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III STUDENT YEARS

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In spite of my growing scientific interests, I turned back from time to time to my philosophical books. The question of my choice of a profession was drawing alarmingly close. I looked forward with longing to the end of my school days. Then I would go to the university and study — natural science, of course. Then I would know something real. But no sooner had I made myself this promise than my doubts began. Was not my bent rather towards history and philosophy? Then again, I was intensely interested in everything Egyptian and Babylonian, and would have liked best to be an archæologist. But I had no money to study anywhere except in Basel, and in Basel there was no teacher for this subject. So this plan very soon came to an end. For a long time I could not make up my mind and constantly postponed the decision. My father was very worried. He said once, “The boy is interested in everything imaginable, but he does not know what he wants.” I could only admit that he was right. As matriculation approached and we had to decide what faculty to register for, I abruptly decided on science, but I left my schoolfellows in doubt as to whether I intended to go in definitely for science or the humanities.

This apparently sudden decision had a background of its own. Some weeks previously, just at the time when No. 1 and No. 2 were wrestling for a decision, I had two dreams. In the first dream I was in a dark wood that stretched along the Rhine. I came to a little hill, a burial mound, and began to dig. After a while I turned up, to my astonishment, some bones of prehistoric animals. This interested me enormously, and at that moment I knew: I must get to know nature, the world in which we lived, and the things around us.

Then came a second dream. Again I was in a wood; it was threaded with watercourses, and in the darkest place I saw a circular pool, surrounded by dense undergrowth. Half immersed in the water lay the strangest and most wonderful creature: a round animal, shimmering in opalescent hues, and consisting of innumerable little cells, or of organs shaped like tentacles. It was a giant radiolarian, measuring about three feet across. It seemed to me indescribably wonderful that this magnificent creature should be lying there undisturbed, in the hidden place, in the clear, deep water. It aroused in me an intense desire for knowledge, so that I awoke with a beating heart. These two dreams decided me overwhelmingly in favour of science, and removed all my doubts.

It became clear to me that I was living in a time and a place where a person had to earn his living. To do so, one had to be this or that, and it made a deep impression on me that all my schoolfellows were imbued with this necessity and thought about nothing else. I felt I was in some way odd. Why could I not make up my mind and commit myself to something definite? Even that plodding fellow D. who had been held up to me by my German teacher as a model of diligence and conscientiousness was certain that he would study theology. I saw that I would have to settle down and think the matter through. If I took up zoology, for instance, I could be only a schoolmaster, or at best an employee in a zoological garden. There was no future in that, even if one’s demands were modest — though I would certainly have preferred working in a zoo to the life of a schoolteacher.

In this blind alley the inspiration suddenly came to me that I could study medicine. Strangely enough, this had never occurred to me before, although my paternal grandfather, of whom I had heard so much, had been a doctor. Indeed, for that very reason I had a certain resistance to this profession. “Only don’t imitate,” was my motto. But now I told myself that the study of medicine at least began with scientific subjects. To that extent I would be doing what I wanted. Moreover, the field of medicine was so broad that there was always the possibility of specialising later. I had definitely opted for science, and the only question was: How? I had to earn my living, and as I had no money I could not attend a university abroad and obtain the kind of training that would give me hopes of a scientific career. At best I could become only a dilettante in science. Nor, since I possessed a personality that made me disliked by many of my schoolfellows and of the people who counted (i.e., the teachers), was there any hope of finding a patron who would support my wish. When, therefore, I finally decided on medicine, it was with the rather disagreeable feeling that it was not a good thing to start life with such a compromise. Nevertheless, I felt considerably relieved now that this irrevocable decision had been made.

The painful question then presented itself: Where was the money to come from? My father could raise only part of it. He applied to the University of Basel for a stipend for me, and to my shame it was granted. I was ashamed, not so much because our poverty was laid bare for all the world to see, but because I had secretly been convinced that all the “top” people, the people who “counted,” were ill-disposed towards me. I had never expected any such kindness from them. I had obviously profited by the reputation of my father, who was a good and uncomplicated person. Yet I felt myself totally different from him. I had, in fact, two different conceptions of myself. Through No. 1’S eyes I saw myself as a rather disagreeable and moderately gifted young man with vaulting ambitions, an undisciplined temperament, and dubious manners, alternating between naive enthusiasm and fits of childish disappointment, in his innermost essence a hermit and obscurantist. On the other hand, No. 2 regarded No. 1 as a difficult and thankless moral task, a lesson that had to be got through somehow, complicated by a variety of faults such as spells of laziness, despondency, depression, inept enthusiasm for ideas and things that nobody valued, liable to imaginary friendships, limited, prejudiced, stupid (mathematics!), with a lack of understanding for other people, vague and confused in philosophical matters, neither an honest Christian nor anything else. No. 2 had no definable character at all; he was a vita peracta, born, living, dead, everything in one; a total vision of life. Though pitilessly clear about himself, he was unable to express himself through the dense, dark medium of No. 1, though he longed to do so. When No. 2 predominated, No. 1 was contained and obliterated in him, just as, conversely, No. 1 regarded No. 2 as a region of inner darkness. No. 2 felt that any conceivable expression of himself would be like a stone thrown over the edge of the world, dropping soundlessly into infinite night. But in him (No. 2) light reigned, as in the spacious halls of a royal palace whose high casements open upon a landscape flooded with sunlight. Here were meaning and historical continuity, in strong contrast to the incoherent fortuitousness of No. 1’s life, which had no real points of contact with its environment. No. 2, on the other hand, felt himself in secret accord with the Middle Ages, as personified by Faust, with the legacy of a past which had obviously stirred Goethe to the depths. For Goethe too, therefore — and this was my great consolation — No. 2 was a reality. Faust, as I now realised with something of a shock, meant more to me than my beloved Gospel according to St. John. There was something in Faust that worked directly on my feelings. John’s Christ was strange to me, but still stranger was the Saviour of the other gospels. Faust, on the other hand, was the living equivalent of No. 2, and I was convinced that he was the answer which Goethe had given to his times. This insight was not only comforting to me, it also gave me an increased feeling of inner security and a sense of belonging to the human community. I was no longer isolated and a mere curiosity, a sport of cruel nature. My godfather and authority was the great Goethe himself.

About this time I had a dream which both frightened and encouraged me. It was night in some unknown place, and I was making slow and painful headway against a mighty wind. Dense fog was flying along everywhere. I had my hands cupped around a tiny light which threatened to go out at any moment. Everything depended on my keeping this little light alive. Suddenly I had the feeling that something was coming up behind me. I looked back, and saw a gigantic black figure following me. But at the same moment I was conscious, in spite of my terror, that I must keep my little light going through night and wind, regardless of all dangers. When I awoke I realised at once that the figure was a “spectre of the Brocken,” my own shadow on the swirling mists, brought into being by the little light I was carrying. I knew, too, that this little light was my consciousness, the only light I have. My own understanding is the sole treasure I possess, and the greatest. Though infinitely small and fragile in comparison with the powers of darkness, it is still a light, my only light.

This dream was a great illumination for me. Now I knew that No. 1 was the bearer of light, and that No. 2 followed him like a shadow. My task was to shield the light and not look back at the vita peracta; this was evidently a forbidden realm of light of a different sort. I must go forward against the storm, which sought to thrust me back into the immeasurable darkness of a world where one is aware of nothing except the surfaces of things in the background. In the role of No. 1, I had to go forward — into study, money making, responsibilities, entanglements, confusions, errors, submissions, defeats. The storm pushing against me was time, ceaselessly flowing into the past, which just as ceaselessly dogs our heels. It exerts a mighty suction which greedily draws everything living into itself; we can only escape from it — for a while — by pressing forward. The past is terribly real and present, and it catches everyone who cannot save his skin with a satisfactory answer.

My view of the world spun round another ninety degrees; I recognised clearly that my path led irrevocably outwards, into the limitations and darkness of three-dimensionality. It seemed to me that Adam must once have left Paradise in this manner; Eden had become a spectre for him, and light was where a stony field had to be tilled in the sweat of his brow.

I asked myself: “Whence comes such a dream?” Till then I had taken it for granted that such dreams were sent directly by God. But now I had imbibed so much epistemology that doubts assailed me. One might say, for instance, that my insight had been slowly ripening for a long time and had then suddenly broken through in a dream. And that, indeed, is what had happened. But this explanation is merely a description. The real question was why this process took place and why it broke through into consciousness. Consciously I had done nothing to promote any such development; on the contrary, my sympathies were on the other side. Something must therefore have been at work behind the scenes, some intelligence, at any rate something more intelligent than myself. For the extraordinary idea that in the light of consciousness the inner realm of light appears as a gigantic shadow was not something I would have hit on of my own accord. Now all at once I understood many things that had been inexplicable to me before — in particular that cold shadow of embarrassment and estrangement which passed over people’s faces whenever I alluded to anything reminiscent of the inner realm.

I must leave No. 2 behind me, that was clear. But under no circumstances ought I to deny him to myself or declare him invalid. That would have been a self-mutilation, and would moreover have deprived me of any possibility of explaining the origin of the dreams. For there was no doubt in my mind that No. 2 had something to do with the creation of dreams, and I could easily credit him with the necessary superior intelligence. But I felt myself to be increasingly identical with No. 1, and this state proved in turn to be merely a part of the far more comprehensive No. 2, with whom for that very reason I could no longer feel myself identical. He was indeed a spectre, a spirit who could hold his own against the world of darkness. This was something I had not known before the dream, and even at the time — I am sure of this in retrospect — I was conscious of it only vaguely, although I knew it emotionally beyond a doubt.

At any rate, a schism had taken place between me and No. 2, with the result that “I” was assigned to No. 1 and was separated from No. 2 in the same degree, who thereby acquired, as it were, an autonomous personality. I did not connect this with the idea of any definite individuality, such as a revenant might have, although with my rustic origins this possibility would not have seemed strange to me. In the country people believe in these things according to the circumstances: they are and they are not. The only distinct feature about this spirit was his historical character, his extension in time, or rather, his timelessness. Of course I did not tell myself this in so many words, nor did I form any conception of his spatial existence. He played the role of factor in the background of my No. 1 existence, never clearly defined but yet definitely present.

Children react much less to what grown-ups say than to the imponderables in the surrounding atmosphere. The child unconsciously adapts himself to them, and this produces in him correlations of a compensatory nature. The peculiar “religious” ideas that came to me even in my earliest childhood were spontaneous products which can be understood only as reactions to my parental environment and to the spirit of the age. The religious doubts to which my father was later to succumb naturally had to pass through a long period of incubation. Such a revolution of one’s world, and of the world in general, threw its shadows ahead, and the shadows were all the longer, the more desperately my father’s conscious mind resisted their power. It is not surprising that my father’s forebodings put him in a state of unrest, which then communicated itself to me.

I never had the impression that these influences emanated from my mother, for she was somehow rooted in deep, invisible ground, though it never appeared to me as confidence in her Christian faith. For me it was somehow connected with animals, trees, mountains, meadows, and running water, all of which contrasted most strangely with, her Christian surface and her conventional assertions of faith. This background corresponded so well to my own attitude that it caused me no uneasiness; on the contrary, it gave me a sense of security and that conviction that here was solid ground on which one could stand. It never occurred to me how “pagan” this foundation was. My mother’s “No. 2” offered me the strongest support in the conflict then beginning between paternal tradition and the strange, compensatory products which my unconscious had been stimulated to create.

Looking back, I now see how very much my development as a child anticipated future events and paved the way for modes of adaption to my father’s religious collapse as well as to the shattering revelation of the world as we see it to-day — a revelation which had not taken shape from one day to the next, but had cast its shadows long in advance. Although we human beings have our own personal life, we are yet in large measure the representatives, the victims and promoters of a collective spirit whose years are counted in centuries. We can well think all our lives long that we are following our own noses, and may never discover that we are, for the most part, supernumeraries on the stage of the world theatre. There are factors which, although we do not know them, nevertheless influence our lives, the more so if they are unconscious. Thus at least a part of our being lives in the centuries — that part which, for my private use, I have designated “No. 2.” That it is not an individual curiosity is proved by the religion of the West, which expressly applies itself to this inner man and for two thousand years has earnestly tried to bring him to the knowledge of our surface consciousness with its personalistic preoccupations; “Non foras ire, in interiore homine habitat Veritas” (Go not outside; truth dwells in the inner man).

During the years 1892–94 I had a number of rather vehement discussions with my father. He had studied Oriental languages in Göttingen and had done his dissertation on the Arabic version of the Song of Songs. His days of glory had ended with his final examination. Thereafter he forgot his linguistic talent. As a country parson he lapsed into a sort of sentimental idealism and into reminiscences of his golden student days, continued to smoke a long student’s pipe, and discovered that his marriage was not all he had imagined it to be. He did a great deal of good — far too much — and as a result was usually irritable. Both parents made great efforts to live devout lives, with the result that there were angry scenes between them only too frequently. These difficulties, understandably enough, later shattered my father’s faith.

At that time his irritability and discontent had increased, and his condition filled me with concern. My mother avoided everything that might excite him and refused to engage in disputes. Though I realised that this was the wisest course to take, often I could not keep my own temper in check. I would remain passive during his outbursts of rage, but when he seemed to be in a more accessible mood I sometimes tried to strike up a conversation with him, hoping to learn something about his inner thoughts and his understanding of himself. It was clear to me that something quite specific was tormenting him, and I suspected that it had to do with his faith. From a number of hints he let fall I was convinced that he suffered from religious doubts. This, it seemed to me, was bound to be the case if the necessary experience had not come to him. From my attempts at discussion I learned that in fact something of the sort was amiss, for all my questions were met with the same old lifeless theological answers, or with a resigned shrug which aroused the spirit of contradiction in me. I could not understand why he did not seize on these opportunities pugnaciously and come to terms with his situation. I saw that my critical questions made him sad, but I nevertheless hoped for a constructive talk, since it appeared almost inconceivable to me that he should not have had experience of God, the most evident of all experiences. I knew enough about epistemology to realise that knowledge of this sort could not be proved, but it was equally clear to me that it stood in no more need of proof than the beauty of a sunset or the terrors of the night. I tried, no doubt very clumsily, to convey these obvious truths to him, with the hopeful intention of helping him to bear the fate which had inevitably befallen him. He had to quarrel with somebody, so he did it with his family and himself. Why didn’t he do it with God, the dark author of all created things, who alone was responsible for the sufferings of the world? God would assuredly have sent him by way of an answer one of those magical, infinitely profound dreams which He had sent to me even without being asked, and which had sealed my fate. I did not know why, it simply was so. Yes, He had even allowed me a glimpse into His own being. This was a great secret which I dared not and could not reveal to my father. I might have been able to reveal it had he been capable of understanding the direct experience of God. But in my talks with him I never got that far, never even came within sight of the problem, because I always set about it in a very unpsychological and intellectual way, and did everything possible to avoid the emotional aspects. Each time this approach was like a red rag to a bull and led to irritable reactions which were incomprehensible to me. I was unable to understand how a perfectly rational argument could meet with such emotional resistance.

Memories, Dreams, Reflections

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