Global Drought and Flood

Global Drought and Flood
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Recent advances in the modeling and remote sensing of droughts and floods Droughts and floods are causing increasing damage worldwide, often with devastating short- and long-term impacts on human society. Forecasting when they will occur, monitoring them as they develop, and learning from the past to improve disaster management is vital. Global Drought and Flood: Observation, Modeling, and Prediction presents recent advances in the modeling and remote sensing of droughts and floods. It also describes the techniques and products currently available and how they are being used in practice. Volume highlights include: Remote sensing approaches for mapping droughts and floods Physical and statistical models for monitoring and forecasting hydrologic hazards Features of various drought and flood systems and products Use by governments, humanitarian, and development stakeholders in recent disaster cases Improving the collaboration between hazard information provision and end users The American Geophysical Union promotes discovery in Earth and space science for the benefit of humanity. Its publications disseminate scientific knowledge and provide resources for researchers, students, and professionals.

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Группа авторов. Global Drought and Flood

Table of Contents

List of Tables

List of Illustrations

Guide

Pages

Geophysical Monograph Series

Global Drought and Flood. Observation, Modeling, and Prediction

LIST OF CONTRIBUTORS

PREFACE

1 Progress, Challenges, and Opportunities in Remote Sensing of Drought

ABSTRACT

1.1. INTRODUCTION

1.2. PROGRESS IN REMOTE SENSING OF DRIVERS OF DROUGHT

1.2.1. Precipitation

1.2.2. Soil Moisture

1.2.3. Relative Humidity

1.2.4. Evapotranspiration

1.2.5. Snow

1.2.6. Groundwater

1.3. MULTI‐INDICATOR DROUGHT MODELING

1.4. DROUGHT AND HEATWAVES FEEDBACKS

1.5. REMAINING CHALLENGES AND OPPORTUNITIES

1.6. CONCLUSION

REFERENCES

2 Remote Sensing of Evapotranspiration for Global Drought Monitoring

ABSTRACT

2.1. INTRODUCTION

2.2. HISTORICAL SKETCH OF ET REMOTE SENSING STUDIES AND ET DATA PRODUCTS

2.3. ESTIMATING ET AND MONITORING DROUGHT WITH GEOSTATIONARY SATELLITE THERMAL OBSERVATIONS. 2.3.1. The ALEXI Model

2.3.2. Extrapolation from Instantaneous to Hourly and Daily Fluxes

2.3.3. Potential Evapotranspiration

2.3.4. Evaporative Stress Index

2.4. DROUGHT MONITORING PRODUCT SYSTEM BASED ON ET REMOTE SENSING. 2.4.1. Theoretical Description of ET and Drought Monitoring Product System

2.4.2. GOES ET and Drought Product System Design

2.4.3. GET‐D System Outputs

2.5. COMBINING ET REMOTE SENSING WITH MICROWAVE SOIL MOISTURE DATA FOR DROUGHT MONITORING

2.6. DISCUSSION

ACKNOWLEDGMENTS

REFERENCES

3 Drought Monitoring Using Reservoir Data Collected via Satellite Remote Sensing

ABSTRACT

3.1. INTRODUCTION

3.2. DROUGHT MONITORING USING REMOTELY SENSED RESERVOIR DATA. 3.2.1. Reservoir Elevation

3.2.2. Reservoir Storage

3.2.3. Reservoir Area

3.3. ADOPTING REMOTELY SENSED RESERVOIR DATA TO SUPPORT DROUGHT MODELING APPLICATIONS

3.4. FUTURE DIRECTIONS

3.5. DISCUSSION AND CONCLUSIONS

ACKNOWLEDGMENTS

REFERENCES

4 Automatic Near‐Real‐Time Flood Mapping from Geostationary Low Earth Orbiting Satellite Observations

ABSTRACT

4.1. INTRODUCTION

4.2. DATA USED

4.3. METHODS. 4.3.1. Physical Basis

4.3.2. Challenges

4.3.3. Algorithm Development

Water Detection

Cloud Shadow Removal

Terrain Shadow Removal

Minor Flood Detection

Water Fraction Retrieval

Flood Determination

4.3.4. Algorithm Process

4.4. APPLICATIONS

4.4.1. Application in Dynamic Flood‐Extent Monitoring

4.4.2. Application to Snowmelt and Ice‐Jam Flood Prediction and Monitoring

4.5. VALIDATION

4.5.1. Visual Inspection

4.5.2. Comparison with the MODIS Automatic Flood Products

4.5.3. Comparison with Radar Flood Products

4.5.4. Validation with Landsat‐8 OLI Imagery

4.6. DISCUSSION

4.6.1. Problems with VIIRS/ABI Flood Products

4.6.2. Potential Improvements on Future Flood Products

4.7. SUMMARY

ACKNOWLEDGMENTS

REFERENCES

5 Global Flood Observation with Multiple Satellites: Applications in Rio Salado (Argentina) and the Eastern Nile Basin

ABSTRACT

5.1. INTRODUCTION: THE STATE OF THE SCIENCE AND NEED FOR GLOBAL SATELLITE FLOOD MAPPING

5.1.1. The Need for Global Satellite‐Based Flood Maps

5.1.2. The Need for Satellite Flood Observation Locally: Rio Salado and Nile Basin

5.1.3. Current Satellites Available for Flood Mapping

5.2. METHODS FOR GLOBAL FLOOD OBSERVATION. 5.2.1. Generating Historic Flood‐Event Data Sets

The Dartmouth Flood Observatory

DesInventar

Media and Local Knowledge

5.2.2. Google Earth Engine

5.2.3. Remote Sensing Methods for Flood Event Mapping

MODIS Flood Mapping

Accuracy Assessment with the MODIS Flood Extent Data Sets

Landsat Flood Mapping

5.2.4. Recurrence Mapping, Frequency, and Historic Flooding. Flood Recurrence

Frequency

Historic Flooding

5.2.5. Precipitation Hyetographs

5.2.6. Population and Area Exposure

5.2.7. User‐Friendly Dashboards

5.3. WATERSHED CASE STUDIES: ARGENTINA AND THE EASTERN NILE REGION. 5.3.1. Rio Salado Basin, Argentina

5.3.2. Eastern Nile Basin

5.3.3. Flood Events for Argentina and Eastern Nile

5.4. RESULTS FROM FLOOD MAPPING IN CASE STUDIES. 5.4.1. Rio Salado

5.4.2. Eastern Nile Basin

5.5. LIMITATIONS AND FUTURE DIRECTIONS FOR THE UTILITY OF SATELLITE FLOOD‐EVENT DATA. 5.5.1. Limitations

5.5.2. Future Directions and Potential for Global Flood‐Event Mapping

5.6. CONCLUSION

ACKNOWLEDGMENTS

REFERENCES

6 Integrating Earth Observation Data of Floods with Large‐Scale Hydrodynamic Models

ABSTRACT

6.1. INTRODUCTION

6.2. EARTH OBSERVATION FLOOD DATA

6.2.1. Optical Range

6.2.2. Microwave Range

6.2.3. Altimeters

6.3. INTEGRATION OF EO DATA AND FLOOD MODELS

6.3.1. Model Calibration and Validation Methods

6.3.2. Assimilation Methods

6.4. OUTLOOK

6.5. CONCLUSION

REFERENCES

7 Global Integrated Drought Monitoring with a Multivariate Framework

ABSTRACT

7.1. INTRODUCTION

7.2. METHOD

7.3. DATA

7.4. RESULTS. 7.4.1. Illustration of the Indicator Property

7.4.2. Integrated Drought Monitoring

7.4.3. Drought Monitoring with Categories

7.4.4. Drought Monitoring Based on Rescaled MSDI

7.5. CONCLUSION

REFERENCES

8 A Probabilistic Framework for Agricultural Drought Forecasting Using the Ensemble Data Assimilation and Bayesian Multivariate Modeling

ABSTRACT

8.1. INTRODUCTION

8.2. REVIEW OF CURRENT DROUGHT FORECASTING SYSTEMS

8.2.1. Drought Forecasting Using Statistical Methods

8.2.2. Drought Forecasting Using Dynamical Methods

8.2.3. Drought Forecasting Using Coupled Methods

8.2.4. Current Operational Drought Forecasting Systems

8.3. THE PROPOSED COUPLED DYNAMICAL–STATISTICAL DROUGHT FORECASTING SYSTEM

8.3.1. The Overall Framework

8.3.2. Component I: Hydrologic Modeling

8.3.3. Component II: Land Surface Observations

8.3.4. Component III: Ensemble Data Assimilation

8.3.5. Component IV: Bayesian Network Model Using Copula Functions

8.3.6. Component V: High‐Performance Computing Implementation

8.4. CASE STUDIES

8.4.1. The Mid United States Drought of 2012

8.4.2. The 2017 Montana Drought

8.5. CONCLUSIONS AND DISCUSSION

REFERENCES

9 Integrating Soil Moisture Active/Passive Observations with Rainfall Data Using an Analytic Model for Drought Monitoring at the Continental Scale

ABSTRACT

9.1. INTRODUCTION

9.2. DATA AND METHOD. 9.2.1. Data

9.2.2. Analytic Model for Estimating Daily Surface Soil Moisture

9.3. RESULTS. 9.3.1. Model Training and Verification

9.3.2. A Case Study for Monitoring Drought

9.4. DISCUSSION AND CONCLUSIONS

ACKNOWLEDGEMENTS

REFERENCES

10 Global Flood Models

ABSTRACT

10.1. INTRODUCTION

10.1.1. The Challenges and History of GFM Development

10.2. TYPES OF GFM AND SPECIFIC EXAMPLES

10.2.1. Scale Characteristic

10.2.2. Model Forcing

10.2.3. Probability Estimation Methods

10.2.4. Calibration

10.2.5. Hydraulic Method

10.2.6. Other Relevant Models

10.3. APPLICATIONS OF GLOBAL FLOOD MODELS

10.3.1. Flood Hazard Mapping

10.3.2. Flood Risk Analysis

10.3.3. Flood Forecasting

10.3.4. Insurance Exposure

10.4. INSURANCE CATASTROPHE MODELS

10.4.1. Flood Hazard Mapping

10.4.2. Stochastic Precipitation and Discharge Scenarios

10.4.3. Flood Defenses

10.5. GFM CREDIBILITY. 10.5.1. The Importance of Model Credibility

10.5.2. Existing Model Testing

10.5.3. Collective Testing

10.6. THE FUTURE OF GFMS

10.6.1. Improvements in Data Sets for Model Build and Testing

10.6.2. Improvements in Processes Representation

10.6.3. Improved Model Testing

REFERENCES

11 Calibration of Global Flood Models: Progress, Challenges, and Opportunities

ABSTRACT

11.1. INTRODUCTION

11.2. GLOBAL HYDROLOGICAL MODEL CALIBRATION

11.2.1. Global Flood Awareness System

Hydrological Model

Streamflow and Forcing Data

Calibration Procedure and Evaluation

Calibration Results

11.2.2. Global Flood Monitoring Systems. Global Flood Monitoring System

Floods.Global System

Other Global Rainfall‐Runoff Models

11.3. MAIN CHALLENGES OF CALIBRATING GLOBAL HYDROLOGICAL MODELS

11.3.1. Data Limitation

11.3.2. Uncertainty in Forcing Data and Model Structure

11.3.3. Computational Cost

11.4. EMERGING OPPORTUNITIES

11.4.1. Improved Hydrological Monitoring

11.4.2. Improved Precipitation Forcing

11.4.3. Computational Efficiency

11.5. SUMMARY

REFERENCES

12 Digital Elevation Model and Drainage Network Data Sets for Global Flood and Drought Modeling

ABSTRACT

12.1. INTRODUCTION

12.2. GLOBAL BASELINE DIGITAL ELEVATION DATA FOR HYDROLOGICAL MODELING

12.2.1. Global DEM Data and General Evaluation Remarks

12.2.2. Errors Associated with GDEMs and Methods of Correction

Voids

Speckle Noise

Stripe Noise

Absolute Bias

Tree Height and Urban Area Biases

12.2.3. Challenges in Improving High‐Resolution GDEMs. Globally Consistent Error Removal Procedure

Dynamic Terrain Height

12.3. GLOBAL HYDROGRAPHY DATA SETS

12.3.1. High‐Resolution Hydrographic Data Sets

12.3.2. Moderate to Coarse Hydrographic Data Sets

Moderate to Coarse Hydrographic Data Sets Derived from a DEM

Moderate to Coarse Hydrographic Data Sets Using Upscaling Methods

12.3.3. Advanced Upscaling Method: Hierarchical Dominant River Tracing

12.4. CHALLENGES AND OPPORTUNITIES. 12.4.1. Multiple Flow Directions

12.4.2. Comprehensive Global Hydrography Data Set

12.5. SUMMARY

ACKNOWLEDGMENTS

REFERENCES

13 Fundamental Data Set for Global Drought and Flood Modeling: Land Use and Land Cover

ABSTRACT

13.1. INTRODUCTION

13.2. GLOBAL LAND COVER DATA SETS

13.2.1. Global Land Cover Characterization

13.2.2. University of Maryland Land Cover

13.2.3. Global Land Cover 2000

13.2.4. MODIS Land‐Cover Data Set

13.2.5. GlobCover Land‐Cover Product

13.2.6. Global Land Cover by National Mapping Organizations

13.2.7. Climate Change Initiative and Land Cover

13.2.8. GlobeLand30

13.2.9. Data fusion land cover data sets

SYNLCover

UN FAO Global Land‐Cover Network

13.3. DISCUSSION

REFERENCES

14 Global River Flood Risk Under Climate Change

ABSTRACT

14.1. INTRODUCTION

14.2. MODELING GLOBAL RIVER FLOOD RISK: GENERAL CONCEPTS AND METHODS

14.2.1. Risk Components

14.2.2. Risk Evaluation

14.2.3. Modeling Frameworks

14.3. THE GLOFRIS MODELING FRAMEWORK

14.3.1. Data and Methods

Hydrological and Hydraulic Modeling

Extreme Value Statistics

Inundation Modeling

Impact Modeling

14.3.2. Main Scientific Findings

14.3.3. Applications for Policy Support

14.4. CAMA‐FLOOD AND ISIMIP MODELING FRAMEWORKS

14.4.1. Data and Methods: Overview of the Modeling Chain

Climate Models

Global Hydrological Models

River Routing

Downscaling Inundation Area and Depth

Socioeconomic Impacts

14.4.2. Main Scientific Findings

14.5. THE GAR‐2015 FLOOD RISK FRAMEWORK

14.5.1. Data and Methods: Overview of the Modeling Chain

Hydrological Data and Modeling

River Routing and Inundation Modeling

Socioeconomic Impacts

14.5.2. Main Scientific Findings and Applications

14.6. THE JOINT RESEARCH CENTRE MODEL

14.6.1. Modeling Approach

Estimation of Scenarios of Flood Inundation in the Present Climate

Estimation of Flood Frequency and Magnitude

Assessment of Socioeconomic Flood Impacts

14.6.2. Main Scientific Findings

14.6.3. Applications for Policy and Emergency Support

14.7. OTHER FLOOD RISK MODELS

14.8. CONCLUSIONS

14.8.1. Improvement of Data Sets

14.8.2. Improvement in Modeling Processes

14.8.3. Testing and Integration of Risk Modeling Frameworks

REFERENCES

15 Direct Tangible Damage Classification and Exposure Analysis Using Satellite Images and Media Data

ABSTRACT

15.1. INTRODUCTION

15.2. DATA AND STUDY SITE. 15.2.1. Study Site

15.2.2. Remote Sensing Data

15.2.3. Television Media

15.3. METHOD

15.3.1. Land‐Cover Data

15.3.2. Flood Extent Mapping

Water Indexes Calculation

Histogram Thresholding

Flood Extent Mapping

15.3.3. Direct Tangible‐Damage Classification

15.4. RESULTS. 15.4.1. Flood Extent Mapping

15.4.2. Direct Tangible‐Damage Classification and Exposure Analysis. Building Damage Classification and Exposure Analysis

Road Damage Classification and Exposure Analysis

Farmland Damage Classification and Exposure Analysis

15.5. DISCUSSION. 15.5.1. Data Acquisition

15.5.2. Identification and Validation of Direct Tangible‐Damage Classification

15.6. CONCLUSIONS

ACKNOWLEDGMENTS

REFERENCES

16 Flood Risk and Monitoring Data for Preparedness and Response: From Availability to Use

ABSTRACT

16.1. INTRODUCTION

16.2. CHALLENGES IN UNDERSTANDING AND TRUSTING FLOOD DATA

16.2.1. Identification of Questions, Not Only Users

16.2.2. Clear Communication of the Type of Flood(s) the Data Pertain To

16.2.3. Appropriate Presentation of Uncertainty

16.3. TWO CASE STUDIES FRAMING THE DISCONNECT BETWEEN FLOOD DATA DEVELOPERS AND DECISION MAKERS

16.3.1. Bangladesh

Background

Identification of Flood Related Challenges

Key Questions Asked by Decision Makers. Methods

Results

What is the seasonality of flood risk for different types of floods?

What does the indicated flood level of a risk map mean?

If a flood risk map exists, does it illustrate the local areas flooded during a normal rainy season, or resulting from extreme events?

How often are these specific flood vulnerability maps updated?

What is the level of uncertainty associated with a given flood map?

What flood risk products are appropriate for each camp?

16.3.2. Malawi

Background

Identification of Flood Related Challenges

Identifying Key Questions Asked by Decision Makers. Methods

Results

Which map do we trust?

What types of floods have occurred?

If we are not sure about what flood data to trust, should we just prioritize responding for the areas that are usually flooded and are perceived to be the flooded areas?

16.4. IDENTIFICATION OF COMMON THEMES FOUND IN THE QUESTIONS ASKED WITHIN THE CASE STUDIES

16.4.1. What Can be Done to Explore “Appropriateness” or “Best” Use of Flood Data for Flood Risk Assessment and Flood Response?

16.4.2. What Influences a Disaster Manager’s Choice to Integrate One Flood Tool or Product Rather than Another when a Multitude of Tools and/or Products are Available?

16.4.3. What is this Map Actually Showing? Is it Showing Absolute Flood Information? Is it Showing Deviations from Normal Flooding?

16.4.4. Which Flood Data do I Trust for the Questions I am Asking?

16.5. SUGGESTED OPPORTUNITIES TO MOVE TOWARDS NARROWING THE GAP

16.5.1. Exploration of Methods to Identify Specific Flood Related Questions and Map Out Associated Decision‐Making Processes

16.5.2. Codevelopment of Tools that Address the Elements Identified in the DMF

16.5.3. Learning From and Leveraging Global Frameworks

16.6. CONCLUSION

ACKNOWLEDGMENTS

REFERENCES

17 Global Flood Partnership*

ABSTRACT

17.1. INTRODUCTION

17.2. MODELS AND PRODUCTS. 17.2.1. Early Warning Systems

Extreme Weather Forecasts

GFP Products

Flood Early Warning Systems

GFP Products

17.2.2. Scenario Analysis

Inundation Models

GFP Products

Satellite Imagery

GFP Products

17.2.3. Hydrological Modeling

GFP Products

17.2.4. Monitoring

GFP Products. Satellite‐based discharge estimation

Satellite‐Based Inundation Mapping

17.2.5. Users and Emergency Responders

GFP Products

17.3. GFP ACTIVATIONS. 17.3.1. The South Asia floods in August 2017

17.3.2. Hurricane Harvey Flooding in Texas and Louisiana, August–September 2017

27 August (2 days after landfall)

28 August (flooding in Houston Metropolitan area)

29 August

30 August

31 August

1 September

3–5 September

17.4. DISCUSSION AND CONCLUSIONS

REFERENCES

Note

18 Drought and Flood Monitoring and Forecasting: Challenges and Opportunities Ahead

ABSTRACT

18.1. REMOTE SENSING FOR DROUGHT AND FLOOD MODELING

18.2. DROUGHT AND FLOOD MODELING

18.3. RISK ANALYSIS AND COLLABORATION

18.4. PERSPECTIVE

INDEX

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Brian Llamanzares International Research Institute for Climate and Society The Earth Institute, Columbia University Palisades, New York, USA

Valerio Lorini Disaster Risk Management Unit European Commission Joint Research Centre Ispra, Italy

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