Intermediate Islamic Finance

Intermediate Islamic Finance
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Mirakhor Abbas. Intermediate Islamic Finance

Preface

About the Authors

Chapter 1. Epistemology of Finance

Epistemology of an Ideal Conventional Financial System

Epistemology of an Ideal Islamic Financial System

Risk-Sharing Finance in a World of Uncertainty

Summary and Conclusions

Chapter 2. Finance and Ethics

Renewed Interest in Ethical Finance

Embedded Ethical Issues in Financial Theory

Cases of Ethical Issues in Finance

Virtue Ethics Model

Islamic Framework of Business Ethics

Summary and Conclusions

Chapter 3. The Analytics of Finance

The Theory of Interest

The Concept of Time Value

Utility Theory, Risk Aversion, and Risk Premium

The Individual's Optimal Consumption and Portfolio Choices

Market Efficiency and the Random-Walk Hypothesis

Risk Sharing in Finance

Summary and Conclusions

Chapter 4. Equity, Efficiency, and Firm Behavior

Methodological Issues in Islamic economics

Theories of Firm Behavior in Islamic Economics

The Profit-Sharing Principle

A Theoretical Construct of Equity and Allocative Efficiency

Summary and Conclusions

Chapter 5. Asset Pricing and Corporate Finance

Capital Asset Pricing Model

Arbitrage Pricing Theory

Capital Structure Theory

Summary and Conclusions

Chapter 6. Scope of Financial Engineering and Derivatives

Risk Hedging with Forward and Futures Contracts

Properties of Options Contracts

Option Valuation Theory

Applications of Option Pricing Theory in Islamic Finance

Risk Hedging and the Scope of Financial Engineering in Islamic Finance

Summary and Conclusions

Chapter 7. Financing Models and Ownership Transfer

Structure and Dynamics of Outstanding Balances

Ownership Transfer

Hybrid Financing Models Based on Risk Sharing

Summary and Conclusions

Chapter 8. Securitization and Structured Finance

Risk Transfer with Credit-Default Swaps

The Mechanics of Securitization and Structured Finance

Complexity of Contract Structures

Securitization, Structured Finance, and Completeness of Contracts

Securitization, Risk Transfer with Wa'ad Structures, and Options Strategies

Summary and Conclusions

Chapter 9. Financial Stability

The Financial System and the Real Economy

Financial Crises and Debt Financing

Stability of the Islamic Financial System

Summary and Conclusions

Chapter 10. Financial Regulation

The Economics of Financial Regulation

The Complexity of Financial Regulation

The Regulatory Framework under Islamic Finance

The Regulatory Challenges in Islamic Finance

Summary and Conclusions

Appendix A

Appendix B

References

Index

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Islamic Finance

NABIL MAGHREBI

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This chapter also explores ways in which risk transfer can be also reflected in complex double-wa'ad structures for total return swaps and for short selling. These complex trading structures are better understood within the classical analytical framework of options contracts described in Chapter 6. Since the role of double-wa'ad structures in total-return-swaps and short-selling strategies can only be effective as binding promises not just moral obligations, some clarity can thus be brought to the debate about the essence of wa'ad. Thus, securitization and structured finance, as well as wa'ad structures for total-return-swaps and short-selling, represent various strategies for risk transfer off-balance-sheet, or exposure to the underlying asset without ownership.

Chapter 9 examines issues related to financial stability. The focus on the stability of the financial system is justified in light of the previous discussion about the epistemology of finance in Chapter 1 and about the potential for structured finance to increase the on- and off-balance-sheet leverage and the risk-taking capacity of the shadow banking system in Chapter 8. The emphasis in Chapter 9 is made first on the procyclicality of the financial system, which reflects its propensity to amplify shocks to the real economy and exacerbate business cycle fluctuations. The focus is then made on the nature of financial crises, systemic risk, and the inherent instability of debt-driven financial systems. The discussion is then centered on the stability of the two-tier financial system under Islamic finance based on the full-reserve money system and the investment banking system.

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