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PREFACE

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Nothing, except the weather report or a general maxim of conduct, is so unsafe to rely upon as a theory of fiction. Every great novel has broken many conventions. The greatest of all novels defies every formula; and only Mr. Percy Lubbock believes that War and Peace would be greater if it were another and an entirely different book. By this I do not mean to question Mr. Lubbock's critical insight. The Craft of Fiction is the best work in its limited field, and it may be studied to advantage by any novelist. In the first chapters there is a masterly analysis of War and Peace. Yet, after reading this with appreciation, I still think that Tolstoy was the best judge of what his book was about and of how long it should be.

This brings us, in the beginning, to the most sensitive, and therefore the most controversial, point in the criticism of prose fiction. It is the habit of overworked or frugal critics to speak as if economy were a virtue and not a necessity. Yet there are faithful readers who feel with me that a good novel cannot be too long or a bad novel too short. Our company is small but picked with care, and we would die upon the literary barricade defending the noble proportions of War and Peace, of The Brothers Karamazov, of Clarissa Harlowe in eight volumes, of Tom Jones, of David Copperfield, of The Chronicles of Barsetshire, of A la Recherche du Temps Perdu, of Le Vicomte de Bragelonne. Tennyson was with us when he said he had no criticism to make of Clarissa Harlowe except that it might have been longer.

The true novel (I am not concerned with the run-of-the-mill variety) is, like pure poetry, an act of birth, not a device or an invention. It awaits its own time and has its own way to be born, and it cannot, by scientific methods, be pushed into the world from behind. After it is born, a separate individual, an organic structure, it obeys its own vital impulses. The heart quickens; the blood circulates; the pulses beat; the whole body moves in response to some inward rhythm; and in time the expanding vitality attains its full stature. But until the breath of life enters a novel, it is as spiritless as inanimate matter.

Having said this much, I may confess that spinning theories of fiction is my favourite amusement. This is, I think, a good habit to cultivate. The exercise encourages readiness and agility while it keeps both head and hand in practice. Besides, if it did nothing else, it would still protect one from the radio and the moving picture and other sleepless, if less sinister, enemies to the lost mood of contemplation. This alone would justify every precept that was ever evolved. Although a work of fiction may be written without a formula or a method, I doubt if the true novel has ever been created without the long brooding season.

I have read, I believe, with as much interest as if it were a novel itself, every treatise on the art of fiction that appeared to me to be promising. That variable branch of letters shares with philosophy the favourite shelf in my library. I know all that such sources of learning as Sir Leslie Stephen, Sir Walter Raleigh, Mr. Percy Lubbock, Sir Arthur Quiller-Couch, Mr. E. M. Forster, and others less eminent but often more earnest, are able to teach me, or I am able to acquire. Indeed, I know more than they can teach me, for I know also how very little their knowledge can help one in the actual writing of novels. If I were giving advice to a beginner (but there are no beginners nowadays, there is only the inspired amateur or the infant pathologist), I should probably say something like this: "Learn the technique of writing, and having learned it thoroughly, try to forget it. Study the principles of construction, the value of continuity, the arrangement of masses, the consistent point of view, the revealing episode, the careful handling of detail, and the fatal pitfalls of dialogue. Then, having mastered, if possible, every rule of thumb, dismiss it into the labyrinth of the memory. Leave it there to make its own signals and flash its own warnings. The sensitive feeling, 'this is not right' or 'something ought to be different' will prove that these signals are working." Or, perhaps, this inner voice may be only the sounder instinct of the born novelist.

The truth is that I began being a novelist, as naturally as I began talking or walking, so early that I cannot remember when the impulse first seized me. Far back in my childhood, before I had learned the letters of the alphabet, a character named Little Willie wandered into the country of my mind, just as every other major character in my novels has strolled across my mental horizon when I was not expecting him, when I was not even thinking of the novel in which he would finally take his place. From what or where he had sprung, why he was named Little Willie, or why I should have selected a hero instead of a heroine--all this is still as much of a mystery to me as it was in my childhood. But there he was, and there he remained, alive and active, threading his own adventures, from the time I was three until I was eight or nine, and discovered Hans Andersen and Grimm's Fairy Tales. Every night, as I was undressed and put to bed by my coloured Mammy, the romance of Little Willie would begin again exactly where it had broken off the evening before. In winter I was undressed in the firelight on the hearth-rug; but in summer we moved over to an open window that looked out on the sunset and presently the first stars in the long green twilight. For years Little Willie lasted, never growing older, always pursuing his own narrative and weaving his situations out of his own personality. I can still see him, small, wiry, with lank brown hair like a thatch, and eyes that seemed to say, "I know a secret! I know a secret!" Hans Andersen and the brothers Grimm were his chosen companions. He lingered on, though somewhat sadly, after I had discovered the Waverley Novels; but when I was twelve years old and entered the world of Dickens, he vanished forever.

In those earliest formative years Little Willie outlined, however vaguely, a general pattern of work. He showed me that a novelist must write, not by taking thought alone, but with every cell of his being, that nothing can occur to him that may not sooner or later find its way into his craft. Whatever happened to me or to Mammy Lizzie happened also, strangely transfigured, to Little Willie. I learned, too, and never forgot, that ideas would not come to me if I went out to hunt for them. They would fly when I pursued; but if I stopped and sank down into a kind of watchful reverie, they would flock back again like friendly pigeons. All I had to do before the novel had formed was to leave the creative faculty (or subconscious mind) free to work its own way without urging and without effort. When Dorinda in Barren Ground first appeared to me, I pushed her back into some glimmering obscurity, where she remained, buried but alive, for a decade, and emerged from the yeasty medium with hard round limbs and the bloom of health in her cheeks. Thus I have never wanted for subjects; but on several occasions when, because of illness or from external compulsion, I have tried to invent, rather than subconsciously create, a theme or a character, invariably the effort has resulted in failure. These are the anæmic offspring of the brain, not children of my complete being; and a brood whom I would wish, were it possible, to disinherit.

It is not easy to tell how much of this dependence upon intuition may be attributed to the lack of harmony between my inner life and my early environment. A thoughtful and imaginative child, haunted by that strange sense of exile which visits the subjective mind when it is unhappily placed (and always, apparently, it is unhappily placed or it would not be subjective), I grew up in a charming society, where ideas were accepted as naturally as the universe or the weather, and cards for the old, dancing for the young, and conversation flavoured with personalities for the middle-aged, were the only arts practised. Several members of my family, it is true, possessed brilliant minds and were widely and deeply read; but all despised what they called "local talent"; and my early work was written in secret to escape ridicule, alert, pointed, and not the less destructive because it was playful. There is more truth than wit in the gibe that every Southern novelist must first make his reputation in the North. Perhaps this is why so many Southern novelists write of the South as if it were a fabulous country. When a bound copy of my first book reached me, I hid it under my pillow while a cousin, who had run in before breakfast, prattled beside my bed of the young men who had quarrelled over the privilege of taking her to the Easter German, as the Cotillion was called. Had I entered the world by way of Oxford, or even by way of Bloomsbury, I might now be able to speak or write of my books without a feeling of outraged reserve. And yet, in the very act of writing these words, my literary conscience, a nuisance to any writer, inquires if ideas were really free at Oxford, or even in Bloomsbury, at the end of the century, and if all the enfranchised spirits who babble of prohibited subjects nowadays are either wiser or better than the happy hypocrites of the nineties.

From this dubious prelude it might be inferred that I consider the craft of fiction merely another form of mental inertia. On the contrary, I agree with those writers who have found actual writing to be the hardest work in the world. What I am concerned with at the moment, however, is the beginning of a novel alone, not the endless drudgery that wrung from Stevenson the complaint, "The practice of letters is miserably harassing to the mind; and after an hour or two's work, all the more human portion of an author is extinct; he will bully, backbite, and speak daggers." For being a true novelist, even if one's work is not worth the price of a cherry to public or publisher, takes all that one has to give and still something more. Yet the matter is not one of choice but of fatality. As with the enjoyment of music, or a love for El Greco, or a pleasure in gardening, or the taste for pomegranates, or a liking for Santayana's prose, the bent of nature is either there or it is not there.

For my own part, and it appears, however far I stray, that I must still return to "the highly personal statement," the only method I have deliberately cultivated has been a system of constant renewal. If novels should be, as Sir Leslie Stephen has said, "transfigured experience," then I have endeavoured, whenever it was possible, to deepen experience and to heighten what I prefer to call illumination, to increase my understanding of that truth of life which has never become completely reconciled with the truth of fiction. I do not mean by this that life should necessarily be eventful or filled with variable activities. Profound emotion does not inevitably bear "the pageant of a bleeding heart." Several of the most thrilling lives in all literature were lived amid the unconquerable desolation of the Yorkshire moors. Yet it is doubtful if either the exposed heart of Byron or the brazen trumpet of D. H. Lawrence contained such burning realities as were hidden beneath the quiet fortitude of Emily Brontë.

Because of some natural inability to observe and record instead of create, I have never used an actual scene until the impression it left had sifted down into imagined surroundings. A theme becomes real to me only after it is clothed in living values; but these values must be drawn directly from the imagination and indirectly, if at all, from experience. Invariably the characters appear first, and slowly and gradually build up their own world and spin the situation and atmosphere out of themselves. Strangely enough, the horizon of this real or visionary world is limited by the impressions or recollections of my early childhood. If I were to walk out into the country and pick a scene for a book, it would remain as flat and lifeless as cardboard; but the places I loved or hated between the ages of three and thirteen compose an inexhaustible landscape of memory. Occasionally, it is true, I have returned to a scene to verify details, though for freshness and force I have trusted implicitly to the vision within. And just as my scene is built up from fragments of the past, whether that past existed in fact or in a dream, so the human figures, though not one of them has been copied from my acquaintances, will startle me by displaying a familiar trait or gesture, and I will recognize with a shock some special blending of characteristics.

Frequently these impressions had been buried so long and so deep that I had entirely forgotten them until they floated upward to the surface of thought. Yet they were not dead but living, and recovered warmth and animation after the creative faculty had revived them. In the same way, half-obliterated images, events, or episodes, observed in moments of intense experience, will flash back into a scene or a figure; and this is equally true of the most trivial detail my memory has registered. For example, in one of the tragic hours of my youth I looked out of a window and saw two sparrows quarrelling in the rain on a roof. Twenty years or more afterwards, a character in one of my novels looks out of a window in a moment of heartbreak and sees two sparrows quarrelling in the rain. And immediately, light streamed back, as if it were cast by the rays of a lantern, into the unlit recesses of memory, and I felt the old grief in my heart and saw the rain fall on the roof and the two sparrows quarrelling there.

Because everything that one has seen or heard or thought or felt leaves a deposit that never filters entirely through the essence of mind, I believe that a novelist should be perpetually engaged in this effort to refresh and replenish his source. I am confident, moreover, that nothing I have learned either from life or from literature has been wasted. Whatever I have thought or felt deeply has stayed with me, if only in fragments or in a distillation of memory. But the untiring critic within has winnowed, reassorted, and disposed the material I needed.

Not until the unconscious worker has withdrawn from the task, or taken a brief holiday, and the characters have woven their own background and circumstances, does the actual drudgery of moulding the mass-substance begin. Even now, after the groundwork is completed and the subject assembled, I still give time and thought (brooding is the more accurate term) to the construction. I try to avoid hastening the process, and to leave the invisible agent free to flash directions or warnings. The book must have a form. This is essential. It may be shaped like a millstone or an hour-glass or an Indian tomahawk or a lace fan--but a shape it must have. Usually a novel assumes its own figure when it enters the world, and the underlying idea moulds the plastic material to its own structure. More deliberately, the point of view is considered and selected, though this may, and often does, proceed naturally from the unities of time and place, or from one completely dominant figure. In Barren Ground, a long novel, I felt from the moment Dorinda entered the book that here could be but one point of view. From the first page to the last, no scene or episode or human figure appears outside her field of vision or imagination.

In The Sheltered Life, where I knew intuitively that the angle of vision must create the form, I employed two points of view alone, though they were separated by the whole range of experience. Age and youth look on the same scene, the same persons, the same events and occasions, the same tragedy in the end. Between these conflicting points of view the story flows on, as a stream flows in a narrow valley. Nothing happens that is not seen, on one side, through the steady gaze of the old man, seeing life as it is, and, on the other side, by the troubled eyes of the young girl, seeing life as she would wish it to be. Purposely, I have tried here to interpret reality through the dissimilar mediums of thought and emotion. I have been careful to allow no other aspects to impinge on the contrasting visions which create between them the organic whole of the book. This convention, which appears uncertain, when one thinks of it, becomes natural and even involuntary when the work grows, develops, pushes out with its own energy, and finds its own tempo.

Patiently, but without success, I have tried to trace the roots of The Sheltered Life. The background is that of my girlhood, and the rudiments of the theme must have lain buried somewhere in my consciousness. But I can recall no definite beginning or voluntary act of creation. One moment there was a mental landscape without figures; the next moment, as if they had been summoned by a bell, all the characters trooped in together, with every contour, every feature, every attitude, every gesture and expression complete. In their origin, I exerted no control over them. They were too real for dismemberment; but I could, and I did, select or eliminate whatever in their appearances or behaviour seemed to conflict with the general scheme of the book. It was my part to see that the unities were recognized and obeyed.

It is only logical to infer that when a group of imaginary beings assembles, there must be a motive, or at least an adequate reason, for the particular gathering. I knew, or thought I knew, that no visitor had ever entered my mind without an imperative purpose. These people were there, I felt, according to a design, for a planned attack upon life, and to push them out of the way would only spur them to more intense activity. It was best to ignore them, and this, as nearly as possible, was the course I pursued. Sooner or later, they would let me know why they had come and what I was expected to do. For me, they were already alive, though I could not as yet distinguish the intricate ties that bound this isolated group into a detached segment of life. So this state of affairs continued for several years. Another novel, They Stooped to Folly, engaged my attention, while some distant range of my imagination was still occupied by the Birdsongs and the Archbalds.

Then, at last, They Stooped to Folly was finished, was over. Presently it was published; and in company with all my other books that had gone out into the world, it became a homeless wanderer and a stranger. It had ceased to belong to me. I might almost say that it had ceased even to interest me. The place where it had been, the place it had filled to overflowing for nearly three years, was now empty. Were there no other inhabitants? What had become of those troublesome intruders I had once banished to some vague Siberia of the mind?

It was at this crucial instant that the Birdsongs and the Archbalds, under their own names and wearing their own outward semblances, escaped from remote exile. While I waited, in that unhappy brooding season, which cannot be forced, which cannot be hurried, the vacant scene was flooded with light and animation, and the emerging figures began to breathe, move, speak, and round out their own destinies. I knew instantly, as soon as they returned, what the integral drama would be and why it had occurred. The theme was implicit in the inevitable title. Beyond this, I saw a shallow and aimless society of happiness-hunters, who lived in a perpetual flight from reality and grasped at any effort-saving illusion of passion or pleasure. Against this background of futility was projected the contrasting character of General Archbald, a lover of wisdom, a humane and civilized soul, oppressed by the burden of tragic remembrance. The stream of events would pass before him, for he would remain permanently at the centre of vision, while opposing him on the farther side he would meet the wide, blank, unreflective gaze of inexperience.

In a sudden wholeness of perception, one of those complex apprehensions which come so seldom yet possess a miraculous power of conviction, I saw the meaning not only of these special figures, but of their essential place in this theme of age and youth, of the past and the present. They had been drawn together by some sympathetic attraction, or by some deeper sense of recognition in my own consciousness. My task was the simple one of extracting from the situation every thread of significance, every quiver of vitality, every glimmer of understanding. The contours were moulded. I could see the articulation of the parts, as well as the shape of the structure. I could see, too, the fragile surface of a style that I must strive, however unsuccessfully, to make delicate yet unbreakable. I could feel the peculiar density of light and shadow. I could breathe in that strange symbolic smell which was woven and interwoven through the gradually thickening atmosphere of the scene.

As at least one critic has recognized, the old man, left behind by the years, is the real protagonist of the book; and into his lonely spirit I have put much of my ultimate feeling about life. He represents the tragedy, wherever it appears, of the civilized man in a world that is not civilized. And even the title, which I have called inevitable, implies no special age or place. What it implies to me is the effort of one human being to stand between another and life. In a larger sense, as this critic perceives, the same tragedy was being repeated in spheres far wider than Queenborough. The World War was beginning and men were killing each other from the highest possible ideals. This is the final scope of the book's theme. The old man, his point of view, his thwarted strong body, saw the age pass by him. Not in the South especially; it was throughout the world that ideas, forms, were changing, the familiar order going, the beliefs and certainties. The shelter for men's lives, of religion, convention, social prejudice, was at the crumbling point, just as was the case with the little human figures in the story. . . .

While I am at work on a book I remain, or try to remain, in a state of immersion. The first draft of a novel, if it is long, will take two years, and still another year is required for the final writing. All this time the imaginary setting becomes the native country of my mind, and the characters are seldom out of my thoughts. I live with them day and night; they are more real to me than acquaintances in the flesh. In our nursery copy of Gulliver's Travels there was a picture which seems, when I recall it now, to illustrate my predicament in the final draft of a novel, Gulliver lies bound in threads while the Lilliputians swarm over him and hamper his struggles. So words swarm over me and hamper my efforts to seize the right one among them, to find the right rhythm, the right tone, the right accent. But here again intuition, or perhaps only a flare of organized memory, will come to my aid. Often, when I have searched for hours for some special word or phrase, and given up in despair, I have awaked with a start in the night because the hunted word or phrase had darted into my mind while I was asleep.

Nevertheless, it is the act of scrupulous revision (the endless pruning and trimming for the sake of valid and flexible prose style) that provides the writer's best solace even while it makes drudgery. Every literary craftsman who respects his work has, I dare say, this same feeling, and remains restless and wandering in mind until in the beginning he has entered the right climate and at the end has tracked down the right word. Although my characters may develop traits or actions I had not anticipated, though scenes may shift and alter in perspective, and new episodes may spring out on the way, still the end shines always as the solitary fixed star above the flux of creation. I have never written the first word of the first sentence until I knew what the last word of the last sentence would be. Sometimes I may rewrite the beginning many times, as I did in They Stooped to Folly, and sometimes (though this has actually occurred but once) a shorter book like The Romantic Comedians, completely realized before pen was put to paper, may bubble over, of itself, with a kind of effortless joy. Yet in the difficult first chapter of They Stooped to Folly I could still look ahead, over a procession of characters that had slipped from my control, to the subdued scene at the end, while the concluding paragraph of The Romantic Comedians placed the tone of the entire book and accented the rhythm.

The final words to be said of any activity will always be, I suppose, was it worth what it cost? Well, the writing of fiction is worth, I imagine, exactly what digging a ditch or charting the heavens may be worth to the worker, and that is not a penny more or less than the release of mind which it brings. Although I may not speak as an authority, at least I can speak from long perseverance. I became a novelist before I was old enough to resist, and I remained a novelist because no other enterprise in life has afforded me the same interest or provided me with equal contentment. It is true that I have written only for the biased judgment within; but this inner critic has held up an unattainable standard, and has infused a certain zest of adventure into what may appear on the surface to be merely another humdrum way of earning a livelihood. Still, to a beginner who is young and cherishes an ambition to be celebrated, I should recommend the short cut (or royal road) through the radio and Hollywood; and certainly more than one creative writer, in search of swift economic security, would do well to buy a new broom and to set out for the next crossing. But, incredible as it may appear in this practical decade, there are novelists so wanting in a sense of the best proletarian values that they place artistic integrity above the voice on the air, the flash on the screen, and the dividends in the bank. There are others who possess an unreasoning faith in their own work; and there are yet others endowed with a comic spirit so robust, or so lively, that it can find diversion anywhere, even in our national exaltation of the inferior. To this happy company of neglected novelists, the ironic art of fiction will reveal its own special delights, and may even, as the years pass, yield its own sufficient, if imponderable, rewards.

In looking back through a long vista, I can see that what I have called the method of constant renewal may be reduced to three ruling principles. Obedience to this self-imposed discipline has enabled me to write novels for nearly forty years, and yet to feel that the substance from which I draw material and energy is as fresh to-day as it was in my first youthful failure. As time moves on, I still see life in beginnings, moods in conflict, and change as the only permanent law. But the value of these qualities (which may be self-deluding, and are derived, in fact, more from temperament than from technique) has been mellowed by long saturation with experience--by that essence of reality which one distils from life only after it has been lived.

Among the many strange superstitions of the age of science revels the cheerful belief that immaturity alone is enough. Pompous illiteracy, escaped from some Freudian cage, is in the saddle, and the voice of the amateur is the voice of authority. When we turn to the field of prose fiction, we find that it is filled with literary sky-rockets sputtering out in the fog. But the trouble with sky-rockets has always been that they do not stay up in the air. One has only to glance back over the post-war years to discover that the roads of the jazz age are matted thick with fireworks which went off too soon. To the poet, it is true, especially if he can arrange with destiny to die young, the glow of adolescence may impart an unfading magic. But the novel (which must be conceived with a subdued rapture, or with none at all, or even with the unpoetic virtues of industry and patience) requires more substantial ingredients than a little ignorance of life and a great yearning to tell everything one has never known. When I remember Defoe, the father of us all, I am persuaded that the novelist who has harvested well the years, and laid by a rich store of experience, will find his latter period the ripening time of his career.

Transposed into an impersonal method, the three rules of which I have spoken may be so arranged:

1. Always wait between books for the springs to fill up and flow over.

2. Always preserve, within a wild sanctuary, an inaccessible valley of reveries.

3. Always, and as far as it is possible, endeavour to touch life on every side; but keep the central vision of the mind, the inmost light, untouched and untouchable.

In my modest way, these rules have helped me, not only to pursue the one calling for which I was designed alike by character and inclination, but even to enjoy the prolonged study of a world that, as the sardonic insight of Henry Adams perceived, no "sensitive and timid natures could regard without a shudder."

Ellen Glasgow.

Richmond, Virginia,

December, 1934-1937

The Sheltered Life

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