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LECTURE II
CONSTRUCTION IN SHAKESPEARE'S TRAGEDIES
1
ОглавлениеAs a Shakespearean tragedy represents a conflict which terminates in a catastrophe, any such tragedy may roughly be divided into three parts. The first of these sets forth or expounds the situation,17 or state of affairs, out of which the conflict arises; and it may, therefore, be called the Exposition. The second deals with the definite beginning, the growth and the vicissitudes of the conflict. It forms accordingly the bulk of the play, comprising the Second, Third and Fourth Acts, and usually a part of the First and a part of the Fifth. The final section of the tragedy shows the issue of the conflict in a catastrophe.18
The application of this scheme of division is naturally more or less arbitrary. The first part glides into the second, and the second into the third, and there may often be difficulty in drawing the lines between them. But it is still harder to divide spring from summer, and summer from autumn; and yet spring is spring, and summer summer.
The main business of the Exposition, which we will consider first, is to introduce us into a little world of persons; to show us their positions in life, their circumstances, their relations to one another, and perhaps something of their characters; and to leave us keenly interested in the question what will come out of this condition of things. We are left thus expectant, not merely because some of the persons interest us at once, but also because their situation in regard to one another points to difficulties in the future. This situation is not one of conflict,19 but it threatens conflict. For example, we see first the hatred of the Montagues and Capulets; and then we see Romeo ready to fall violently in love; and then we hear talk of a marriage between Juliet and Paris; but the exposition is not complete, and the conflict has not definitely begun to arise, till, in the last scene of the First Act, Romeo the Montague sees Juliet the Capulet and becomes her slave.
The dramatist's chief difficulty in the exposition is obvious, and it is illustrated clearly enough in the plays of unpractised writers; for example, in Remorse, and even in The Cenci. He has to impart to the audience a quantity of information about matters of which they generally know nothing and never know all that is necessary for his purpose.20 But the process of merely acquiring information is unpleasant, and the direct imparting of it is undramatic. Unless he uses a prologue, therefore, he must conceal from his auditors the fact that they are being informed, and must tell them what he wants them to know by means which are interesting on their own account. These means, with Shakespeare, are not only speeches but actions and events. From the very beginning of the play, though the conflict has not arisen, things are happening and being done which in some degree arrest, startle, and excite; and in a few scenes we have mastered the situation of affairs without perceiving the dramatist's designs upon us. Not that this is always so with Shakespeare. In the opening scene of his early Comedy of Errors, and in the opening speech of Richard III., we feel that the speakers are addressing us; and in the second scene of the Tempest (for Shakespeare grew at last rather negligent of technique) the purpose of Prospero's long explanation to Miranda is palpable. But in general Shakespeare's expositions are masterpieces.21
His usual plan in tragedy is to begin with a short scene, or part of a scene, either full of life and stir, or in some other way arresting. Then, having secured a hearing, he proceeds to conversations at a lower pitch, accompanied by little action but conveying much information. For example, Romeo and Juliet opens with a street-fight, Julius Caesar and Coriolanus with a crowd in commotion; and when this excitement has had its effect on the audience, there follow quiet speeches, in which the cause of the excitement, and so a great part of the situation, are disclosed. In Hamlet and Macbeth this scheme is employed with great boldness. In Hamlet the first appearance of the Ghost occurs at the fortieth line, and with such effect that Shakespeare can afford to introduce at once a conversation which explains part of the state of affairs at Elsinore; and the second appearance, having again increased the tension, is followed by a long scene, which contains no action but introduces almost all the dramatis personae and adds the information left wanting. The opening of Macbeth is even more remarkable, for there is probably no parallel to its first scene, where the senses and imagination are assaulted by a storm of thunder and supernatural alarm. This scene is only eleven lines long, but its influence is so great that the next can safely be occupied with a mere report of Macbeth's battles,—a narrative which would have won much less attention if it had opened the play.
When Shakespeare begins his exposition thus he generally at first makes people talk about the hero, but keeps the hero himself for some time out of sight, so that we await his entrance with curiosity, and sometimes with anxiety. On the other hand, if the play opens with a quiet conversation, this is usually brief, and then at once the hero enters and takes action of some decided kind. Nothing, for example, can be less like the beginning of Macbeth than that of King Lear. The tone is pitched so low that the conversation between Kent, Gloster, and Edmund is written in prose. But at the thirty-fourth line it is broken off by the entrance of Lear and his court, and without delay the King proceeds to his fatal division of the kingdom.
This tragedy illustrates another practice of Shakespeare's. King Lear has a secondary plot, that which concerns Gloster and his two sons. To make the beginning of this plot quite clear, and to mark it off from the main action, Shakespeare gives it a separate exposition. The great scene of the division of Britain and the rejection of Cordelia and Kent is followed by the second scene, in which Gloster and his two sons appear alone, and the beginning of Edmund's design is disclosed. In Hamlet, though the plot is single, there is a little group of characters possessing a certain independent interest,—Polonius, his son, and his daughter; and so the third scene is devoted wholly to them. And again, in Othello, since Roderigo is to occupy a peculiar position almost throughout the action, he is introduced at once, alone with Iago, and his position is explained before the other characters are allowed to appear.
But why should Iago open the play? Or, if this seems too presumptuous a question, let us put it in the form, What is the effect of his opening the play? It is that we receive at the very outset a strong impression of the force which is to prove fatal to the hero's happiness, so that, when we see the hero himself, the shadow of fate already rests upon him. And an effect of this kind is to be noticed in other tragedies. We are made conscious at once of some power which is to influence the whole action to the hero's undoing. In Macbeth we see and hear the Witches, in Hamlet the Ghost. In the first scene of Julius Caesar and of Coriolanus those qualities of the crowd are vividly shown which render hopeless the enterprise of the one hero and wreck the ambition of the other. It is the same with the hatred between the rival houses in Romeo and Juliet, and with Antony's infatuated passion. We realise them at the end of the first page, and are almost ready to regard the hero as doomed. Often, again, at one or more points during the exposition this feeling is reinforced by some expression that has an ominous effect. The first words we hear from Macbeth, 'So foul and fair a day I have not seen,' echo, though he knows it not, the last words we heard from the Witches, 'Fair is foul, and foul is fair.' Romeo, on his way with his friends to the banquet, where he is to see Juliet for the first time, tells Mercutio that he has had a dream. What the dream was we never learn, for Mercutio does not care to know, and breaks into his speech about Queen Mab; but we can guess its nature from Romeo's last speech in the scene:
My mind misgives
Some consequence yet hanging in the stars
Shall bitterly begin his fearful date
With this night's revels.
When Brabantio, forced to acquiesce in his daughter's stolen marriage, turns, as he leaves the council-chamber, to Othello, with the warning,
Look to her, Moor, if thou hast eyes to see;
She has deceived her father, and may thee,
this warning, and no less Othello's answer, 'My life upon her faith,' make our hearts sink. The whole of the coming story seems to be prefigured in Antony's muttered words (i. ii. 120):
These strong Egyptian fetters I must break,
Or lose myself in dotage;
and, again, in Hamlet's weary sigh, following so soon on the passionate resolution stirred by the message of the Ghost:
The time is out of joint. Oh cursed spite,
That ever I was born to set it right.
These words occur at a point (the end of the First Act) which may be held to fall either within the exposition or beyond it. I should take the former view, though such questions, as we saw at starting, can hardly be decided with certainty. The dimensions of this first section of a tragedy depend on a variety of causes, of which the chief seems to be the comparative simplicity or complexity of the situation from which the conflict arises. Where this is simple the exposition is short, as in Julius Caesar and Macbeth. Where it is complicated the exposition requires more space, as in Romeo and Juliet, Hamlet, and King Lear. Its completion is generally marked in the mind of the reader by a feeling that the action it contains is for the moment complete but has left a problem. The lovers have met, but their families are at deadly enmity; the hero seems at the height of success, but has admitted the thought of murdering his sovereign; the old king has divided his kingdom between two hypocritical daughters, and has rejected his true child; the hero has acknowledged a sacred duty of revenge, but is weary of life: and we ask, What will come of this? Sometimes, I may add, a certain time is supposed to elapse before the events which answer our question make their appearance and the conflict begins; in King Lear, for instance, about a fortnight; in Hamlet about two months.
17
This word throughout the lecture bears the sense it has here, which, of course, is not its usual dramatic sense.
18
In the same way a comedy will consist of three parts, showing the 'situation,' the 'complication' or 'entanglement,' and the dénouement or 'solution.'
19
It is possible, of course, to open the tragedy with the conflict already begun, but Shakespeare never does so.
20
When the subject comes from English history, and especially when the play forms one of a series, some knowledge may be assumed. So in Richard III. Even in Richard II. not a little knowledge seems to be assumed, and this fact points to the existence of a popular play on the earlier part of Richard's reign. Such a play exists, though it is not clear that it is a genuine Elizabethan work. See the Jahrbuch d. deutschen Sh.-gesellschaft for 1899.
21
This is one of several reasons why many people enjoy reading him, who, on the whole, dislike reading plays. A main cause of this very general dislike is that the reader has not a lively enough imagination to carry him with pleasure through the exposition, though in the theatre, where his imagination is helped, he would experience little difficulty.