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"Tragedie is to seyn a certeyn storie,

As olde bokes maken us memorie,

Of him that stood in greet prosperitee

And is y-fallen out of heigh degree

Into miserie, and endeth wrecchedly."

These criteria for tragedy were fixed in the consciousness of the sixteenth century; and, though gradually correlated and amalgamated with criticism based on the newly found "Poetics," they continued to influence the theory and practice of the drama. Fitting these definitions and greatly increasing their importance and vogue, collections of tragedies attained wide popularity during the fourteenth, fifteenth, and sixteenth centuries. Boccaccio's "De Casibus Illustrium Virorum et Feminarum," Chaucer's "Monk's Tale," and Lydgate's "Falls of Princes" are examples, and, far the most influential on English tragedy, "The Mirror for Magistrates." This collection, first printed in 1559 and later frequently re-edited and enlarged, suggested many themes for the historical drama. Elizabethan playwrights seeking for tragic stories turned naturally to this most famous collection of "tragedies" in the medieval sense. Consequently, the very idea of tragedy continued to carry the connotation of a sudden reversal of fortune, the fall of princes. Tragedy, indeed, has always remained very largely devoted to themes "de casibus illustrium virorum et feminarum."

Turning now from the influence of medievalism to that of humanism, we may remember that in the drama even more than elsewhere humanism denotes a revolution in the spirit of the age, an emancipation of the individual mind from the fetters that had bound intellect and imagination through the Middle Ages. But we must deal first with one of the factors in accomplishing this emancipation, the reawakened knowledge of classical literature. There was some slight acquaintance with the Attic drama from the time that Greek was first taught at Oxford; the doughty Roger Ascham learned from his master Sir John Cheke to prefer Euripides to Seneca; and at the time when the study of Sophocles and Euripides was occupying the Italian dramatists, there must have been some similar response in England. Specific instances of this, however, are few and uncertain. The Greek dramatists seem to have exercised no appreciable direct influence on English tragedy of the sixteenth century; nor can their influence at any time during the seventeenth be said to have been considerable. For England, even more exclusively than for the Continent, the classical influence on the origin and early development of tragedy was confined to the ten plays which Renaissance scholarship attributed to the philosopher Seneca.

Seneca's plays, probably not intended for stage presentation, were literary exercises following the models of Greek tragedy and more especially of Euripides. By the humanist, after he had acquired some slight knowledge of the classical theatre, they were naturally accepted as plays actually performed, and their artificial and elaborate diction, which is their most conscious departure from Attic standards, was eagerly appraised as a merit. Their themes, with the exception of that of the pseudo-Senecan "Octavia," are borrowed from Greek mythology, with a strong preference for the most sensational and bloody stories of adultery, incest, the murder of parents by their children or of children by their parents. Whatever the revolting and bloody details, crime and its retribution make up the burden of each story. The plays present only the last phase of an action, and consequently open with lengthy exposition of preceding events. Much happens behind the scenes, little on the stage; there are many narrative and lyrical scenes, comparatively few dramatic. In comparison with the Athenian tragedies, they seem like prolonged rhetorical discussions of the familiar legends. Their structure involves a division into five acts, which had probably been earlier adopted in Latin tragedy and is noted in the "Ars Poetica," and the exclusion of the chorus from any participation in the action. It appears usually after each of the first four acts and indulges in philosophical reflections, hymns in praise of some deity, or lamentations. In each play a chief person or hero can be distinguished in conflict with one or more chief opponents; and each of the leading persons is accompanied by an adviser or confidant, usually a faithful friend for a hero and a nurse for the heroine. In addition to mortals, supernatural visitants, furies, gods, and especially ghosts, have a prominence that stirred Elizabethans to imitation. Though the presentation of character is not humanly vital, the long speeches and soliloquies display an elaborate analysis of moods of passion, with an absence of Athenian religion, a pagan cosmopolitanism, and an almost modern introspection. The style and philosophy were the chief recommendation of the plays to the Renaissance taste. Artificial, with constant use of antithesis, stichomythia, and hyperbole, oratorical, sonorous, bombastic, and thickly sprinkled with aphorisms and sentiments, the style seemed to the humanists to reach the height of tragic elevation and philosophic sententiousness.

The reasons for the almost exclusive adoption of Seneca as a model seem to have been not only the comparative ignorance of Greek, but also the preference of Renaissance taste for the qualities just enumerated. Moreover, these lifeless and undramatic mixtures of rhetorical verbiage, melodramatic situations, and endless declamations had the advantage of being easy to imitate. In their encouragement to imitation and their absorption of interest away from the models of Greek tragedy, there was a danger of humanistic endeavor resulting in mere copying, a danger not altogether escaped in Italy and France, but happily averted in England.

When, on the other hand, the characteristics of these unpromising models are considered in comparison with the conventionality of the miracles and moralities, they clearly offered much provocative of literary endeavor and the development of the genre of tragedy. Through them secular stories, real persons, and dramatic plots took the place of the allegories and the abstractions. While they encouraged the selection of such stories as resembled the sensational myths favored by Seneca, they opened the door to history, romance, and the whole world of classical fable. Though their particular structure proved in the end impossible on the English stage, they enforced the division into acts already familiarized in comedy, and suggested the possibility of a dramatic fable in distinction from the miracles' adherence to a narrative one. Again, their presentation of character brought new persons, new motives, and new methods, calling attention to drama not as an exposition of events or as an allegory of life, but as a field for the study of human emotion. Their brilliant if bombastic rhetoric aroused enthusiasm for the drama as literature and poetry; and their reflective and aphoristic style encouraged an effort to elevate tragedy above its too familiar converse with comedy into the realm of austere philosophy. These influences, however, were general. Every particular of Seneca's plays had its sixteenth century imitators.

The first signs of an intelligent interest in these plays appeared almost simultaneously at the very beginning of the fourteenth century in the commentary of the English Dominican, Nicholas Treveth, and in the study of the circle gathered about Lovato di Lovati at Padua. One of this school, Albertino Mussato, about 1314, wrote his "Eccerinis" on the fate of the Paduan tyrant, Ezzelino, of the preceding century. This first of the Latin tragedies of modern times aroused the admiration of scholars, and was followed by many other neo-Latin imitations of Seneca. These, while keeping to the Senecan form, often went beyond the stories of classical mythology and chose their subjects from the Bible or from ancient or modern history. Meanwhile neo-Latin comedy had had a beginning and was largely stimulated by the discovery, in 1427, of twelve hitherto unknown comedies of Plautus. All these neo-Latin plays were read and not acted; and the actual acting, either of the classical plays or their humanistic imitations, was not established until the close of the fifteenth century.

The knowledge of the classical drama spread after a time across the Alps, and Terentian comedy in particular exercised a wide influence upon the drama. Of especial interest in relation to tragedy is the new school of neo-Latin comedy which arose about 1530 in Holland and spread over Germany and into France. It applied Terentian style and structure to many of the stories in the Old Testament and to the parable of the prodigal son. To its original purpose of substituting for Terentian immorality themes edifying for youth, it soon added a Protestant tone, and in Kirchmayer's "Pammachius" (1538) entered the field of violent religious controversy. As the number of these plays rapidly increased, there resulted a secularization of treatment and the admission of Senecan as well as Terentian influence. The stories of Judith, Susannah, Goliath, and others gave opportunities for recourse to Senecan imitation; and in the "Jephthes" and "Baptistes," which about 1540 George Buchanan wrote at Bordeaux for his students to act, we have the first tragedies north of the Alps written in distinctly classical form—a form, it should be said, derived from his study and translation of Euripides as well as from Seneca.

Seneca's preëminence as a model for tragedy, however, was in general not contested, but rather increased by the growing knowledge of Euripides and Sophocles. By the end of the fifteenth century there had been many translations of his plays in Italy; they were studied in the schools, and some had been given stage presentation. But the idea of a vernacular tragedy on the Senecan model was not put into effect until Trissino's "Sophonisba," written in 1515. This was followed by others, until by the time of "Gorboduc" Senecan tragedy in Italian was an established form, and Jodelle's "Cléopatre Captive" (1552) had marked the beginning of the Senecan genre in France. The Italian tragedy had also introduced some departures, in the choice of romantic material and in the innovation of "tragicomedy," which supplied the Senecan model with a happy ending. But all these writers of tragedy worked with a common purpose, to revive Senecan drama in their own day, and their plays adapted their themes and methods to the Senecan model with the faithfulness of disciples. These Senecan imitations, it should be noted, were designed for special performances under academic or courtly auspices, and not for the popular theatre.

In England during the first half of the sixteenth century there was a repetition of the inter-influence between the still flourishing forms of medieval drama and the new classical models which we have noted on the Continent. The early Renaissance in the reign of Henry VIII awakened an interest in Seneca; and the fragment of an English play introducing Lucrece has suggested to Mr. Chambers the possibility of an essay at Senecan tragedy thirty years before "Gorboduc." The main force of the humanistic influence seems, however, to have been in the direction of comedy. The drama was no longer confined to popular open-air presentations, but found a place at court, in the halls of noblemen, and especially at the schools and universities, where the comedies of Plautus and Terence and imitations both in Latin and English were frequently acted. The influence of the classical plays themselves and of the neo-Latin school and the controversial dramas of the Continent upon English moralities and interludes was extensive and distinct. This led to a multiplication and confusion of dramatic types out of which comedy emerged in such plays as "Gammer Gurton's Needle" and "Ralph Roister Doister." In Latin, but not in English, we can trace a similar movement toward tragedy. We hear of a "Dido" written by Ritwyse, master of St. Paul's, and performed by his pupils some time in the decade preceding 1532. "Absalon," written by Thomas Watson probably in the following decade, was highly praised by Roger Ascham, and, if it be identical with the play now in manuscript in the British Museum, is an example of biblical drama along Senecan lines. A non-extant "Jephthes" by Christopherson (1546), the "Archipropheta," with a romantic love episode and a clown, written by Grimald and acted at Oxford in 1547, and his "Christus Redivivus" published in 1543 as a "comœdia tragica," all belong to the same mixed species. A representative of the controversial drama appears in John Foxe's "Christus Triumphans" about 1550, which drew much from the famous "Pammachius," already translated by Bale and acted at Oxford to the great scandal of Gardiner. Of plays in the vernacular we hear of a few called tragedies, but the term was used without any exactness, and no extant play has any just claim to the title. Ten tragedies and comedies are attributed by Bale to Ralph Radcliffe, a pedagogue, who in 1538 opened a theatre in his schoolhouse and gave plays before the 'plebs.' Some of these were certainly in Latin, but some may have been in English, and the titles are interesting as emphasizing again the prevailing humanistic influences. Of the tragedies, two, "The Burning of Sodom" and "The Delivery of Susannah," are on biblical themes evidently chosen for the purpose of edification; the third, "The Condemnation of John Huss," suggests the controversial type. Of the comedies, four have biblical themes, while three, "Patient Griselda," "Melibœus," and "Titus and Gisippus," indicate the growing search for secular and even romantic themes. In this confusion of many species of drama, created by a mixture of medieval and humanistic influences, there is at least no clear evidence of any English tragedy on Senecan lines before "Gorboduc." Of the development of the moralities toward tragedy, of which signs are not lacking, we get the clearest examples in plays a little later, which will be treated in the next chapter.

Special notice, however, must here be paid to one morality and the dramatic activity of its author. John Bale, born 1495, a converted Carmelite who became bishop under Edward VI and an exile during the reign of Mary, and who died not long after the accession of Elizabeth, was one of the most vigorous of Protestant controversialists and apparently the leader of what may be called the Protestant drama. His forty-six plays "in idiomate materno" seem to have been intended for presentation, and, while exhibiting classical influence, doubtless in the main followed medieval models. Of the five extant, written presumably about 1538, three, "God's Promises," "John the Baptist," and "The Temptation of our Lord," are miracle plays; one, "The Three Laws," is a morality. The fifth, "King John," inspired in its satirical and Protestant elements by "Pammachius" and perhaps also by Lindsay's "Three Estates," is the first example of a morality showing an approach to the later historical drama. It is in form a controversial morality, divided into two long parts or acts, but it follows roughly a chronological outline, and among its abstractions presents the king himself as the champion of Protestantism against the pope and Pandulph. Although the direct influence of the play on later drama cannot be traced, it is a notable advance, of which there were perhaps other examples, toward the treatment of English history and of individual persons rather than abstractions in the popular drama.

The humanistic activities of the sixty years before "Gorboduc" thus resulted in a breaking away of allegiance to medieval models and the introduction of new types, rather than in any direct contribution to the form or matter of tragedy. The vernacular play approaching nearest to the field of tragedy is still a controversial morality exhibiting all the traits of medieval drama, and in its innovations pointing not toward classical models, but rather to a new extension of the morality toward the presentation of national history and real persons. During this time, however, the influence of Seneca's plays had been constantly extending and had been augmented by that of the imitations in Latin, French, and Italian. The interest of Seneca in the universities seems to have increased during the reigns of Edward and Mary and to have supplanted in a measure that in Latin comedy. In 1559 the appearance of the first English translation, that of the "Troades" by Jasper Heywood, opened the way to a wider interest and to the possibility of domiciling the Senecan drama on the English stage. By 1561 translations of four other plays had been published; and, before the collected edition of 1581, all of the ten had appeared and attained a greater popularity with the reading public than they have ever since experienced.

The first English tragedy was not a modification of current forms, but a direct imitation of Seneca. The production of "Gorboduc," however, only marked another stage in that conflict between medievalism and humanism which we have been tracing. In the next chapter we shall consider the conflict between Senecan imitations and popular tragedies that still kept to the morality form, a conflict that resulted in the discarding of both Senecan and morality incumbrances and the attainment in Marlowe and his followers of a form of tragedy very different from either, though inheriting bountifully from both.

One source of classical influence other than Seneca's plays and their imitations was of enough importance to require special mention, that of Aristotle's "Poetics." First printed in 1508, it reinforced the dogmas derived from the "Ars Poetica," and became the basis of a rapidly increasing amount of dramatic criticism. This criticism, mostly Italian, interpreted Aristotle by means of the Senecan tragedies and so reinforced their influence; but it was also greatly modified by the medieval ideas of tragedy which we have already noticed. The resultant theory of tragedy, with special regard to its misinterpretations of Aristotle, may be briefly summarized. His dictum that tragedy is the imitation of a serious action was interpreted to mean an action illustrious because the actors are persons of the highest rank, thus adopting the medieval restriction of tragedy to princes. There was less agreement in the restriction of tragedy to history rather than fiction; and over the question of the propriety of a happy ending there was considerable debate. Tragi-comedies were written and defended, but critics in general recognized tragedy as restricted to an unhappy ending, which was universally interpreted to mean deaths. In regard to the function of tragedy there was great difference of opinion over the meaning of [Greek: katharsis], the weight of opinion inclining to emphasize the ethical aim of tragedy, that is, the reward of virtue and punishment of vice and the inculcation of morality by means of frequent precepts. From Aristotle's discussion of character there was derived the curious idea of "decorum," so important in later theories of the drama, that every character should represent a class and should always have the same characteristics—the kings all acting after one prescribed fashion, the soldiers after another, the old men after another, and so on. From Aristotle's mention of the restriction of time to one revolution of the sun came the unities of time and place, confining the action to one city and twenty-four hours, which were soon made predominant over the third unity of action. These distinctions became fixed in Italian criticism and were given their first full expression in English in Sidney's "Apology for Poetry," written about 1580; but before that they were more or less comprehended by most English students of Seneca. Although even a scholar in 1561 would have been unable to define the unities or decorum, he would have had some confused notion of them. The scope and function of tragedy were by that time assuming in the general literary consciousness a definition approved by both medieval and classical theory and later formulated by Puttenham: "Tragedy deals with doleful falls of unfortunate and afflicted princes, for the purpose of reminding men of the mutability of fortune and of God's just punishment of a vicious life."

Such definition of medieval and classical influences as we have been attempting necessitates a somewhat unreal separation of the two forces. Evidently, in the mind of any playwright, the two combined in a confusion of impulses, of the sources of many of which he must have been unaware. Absolute restriction to the old tradition or to the new inspiration is hardly to be expected in any English dramatist attempting tragedy in the neighborhood of 1562. Such an author would have open for his choice a wealth of stories, classical, medieval, or Italian, as yet untouched by drama; and, though he might choose a story whose events paralleled some Senecan plot, he would be likely to adhere closely to his narrative source after the medieval fashion. Even if he strove loyally after the Senecan form, his knowledge would be hardly sufficient to prevent departures from strict classical standards. Seneca does not always clearly observe the unities or remove violent action from the stage, and his Elizabethan follower would naturally err on the side in accord with popular dramatic tradition. Of the chorus, reduced in importance by Seneca, he would find it difficult to make much use. On the other hand, the adapter of the morality structure to tragic purpose would perhaps fail to derive anything from Seneca except his bombast and sensationalism. For whatever audience the dramatist was writing, he would have many spectators demanding the fun, horse-play, and crude horror of medieval tradition, while his own literary aspirations might lead him to prefer lofty declamation and aphoristic phrasing. But, whether his knowledge was large or small, he was likely to combine in his conception of tragedy, as did Puttenham, both the Christian idea of evil, thwarting good and meeting punishment, and the Senecan idea of a crime followed by retribution or revenge. And, whether he catered to popular taste or to literary ambition, he must have contemplated the presentation of a reversal of fortune, persons of royal or distinguished rank, and a catastrophe involving deaths.

It is, after all, the main contribution of humanism that through the study of the classics there had come new impetus and authority for individual effort. Art was to be based on classic precedents, but it was forbidden by the spirit of the new age to remain after medieval fashion satisfied with repetitions and translations. For the dramatist there were not only new models, but a circulation of ideas, free opportunity, and the incentive of fame. For him, too, there was a public long habituated to the drama and now well tutored in novelties and variations of the old forms, a public that no longer expected a conventionalized stage, but was possessed of what the apostle Paul deemed the chief characteristic of the classical spirit, the desire to hear some new thing.

Tragedy

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