3.1 Dam–Foundation Interaction Effects

6.3.2 Implications of Ignoring Foundation Mass

6.4 DAM–WATER–FOUNDATION INTERACTION EFFECTS

7 Comparison of Computed and Recorded Earthquake Responses of Dams. PREVIEW

7.1 COMPARISON OF COMPUTED AND RECORDED MOTIONS. 7.1.1 Choice of Example

7.1.2 Tsuruda Dam and Earthquake Records

7.1.3 System Analyzed

7.1.4 Comparison of Computed and Recorded Responses

7.2 KOYNA DAM CASE HISTORY. 7.2.1 Koyna Dam and Earthquake Damage

7.2.2 Computed Response of Koyna Dam

7.2.3 Response of Typical Gravity Dam Sections

7.2.4 Response of Dams with Modified Profiles

APPENDIX 7: SYSTEM PROPERTIES

Part II ARCH DAMS

8 Response History Analysis of Arch Dams Including Dam–Water–Foundation Interaction. PREVIEW

8.1 SYSTEM AND GROUND MOTION

8.2 FREQUENCY‐DOMAIN EQUATIONS: DAM SUBSTRUCTURE

8.3 FREQUENCY‐DOMAIN EQUATIONS: FOUNDATION SUBSTRUCTURE

8.4 DAM–FOUNDATION SYSTEM. 8.4.1 Frequency‐Domain Equations

8.4.2 Reduction of Degrees of Freedom

8.5 FREQUENCY‐DOMAIN EQUATIONS: FLUID DOMAIN SUBSTRUCTURE

8.6 FREQUENCY‐DOMAIN EQUATIONS: DAM–WATER–FOUNDATION SYSTEM

8.7 RESPONSE HISTORY ANALYSIS

8.8 EXTENSION TO SPATIALLY VARYING GROUND MOTION

8.9 EACD‐3D‐2008 COMPUTER PROGRAM

NOTES

9 Earthquake Analysis of Arch Dams: Factors to Be Included. PREVIEW

9.1 DAM–WATER–FOUNDATION INTERACTION EFFECTS

9.1.1 Dam–Water Interaction

9.1.2 Dam–Foundation Interaction

9.1.3 Dam–Water–Foundation Interaction

9.1.4 Earthquake Responses

9.2 BUREAU OF RECLAMATION ANALYSES

9.2.1 Implications of Ignoring Foundation Mass

9.2.2 Implications of Ignoring Water Compressibility

9.3 INFLUENCE OF SPATIAL VARIATIONS IN GROUND MOTIONS

9.3.1 January 13, 2001 Earthquake

9.3.2 January 17, 1994 Northridge Earthquake

NOTE

10 Comparison of Computed and Recorded Motions. PREVIEW

10.1 EARTHQUAKE RESPONSE OF MAUVOISIN DAM. 10.1.1 Mauvoisin Dam and Earthquake Records

10.1.2 System Analyzed

10.1.3 Spatially Varying Ground Motion

10.1.4 Comparison of Computed and Recorded Responses

10.2 EARTHQUAKE RESPONSE OF PACOIMA DAM. 10.2.1 Pacoima Dam and Earthquake Records

10.2.2 System Analyzed

10.2.3 Comparison of Computed and Recorded Responses: January 13, 2001 Earthquake

10.2.4 Comparison of Computed Responses and Observed Damage: Northridge Earthquake

10.3 CALIBRATION OF NUMERICAL MODEL: DAMPING

NOTE

11 Nonlinear Response History Analysis of Dams. PREVIEW

PART A: NONLINEAR MECHANISMS AND MODELING. 11.1 LIMITATIONS OF LINEAR DYNAMIC ANALYSES

11.2 NONLINEAR MECHANISMS

11.2.1 Concrete Dams

11.2.2 Foundation Rock

11.2.3 Impounded Water

11.2.4 Pre‐Earthquake Static Analysis

11.3 NONLINEAR MATERIAL MODELS. 11.3.1 Concrete Cracking

11.3.2 Contraction Joints: Opening, Closing, and Sliding

11.3.3 Lift Joints and Concrete–Rock Interfaces: Sliding and Separation

11.3.4 Discontinuities in Foundation Rock

11.4 MATERIAL MODELS IN COMMERCIAL FINITE‐ELEMENT CODES

PART B: DIRECT FINITE‐ELEMENT METHOD. 11.5 CONCEPTS AND REQUIREMENTS

11.6 SYSTEM AND GROUND MOTION. 11.6.1 Semi‐Unbounded Dam–Water–Foundation System

11.6.2 Earthquake Excitation

11.7 EQUATIONS OF MOTION

11.8 EFFECTIVE EARTHQUAKE FORCES. 11.8.1 Forces at Bottom Boundary of Foundation Domain

11.8.2 Forces at Side Boundaries of Foundation Domain

11.8.3 Forces at Upstream Boundary of Fluid Domain

11.9 NUMERICAL VALIDATION OF THE DIRECT FINITE ELEMENT METHOD

11.9.1 System Considered and Validation Methodology

11.9.2 Frequency Response Functions

11.9.3 Earthquake Response History

11.10 SIMPLIFICATIONS OF ANALYSIS PROCEDURE

11.10.1 Using 1D Analysis to Compute Effective Earthquake Forces

11.10.2 Ignoring Effective Earthquake Forces at Side Boundaries

11.10.3 Avoiding Deconvolution of the Surface Free‐Field Motion

11.10.4 Ignoring Effective Earthquake Forces at Upstream Boundary of Fluid Domain

11.10.5 Ignoring Sediments at the Reservoir Boundary

11.11 EXAMPLE NONLINEAR RESPONSE HISTORY ANALYSIS

11.11.1 System and Ground Motion

11.11.2 Computer Implementation

11.11.3 Earthquake Response Results

11.12 CHALLENGES IN PREDICTING NONLINEAR RESPONSE OF DAMS

NOTES

Part III DESIGN AND EVALUATION

12 Design and Evaluation Methodology. PREVIEW

12.1 DESIGN EARTHQUAKES AND GROUND MOTIONS

12.1.1 ICOLD and FEMA

12.1.2 U.S. Army Corps of Engineers (USACE)

12.1.3 Division of Safety of Dams (DSOD), State of California

12.1.4 U.S. Federal Energy Regulatory Commission (FERC)

12.1.5 Comments and Observations

12.2 PROGRESSIVE SEISMIC DEMAND ANALYSES

12.3 PROGRESSIVE CAPACITY EVALUATION

12.4 EVALUATING SEISMIC PERFORMANCE

12.5 POTENTIAL FAILURE MODE ANALYSIS

NOTES

13 Ground‐Motion Selection and Modification. PREVIEW

PART A: SINGLE HORIZONTAL COMPONENT OF GROUND MOTION

13.1 TARGET SPECTRUM. 13.1.1 Uniform Hazard Spectrum

13.1.2 Uniform Hazard Spectrum Versus Recorded Ground Motions

13.1.3 Conditional Mean Spectrum

13.1.4 CMS‐UHS Composite Spectrum

13.2 GROUND‐MOTION SELECTION AND AMPLITUDE SCALING

13.3 GROUND‐MOTION SELECTION TO MATCH TARGET SPECTRUM MEAN AND VARIANCE

13.4 GROUND‐MOTION SELECTION AND SPECTRAL MATCHING

13.5 AMPLITUDE SCALING VERSUS SPECTRAL MATCHING OF GROUND MOTIONS

PART B: TWO HORIZONTAL COMPONENTS OF GROUND MOTION

13.6 TARGET SPECTRA

13.7 SELECTION, SCALING, AND ORIENTATION OF GROUND‐MOTION COMPONENTS

PART C: THREE COMPONENTS OF GROUND MOTION

13.8 TARGET SPECTRA AND GROUND‐MOTION SELECTION

NOTES

14 Application of Dynamic Analysis to Evaluate Existing Dams and Design New Dams. PREVIEW

14.1 SEISMIC EVALUATION OF FOLSOM DAM

14.2 SEISMIC DESIGN OF OLIVENHAIN DAM

14.3 SEISMIC EVALUATION OF HOOVER DAM

14.4 SEISMIC DESIGN OF DAGANGSHAN DAM

NOTE

References

Notation

PART I: CHAPTERS 2–8. Abbreviations

Roman Symbols

Greek Symbols

PART II: CHAPTERS 9–11. Abbreviations

Roman Symbols

Greek Symbols

PART III: CHAPTERS 12–14. Abbreviations

Roman Symbols

Greek Symbols

Index

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Отрывок из книги

Anil K. Chopra

University of California at BerkeleyCaliforniaUSA

.....

The frequency response function is governed by Eq. (2.3.8) subject to the boundary conditions of Eqs. transformed according to Eqs. (2.4.4) and (2.4.5):

(2.4.8a)

.....

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