Читать книгу The Collected Works of Arthur Schopenhauer - Фридрих Вильгельм Ницше, Arthur Schopenhauer - Страница 12
Second Aspect. The Idea Independent Of The Principle Of Sufficient Reason: The Platonic Idea: The Object Of Art.
ОглавлениеÔί ôὸ ὄí ìὲí ἀåί, ãέíåóéí äὲ ïὐê ἔ÷ïí; êáὶ ôί ôό ãéãíόìåíïí ìὲí êáὶ ἀðïëëύìåíïí, ὄíôùò äå ïὐäέðïôå ὄí.——ÐËÁÔÙÍ.
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§ 30. In the First Book the world was explained as mere idea, object for a subject. In the Second Book we considered it from its other side, and found that in this aspect it is will, which proved to be simply that which this world is besides being idea. In accordance with this knowledge we called the world as idea, both as a whole and in its parts, the objectification of will, which therefore means the will become object, i.e., idea. Further, we remember that this objectification of will was found to have many definite grades, in which, with gradually increasing distinctness and completeness, the nature of will appears in the idea, that is to say, presents itself as object. In these grades we already recognised the Platonic Ideas, for the grades are just the determined species, or the original unchanging forms and qualities of all natural bodies, both organised and unorganised, and also the general forces which reveal themselves according to natural laws. These Ideas, then, as a whole express themselves in innumerable individuals and particulars, and are related to these as archetypes to their copies. The multiplicity of such individuals is only conceivable through time and space, their appearing and passing away through causality, and in all these forms we recognise merely the different modes of the principle of sufficient reason, which is the ultimate principle of all that is finite, of all individual existence, and the universal form of the idea as it appears in the knowledge of the individual as such. The Platonic Idea, on the other [pg 220]hand, does not come under this principle, and has therefore neither multiplicity nor change. While the individuals in which it expresses itself are innumerable, and unceasingly come into being and pass away, it remains unchanged as one and the same, and the principle of sufficient reason has for it no meaning. As, however, this is the form under which all knowledge of the subject comes, so far as the subject knows as an individual, the Ideas lie quite outside the sphere of its knowledge. If, therefore, the Ideas are to become objects of knowledge, this can only happen by transcending the individuality of the knowing subject. The more exact and detailed explanation of this is what will now occupy our attention.
§ 31. First, however, the following very essential remark. I hope that in the preceding book I have succeeded in producing the conviction that what is called in the Kantian philosophy thething-in-itself, and appears there as so significant, and yet so obscure and paradoxical a doctrine, and especially on account of the manner in which Kant introduced it as an inference from the caused to the cause, was considered a stumbling-stone, and, in fact, the weak side of his philosophy,—that this, I say, if it is reached by the entirely different way by which we have arrived at it, is nothing but the will when the sphere of that conception is extended and defined in the way I have shown. I hope, further, that after what has been said there will be no hesitation in recognising the definite grades of the objectification of the will, which is the inner reality of the world, to be what Plato called the eternal Ideas or unchangeable forms (åéäῆ); a doctrine which is regarded as the principal, but at the same time the most obscure and paradoxical dogma of his system, and has been the subject of reflection and controversy of ridicule and of reverence to so many and such differently endowed minds in the course of many centuries.
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If now the will is for us the thing-in-itself, and the Idea is the immediate objectivity of that will at a definite grade, we find that Kant's thing-in-itself, and Plato's Idea, which to him is the only ïíôùò ïí, these two great obscure paradoxes of the two greatest philosophers of the West are not indeed identical, but yet very closely related, and only distinguished by a single circumstance. The purport of these two great paradoxes, with all inner harmony and relationship, is yet so very different on account of the remarkable diversity of the individuality of their authors, that they are the best commentary on each other, for they are like two entirely different roads that conduct us to the same goal. This is easily made clear. What Kant says is in substance this:—“Time, space, and causality are not determinations of the thing-in-itself, but belong only to its phenomenal existence, for they are nothing but the forms of our knowledge. Since, however, all multiplicity, and all coming into being and passing away, are only possible through time, space, and causality, it follows that they also belong only to the phenomenon, not to the thing-in-itself. But as our knowledge is conditioned by these forms, the whole of experience is only knowledge of the phenomenon, not of the thing-in-itself; therefore its laws cannot be made valid for the thing-in-itself. This extends even to our own ego, and we know it only as phenomenon, and not according to what it may be in itself.” This is the meaning and content of the doctrine of Kant in the important respect we are considering. What Plato says is this:—“The things of this world which our senses perceive have no true being; they always become, they never are: they have only a relative being; they all exist merely in and through their relations to each other; their whole being may, therefore, quite as well be called a non-being. They are consequently not objects of a true knowledge (åðéóôçìç), for such a knowledge can only be of what exists for itself, and always in the same way; [pg 222]they, on the contrary, are only the objects of an opinion based on sensation (äïîá ìåô᾽ áéóèçóåùò áëïãïõ). So long as we are confined to the perception of these, we are like men who sit in a dark cave, bound so fast that they cannot turn their heads, and who see nothing but the shadows of real things which pass between them and a fire burning behind them, the light of which casts the shadows on the wall opposite them; and even of themselves and of each other they see only the shadows on the wall. Their wisdom would thus consist in predicting the order of the shadows learned from experience. The real archetypes, on the other hand, to which these shadows correspond, the eternal Ideas, the original forms of all things, can alone be said to have true being (ïíôùò ïí), because they always are, but never become nor pass away. To them belongs no multiplicity; for each of them is according to its nature only one, for it is the archetype itself, of which all particular transitory things of the same kind which are named after it are copies or shadows. They have also no coming into being nor passing away, for they are truly being, never becoming nor vanishing, like their fleeting shadows. (It is necessarily presupposed, however, in these two negative definitions, that time, space, and causality have no significance or validity for these Ideas, and that they do not exist in them.) Of these only can there be true knowledge, for the object of such knowledge can only be that which always and in every respect (thus in-itself) is; not that which is and again is not, according as we look at it.” This is Plato's doctrine. It is clear, and requires no further proof that the inner meaning of both doctrines is entirely the same; that both explain the visible world as a manifestation, which in itself is nothing, and which only has meaning and a borrowed reality through that which expresses itself in it (in the one case the thing-in-itself, in the other the Idea). To this last, which has true being, all the forms of that phenomenal existence, even [pg 223]the most universal and essential, are, according to both doctrines, entirely foreign. In order to disown these forms Kant has directly expressed them even in abstract terms, and distinctly refused time, space, and causality as mere forms of the phenomenon to the thing-in-itself. Plato, on the other hand, did not attain to the fullest expression, and has only distinctly refused these forms to his Ideas in that he denies of the Ideas what is only possible through these forms, multiplicity of similar things, coming into being and passing away. Though it is perhaps superfluous, I should like to illustrate this remarkable and important agreement by an example. There stands before us, let us suppose, an animal in the full activity of life. Plato would say, “This animal has no true existence, but merely an apparent existence, a constant becoming, a relative existence which may just as well be called non-being as being. Only the Idea which expresses itself in that animal is truly ‘being,’ or the animal in-itself (áõôï ôï èçñéïí), which is dependent upon nothing, but is in and for itself (êáè᾽ ἑáõôï, áåé ὡò áõôùò); it has not become, it will not end, but always is in the same way (áåé ïí, êáé ìçäåðïôå ïõôå ãõãíïìåíïí ïõôå áðïëëõìåíïí). If now we recognise its Idea in this animal, it is all one and of no importance whether we have this animal now before us or its progenitor of a thousand years ago, whether it is here or in a distant land, whether it presents itself in this or that manner, position, or action; whether, lastly, it is this or any other individual of the same species; all this is nothing, and only concerns the phenomenon; the Idea of the animal alone has true being, and is the object of real knowledge.” So Plato; Kant would say something of this kind, “This animal is a phenomenon in time, space, and causality, which are collectively the conditions a priori of the possibility of experience, lying in our faculty of knowledge, not determinations of the thing-in-itself. Therefore this animal as we perceive it at this definite point of time, in [pg 224]this particular place, as an individual in the connection of experience (i.e., in the chain of causes and effects), which has come into being, and will just as necessarily pass away, is not a thing-in-itself, but a phenomenon which only exists in relation to our knowledge. To know it as what it may be in itself, that is to say, independent of all the determinations which lie in time, space, and causality, would demand another kind of knowledge than that which is possible for us through the senses and the understanding.”
In order to bring Kant's mode of expression nearer the Platonic, we might say: Time, space, and causality are that arrangement of our intellect by virtue of which the one being of each kind which alone really is, manifests itself to us as a multiplicity of similar beings, constantly appearing and disappearing in endless succession. The apprehension of things by means of and in accordance with this arrangement is immanent knowledge; that, on the other hand, which is conscious of the true state of the case, is transcendental knowledge. The latter is obtained in abstracto through the criticism of pure reason, but in exceptional cases it may also appear intuitively. This last is an addition of my own, which I am endeavouring in this Third Book to explain.
If the doctrine of Kant had ever been properly understood and grasped, and since Kant's time that of Plato, if men had truly and earnestly reflected on the inner meaning and content of the teaching of these two great masters, instead of involving themselves in the technicalities of the one and writing parodies of the style of the other, they could not have failed to discern long ago to what an extent these two great philosophers agree, and that the true meaning, the aim of both systems, is the same. Not only would they have refrained from constantly comparing Plato to Leibnitz, on whom his spirit certainly did not rest, or indeed to a [pg 225]well-known gentleman who is still alive,44 as if they wanted to mock the manes of the great thinker of the past; but they would have advanced much farther in general, or rather they would not have fallen so disgracefully far behind as they have in the last forty years. They would not have let themselves be led by the nose, to-day by one vain boaster and to-morrow by another, nor would they have opened the nineteenth century, which promised so much in Germany, with the philosophical farces that were performed over the grave of Kant (as the ancients sometimes did at the funeral obsequies of their dead), and which deservedly called forth the derision of other nations, for such things least become the earnest and strait-laced German. But so small is the chosen public of true philosophers, that even students who understand are but scantily brought them by the centuries—Åéóé äç íáñèçêïöïñïé ìåí ðïëëïé, âáê÷ïé äå ãå ðáõñïé (Thyrsigeri quidem multi, Baachi vero pauci). Ἡ áôéìéá öéëïóïöéᾳ äéá ôáõôá ðñïóðåðôùêåí, ὁôé ïõ êáô áîéáí áõôçò ἁðôïíôáé; ïõ ãáñ íïèïõò åäåé ἁðôåóèáé, áëëá ãíçóéïõò (Eam ob rem philosophia in infamiam incidit, quad non pro dignitate ipsam attingunt: neque enim a spuriis, sad a legitimis erat attrectanda).—Plato.
Men followed the words,—such words as “a priori ideas,” “forms of perception and thought existing in consciousness independently of experience,” “fundamental conceptions of the pure understanding,” &c., &c.,—and asked whether Plato's Ideas, which were also original conceptions, and besides this were supposed to be reminiscences of a perception before life of the truly real things, were in some way the same as Kant's forms of perception and thought, which lie a priori in our consciousness. On account of some slight resemblance in the expression of these two entirely different doctrines, the Kantian doctrine of the forms which limit the knowledge of the individual to the phenomenon, and the Platonic doctrine [pg 226]of Ideas, the knowledge of which these very forms expressly deny, these so far diametrically opposed doctrines were carefully compared, and men deliberated and disputed as to whether they were identical, found at last that they were not the same, and concluded that Plato's doctrine of Ideas and Kant's “Critique of Reason” had nothing in common. But enough of this.45
§ 32. It follows from our consideration of the subject, that, for us, Idea and thing-in-itself are not entirely one and the same, in spite of the inner agreement between Kant and Plato, and the identity of the aim they had before them, or the conception of the world which roused them and led them to philosophise. The Idea is for us rather the direct, and therefore adequate, objectivity of the thing-in-itself, which is, however, itself the will—the will as not yet objectified, not yet become idea. For the thing-in-itself must, even according to Kant, be free from all the forms connected with knowing as such; and it is merely an error on his part (as is shown in the Appendix) that he did not count among these forms, before all others, that of being object for a subject, for it is the first and most universal form of all phenomena, i.e., of all idea; he should therefore have distinctly denied objective existence to his thing-in-itself, which would have saved him from a great inconsistency that was soon discovered. The Platonic Idea, on the other hand, is necessarily object, something known, an idea, and in that respect is different from the thing-in-itself, but in that respect only. It has merely laid aside the subordinate forms of the phenomenon, all of which we include in the principle of sufficient reason, or rather it has not yet assumed them; but it has retained the first and most universal form, that of the idea in general, the form of being object for a subject. It is the forms [pg 227]which are subordinate to this (whose general expression is the principle of sufficient reason) that multiply the Idea in particular transitory individuals, whose number is a matter of complete indifference to the Idea. The principle of sufficient reason is thus again the form into which the Idea enters when it appears in the knowledge of the subject as individual. The particular thing that manifests itself in accordance with the principle of sufficient reason is thus only an indirect objectification of the thing-in-itself (which is the will), for between it and the thing-in-itself stands the Idea as the only direct objectivity of the will, because it has assumed none of the special forms of knowledge as such, except that of the idea in general, i.e., the form of being object for a subject. Therefore it alone is the most adequate objectivity of the will or thing-in-itself which is possible; indeed it is the whole thing-in-itself, only under the form of the idea; and here lies the ground of the great agreement between Plato and Kant, although, in strict accuracy, that of which they speak is not the same. But the particular things are no really adequate objectivity of the will, for in them it is obscured by those forms whose general expression is the principle of sufficient reason, but which are conditions of the knowledge which belongs to the individual as such. If it is allowable to draw conclusions from an impossible presupposition, we would, in fact, no longer know particular things, nor events, nor change, nor multiplicity, but would comprehend only Ideas,—only the grades of the objectification of that one will, of the thing-in-itself, in pure unclouded knowledge. Consequently our world would be a nunc stans, if it were not that, as knowing subjects, we are also individuals, i.e., our perceptions come to us through the medium of a body, from the affections of which they proceed, and which is itself only concrete willing, objectivity of the will, and thus is an object among objects, and as such comes into the knowing consciousness in the only way in [pg 228]which an object can, through the forms of the principle of sufficient reason, and consequently already presupposes, and therefore brings in, time, and all other forms which that principle expresses. Time is only the broken and piecemeal view which the individual being has of the Ideas, which are outside time, and consequently eternal. Therefore Plato says time is the moving picture of eternity: áéùíïò åéêùí êéíçôç ὁ ÷ñïíïò.46
§ 33. Since now, as individuals, we have no other knowledge than that which is subject to the principle of sufficient reason, and this form of knowledge excludes the Ideas, it is certain that if it is possible for us to raise ourselves from the knowledge of particular things to that of the Ideas, this can only happen by an alteration taking place in the subject which is analogous and corresponds to the great change of the whole nature of the object, and by virtue of which the subject, so far as it knows an Idea, is no more individual.
It will be remembered from the preceding book that knowledge in general belongs to the objectification of will at its higher grades, and sensibility, nerves, and brain, just like the other parts of the organised being, are the expression of the will at this stage of its objectivity, and therefore the idea which appears through them is also in the same way bound to the service of will as a means (ìç÷áíç) for the attainment of its now complicated (ðïëõôåëåóôåñá) aims for sustaining a being of manifold requirements. Thus originally and according to its nature, knowledge is completely subject to the will, and, like the immediate object, which, by means of the application of the law of causality, is its starting-point, all knowledge which proceeds in accordance with the principle of sufficient reason remains in a closer or more distant relation to the will. For the individual finds his body as an object among objects, to all of which it is related and connected according to the principle [pg 229]of sufficient reason. Thus all investigations of these relations and connections lead back to his body, and consequently to his will. Since it is the principle of sufficient reason which places the objects in this relation to the body, and, through it, to the will, the one endeavour of the knowledge which is subject to this principle will be to find out the relations in which objects are placed to each other through this principle, and thus to trace their innumerable connections in space, time, and causality. For only through these is the objectinteresting to the individual, i.e., related to the will. Therefore the knowledge which is subject to the will knows nothing further of objects than their relations, knows the objects only so far as they exist at this time, in this place, under these circumstances, from these causes, and with these effects—in a word, as particular things; and if all these relations were to be taken away, the objects would also have disappeared for it, because it knew nothing more about them. We must not disguise the fact that what the sciences consider in things is also in reality nothing more than this; their relations, the connections of time and space, the causes of natural changes, the resemblance of forms, the motives of actions,—thus merely relations. What distinguishes science from ordinary knowledge is merely its systematic form, the facilitating of knowledge by the comprehension of all particulars in the universal, by means of the subordination of concepts, and the completeness of knowledge which is thereby attained. All relation has itself only a relative existence; for example, all being in time is also non-being; for time is only that by means of which opposite determinations can belong to the same thing; therefore every phenomenon which is in time again is not, for what separates its beginning from its end is only time, which is essentially a fleeting, inconstant, and relative thing, here called duration. But time is the most universal form of all objects of the [pg 230]knowledge which is subject to the will, and the prototype of its other forms.
Knowledge now, as a rule, remains always subordinate to the service of the will, as indeed it originated for this service, and grew, so to speak, to the will, as the head to the body. In the case of the brutes this subjection of knowledge to the will can never be abolished. In the case of men it can be abolished only in exceptional cases, which we shall presently consider more closely. This distinction between man and brute is outwardly expressed by the difference of the relation of the head to the body. In the case of the lower brutes both are deformed: in all brutes the head is directed towards the earth, where the objects of its will lie; even in the higher species the head and the body are still far more one than in the case of man, whose head seems freely set upon his body, as if only carried by and not serving it. This human excellence is exhibited in the highest degree by the Apollo of Belvedere; the head of the god of the Muses, with eyes fixed on the far distance, stands so freely on his shoulders that it seems wholly delivered from the body, and no more subject to its cares.
§ 34. The transition which we have referred to as possible, but yet to be regarded as only exceptional, from the common knowledge of particular things to the knowledge of the Idea, takes place suddenly; for knowledge breaks free from the service of the will, by the subject ceasing to be merely individual, and thus becoming the pure will-less subject of knowledge, which no longer traces relations in accordance with the principle of sufficient reason, but rests in fixed contemplation of the object presented to it, out of its connection with all others, and rises into it.
A full explanation is necessary to make this clear, and the reader must suspend his surprise for a while, till he has grasped the whole thought expressed in this work, and then it will vanish of itself.
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If, raised by the power of the mind, a man relinquishes the common way of looking at things, gives up tracing, under the guidance of the forms of the principle of sufficient reason, their relations to each other, the final goal of which is always a relation to his own will; if he thus ceases to consider the where, the when, the why, and the whither of things, and looks simply and solely at the what; if, further, he does not allow abstract thought, the concepts of the reason, to take possession of his consciousness, but, instead of all this, gives the whole power of his mind to perception, sinks himself entirely in this, and lets his whole consciousness be filled with the quiet contemplation of the natural object actually present, whether a landscape, a tree, a mountain, a building, or whatever it may be; inasmuch as he loses himself in this object (to use a pregnant German idiom), i.e., forgets even his individuality, his will, and only continues to exist as the pure subject, the clear mirror of the object, so that it is as if the object alone were there, without any one to perceive it, and he can no longer separate the perceiver from the perception, but both have become one, because the whole consciousness is filled and occupied with one single sensuous picture; if thus the object has to such an extent passed out of all relation to something outside it, and the subject out of all relation to the will, then that which is so known is no longer the particular thing as such; but it is the Idea, the eternal form, the immediate objectivity of the will at this grade; and, therefore, he who is sunk in this perception is no longer individual, for in such perception the individual has lost himself; but he is pure, will-less, painless, timeless subject of knowledge. This, which in itself is so remarkable (which I well know confirms the saying that originated with Thomas Paine, Du sublime au ridicule il n'y a qu'un pas), will by degrees become clearer and less surprising from what follows. It was this that was running in Spinoza's mind when he wrote: Meus æterna est, quatenus res sub æternitatis specie [pg 232]concipit (Eth. V. pr. 31, Schol.)47 In such contemplation the particular thing becomes at once the Idea of its species, and the perceiving individual becomes pure subject of knowledge. The individual, as such, knows only particular things; the pure subject of knowledge knows only Ideas. For the individual is the subject of knowledge in its relation to a definite particular manifestation of will, and in subjection to this. This particular manifestation of will is, as such, subordinated to the principle of sufficient reason in all its forms; therefore, all knowledge which relates itself to it also follows the principle of sufficient reason, and no other kind of knowledge is fitted to be of use to the will but this, which always consists merely of relations to the object. The knowing individual as such, and the particular things known by him, are always in some place, at some time, and are links in the chain of causes and effects. The pure subject of knowledge and his correlative, the Idea, have passed out of all these forms of the principle of sufficient reason: time, place, the individual that knows, and the individual that is known, have for them no meaning. When an individual knower has raised himself in the manner described to be pure subject of knowledge, and at the same time has raised the observed object to the Platonic Idea, the world as idea appears complete and pure, and the full objectification of the will takes place, for the Platonic Idea alone is its adequate objectivity. The Idea includes object and subject in like manner in itself, for they are its one form; but in it they are absolutely of equal importance; for as the object is here, as elsewhere, simply the idea of the subject, the subject, which passes entirely into the perceived object has thus become this object itself, for the whole consciousness is nothing but its perfectly [pg 233]distinct picture. Now this consciousness constitutes the whole world as idea, for one imagines the whole of the Platonic Ideas, or grades of the objectivity of will, in their series passing through it. The particular things of all time and space are nothing but Ideas multiplied through the principle of sufficient reason (the form of the knowledge of the individual as such), and thus obscured as regards their pure objectivity. When the Platonic Idea appears, in it subject and object are no longer to be distinguished, for the Platonic Idea, the adequate objectivity of will, the true world as idea, arises only when the subject and object reciprocally fill and penetrate each other completely; and in the same way the knowing and the known individuals, as things in themselves, are not to be distinguished. For if we look entirely away from the true world as idea, there remains nothing but the world as will. The will is the “in-itself” of the Platonic Idea, which fully objectifies it; it is also the “in-itself” of the particular thing and of the individual that knows it, which objectify it incompletely. As will, outside the idea and all its forms, it is one and the same in the object contemplated and in the individual, who soars aloft in this contemplation, and becomes conscious of himself as pure subject. These two are, therefore, in themselves not different, for in themselves they are will, which here knows itself; and multiplicity and difference exist only as the way in which this knowledge comes to the will, i.e., only in the phenomenon, on account of its form, the principle of sufficient reason.
Now the known thing, without me as the subject of knowledge, is just as little an object, and not mere will, blind effort, as without the object, without the idea, I am a knowing subject and not mere blind will. This will is in itself, i.e., outside the idea, one and the same with mine: only in the world as idea, whose form is always at least that of subject and object, we are separated as the known and the knowing individual. As [pg 234]soon as knowledge, the world as idea, is abolished, there remains nothing but mere will, blind effort. That it should receive objectivity, become idea, supposes at once both subject and object; but that this should be pure, complete, and adequate objectivity of the will, supposes the object as Platonic Idea, free from the forms of the principle of sufficient reason, and the subject as the pure subject of knowledge, free from individuality and subjection to the will.
Whoever now, has, after the manner referred to, become so absorbed and lost in the perception of nature that he only continues to exist as the pure knowing subject, becomes in this way directly conscious that, as such, he is the condition, that is, the supporter, of the world and all objective existence; for this now shows itself as dependent upon his existence. Thus he draws nature into himself, so that he sees it to be merely an accident of his own being. In this sense Byron says—
“Are not the mountains, waves, and skies, a part
Of me and of my soul, as I of them?”
But how shall he who feels this, regard himself as absolutely transitory, in contrast to imperishable nature? Such a man will rather be filled with the consciousness, which the Upanishad of the Veda expresses: Hæ omnes creaturæ in totum ego sum, et præter me aliud ens non est (Oupnek'hat, i. 122).48
§ 35. In order to gain a deeper insight into the nature of the world, it is absolutely necessary that we should learn to distinguish the will as thing-in-itself from its adequate objectivity, and also the different grades in which this appears more and more distinctly and fully, i.e., the Ideas themselves, from the merely phenomenal existence of these Ideas in the forms of the principle of sufficient reason, the restricted method of knowledge of the individual. We shall then agree with Plato when he [pg 235]attributes actual being only to the Ideas, and allows only an illusive, dream-like existence to things in space and time, the real world for the individual. Then we shall understand how one and the same Idea reveals itself in so many phenomena, and presents its nature only bit by bit to the individual, one side after another. Then we shall also distinguish the Idea itself from the way in which its manifestation appears in the observation of the individual, and recognise the former as essential and the latter as unessential. Let us consider this with the help of examples taken from the most insignificant things, and also from the greatest. When the clouds move, the figures which they form are not essential, but indifferent to them; but that as elastic vapour they are pressed together, drifted along, spread out, or torn asunder by the force of the wind: this is their nature, the essence of the forces which objectify themselves in them, the Idea; their actual forms are only for the individual observer. To the brook that flows over stones, the eddies, the waves, the foam-flakes which it forms are indifferent and unessential; but that it follows the attraction of gravity, and behaves as inelastic, perfectly mobile, formless, transparent fluid: this is its nature; this, if known through perception, is its Idea; these accidental forms are only for us so long as we know as individuals. The ice on the window-pane forms itself into crystals according to the laws of crystallisation, which reveal the essence of the force of nature that appears here, exhibit the Idea; but the trees and flowers which it traces on the pane are unessential, and are only there for us. What appears in the clouds, the brook, and the crystal is the weakest echo of that will which appears more fully in the plant, more fully still in the beast, and most fully in man. But only the essential in all these grades of its objectification constitutes the Idea; on the other hand, its unfolding or development, because broken up in the forms of the principle of sufficient reason into a multiplicity of many-sided [pg 236]phenomena, is unessential to the Idea, lies merely in the kind of knowledge that belongs to the individual and has reality only for this. The same thing necessarily holds good of the unfolding of that Idea which is the completest objectivity of will. Therefore, the history of the human race, the throng of events, the change of times, the multifarious forms of human life in different lands and countries, all this is only the accidental form of the manifestation of the Idea, does not belong to the Idea itself, in which alone lies the adequate objectivity of the will, but only to the phenomenon which appears in the knowledge of the individual, and is just as foreign, unessential, and indifferent to the Idea itself as the figures which they assume are to the clouds, the form of its eddies and foam-flakes to the brook, or its trees and flowers to the ice.
To him who has thoroughly grasped this, and can distinguish between the will and the Idea, and between the Idea and its manifestation, the events of the world will have significance only so far as they are the letters out of which we may read the Idea of man, but not in and for themselves. He will not believe with the vulgar that time may produce something actually new and significant; that through it, or in it, something absolutely real may attain to existence, or indeed that it itself as a whole has beginning and end, plan and development, and in some way has for its final aim the highest perfection (according to their conception) of the last generation of man, whose life is a brief thirty years. Therefore he will just as little, with Homer, people a whole Olympus with gods to guide the events of time, as, with Ossian, he will take the forms of the clouds for individual beings; for, as we have said, both have just as much meaning as regards the Idea which appears in them. In the manifold forms of human life and in the unceasing change of events, he will regard the Idea only as the abiding and essential, in which the will to live has its fullest objectivity, [pg 237]and which shows its different sides in the capacities, the passions, the errors and the excellences of the human race; in self-interest, hatred, love, fear, boldness, frivolity, stupidity, slyness, wit, genius, and so forth, all of which crowding together and combining in thousands of forms (individuals), continually create the history of the great and the little world, in which it is all the same whether they are set in motion by nuts or by crowns. Finally, he will find that in the world it is the same as in the dramas of Gozzi, in all of which the same persons appear, with like intention, and with a like fate; the motives and incidents are certainly different in each piece, but the spirit of the incidents is the same; the actors in one piece know nothing of the incidents of another, although they performed in it themselves; therefore, after all experience of former pieces, Pantaloon has become no more agile or generous, Tartaglia no more conscientious, Brighella no more courageous, and Columbine no more modest.
Suppose we were allowed for once a clearer glance into the kingdom of the possible, and over the whole chain of causes and effects; if the earth-spirit appeared and showed us in a picture all the greatest men, enlighteners of the world, and heroes, that chance destroyed before they were ripe for their work; then the great events that would have changed the history of the world and brought in periods of the highest culture and enlightenment, but which the blindest chance, the most insignificant accident, hindered at the outset; lastly, the splendid powers of great men, that would have enriched whole ages of the world, but which, either misled by error or passion, or compelled by necessity, they squandered uselessly on unworthy or unfruitful objects, or even wasted in play. If we saw all this, we would shudder and lament at the thought of the lost treasures of whole periods of the world. But the earth-spirit would smile and say, “The source from which the individuals and their powers [pg 238]proceed is inexhaustible and unending as time and space; for, like these forms of all phenomena, they also are only phenomena, visibility of the will. No finite measure can exhaust that infinite source; therefore an undiminished eternity is always open for the return of any event or work that was nipped in the bud. In this world of phenomena true loss is just as little possible as true gain. The will alone is; it is the thing in-itself, and the source of all these phenomena. Its self-knowledge and its assertion or denial, which is then decided upon, is the only event in-itself.”49
§ 36. History follows the thread of events; it is pragmatic so far as it deduces them in accordance with the law of motivation, a law that determines the self-manifesting will wherever it is enlightened by knowledge. At the lowest grades of its objectivity, where it still acts without knowledge, natural science, in the form of etiology, treats of the laws of the changes of its phenomena, and, in the form of morphology, of what is permanent in them. This almost endless task is lightened by the aid of concepts, which comprehend what is general in order that we may deduce what is particular from it. Lastly, mathematics treats of the mere forms, time and space, in which the Ideas, broken up into multiplicity, appear for the knowledge of the subject as individual. All these, of which the common name is science, proceed according to the principle of sufficient reason in its different forms, and their theme is always the phenomenon, its laws, connections, and the relations which result from them. But what kind of knowledge is concerned with that which is outside and independent of all relations, that which alone is really essential to the world, the true content of its phenomena, that which is subject to no change, and therefore is known with equal truth for all time, in a word, the Ideas, which are the direct and adequate objectivity [pg 239]of the thing in-itself, the will? We answer, Art, the work of genius. It repeats or reproduces the eternal Ideas grasped through pure contemplation, the essential and abiding in all the phenomena of the world; and according to what the material is in which it reproduces, it is sculpture or painting, poetry or music. Its one source is the knowledge of Ideas; its one aim the communication of this knowledge. While science, following the unresting and inconstant stream of the fourfold forms of reason and consequent, with each end attained sees further, and can never reach a final goal nor attain full satisfaction, any more than by running we can reach the place where the clouds touch the horizon; art, on the contrary, is everywhere at its goal. For it plucks the object of its contemplation out of the stream of the world's course, and has it isolated before it. And this particular thing, which in that stream was a small perishing part, becomes to art the representative of the whole, an equivalent of the endless multitude in space and time. It therefore pauses at this particular thing; the course of time stops; the relations vanish for it; only the essential, the Idea, is its object. We may, therefore, accurately define it as the way of viewing things independent of the principle of sufficient reason, in opposition to the way of viewing them which proceeds in accordance with that principle, and which is the method of experience and of science. This last method of considering things may be compared to a line infinitely extended in a horizontal direction, and the former to a vertical line which cuts it at any point. The method of viewing things which proceeds in accordance with the principle of sufficient reason is the rational method, and it alone is valid and of use in practical life and in science. The method which looks away from the content of this principle is the method of genius, which is only valid and of use in art. The first is the method of Aristotle; the second is, on the whole, that of Plato. The first is like [pg 240]the mighty storm, that rushes along without beginning and without aim, bending, agitating, and carrying away everything before it; the second is like the silent sunbeam, that pierces through the storm quite unaffected by it. The first is like the innumerable showering drops of the waterfall, which, constantly changing, never rest for an instant; the second is like the rainbow, quietly resting on this raging torrent. Only through the pure contemplation described above, which ends entirely in the object, can Ideas be comprehended; and the nature of genius consists in pre-eminent capacity for such contemplation. Now, as this requires that a man should entirely forget himself and the relations in which he stands, genius is simply the completest objectivity, i.e., the objective tendency of the mind, as opposed to the subjective, which is directed to one's own self—in other words, to the will. Thus genius is the faculty of continuing in the state of pure perception, of losing oneself in perception, and of enlisting in this service the knowledge which originally existed only for the service of the will; that is to say, genius is the power of leaving one's own interests, wishes, and aims entirely out of sight, thus of entirely renouncing one's own personality for a time, so as to remain pure knowing subject, clear vision of the world; and this not merely at moments, but for a sufficient length of time, and with sufficient consciousness, to enable one to reproduce by deliberate art what has thus been apprehended, and “to fix in lasting thoughts the wavering images that float before the mind.” It is as if, when genius appears in an individual, a far larger measure of the power of knowledge falls to his lot than is necessary for the service of an individual will; and this superfluity of knowledge, being free, now becomes subject purified from will, a clear mirror of the inner nature of the world. This explains the activity, amounting even to disquietude, of men of genius, for the present can seldom satisfy them, because it does not fill their consciousness. This gives [pg 241]them that restless aspiration, that unceasing desire for new things, and for the contemplation of lofty things, and also that longing that is hardly ever satisfied, for men of similar nature and of like stature, to whom they might communicate themselves; whilst the common mortal, entirely filled and satisfied by the common present, ends in it, and finding everywhere his like, enjoys that peculiar satisfaction in daily life that is denied to genius.
Imagination has rightly been recognised as an essential element of genius; it has sometimes even been regarded as identical with it; but this is a mistake. As the objects of genius are the eternal Ideas, the permanent, essential forms of the world and all its phenomena, and as the knowledge of the Idea is necessarily knowledge through perception, is not abstract, the knowledge of the genius would be limited to the Ideas of the objects actually present to his person, and dependent upon the chain of circumstances that brought these objects to him, if his imagination did not extend his horizon far beyond the limits of his actual personal existence, and thus enable him to construct the whole out of the little that comes into his own actual apperception, and so to let almost all possible scenes of life pass before him in his own consciousness. Further, the actual objects are almost always very imperfect copies of the Ideas expressed in them; therefore the man of genius requires imagination in order to see in things, not that which Nature has actually made, but that which she endeavoured to make, yet could not because of that conflict of her forms among themselves which we referred to in the last book. We shall return to this farther on in treating of sculpture. The imagination then extends the intellectual horizon of the man of genius beyond the objects which actually present themselves to him, both as regards quality and quantity. Therefore extraordinary strength of imagination accompanies, and is indeed a necessary condition of genius. But the converse does not hold, for strength of imagination [pg 242]does not indicate genius; on the contrary, men who have no touch of genius may have much imagination. For as it is possible to consider a real object in two opposite ways, purely objectively, the way of genius grasping its Idea, or in the common way, merely in the relations in which it stands to other objects and to one's own will, in accordance with the principle of sufficient reason, it is also possible to perceive an imaginary object in both of these ways. Regarded in the first way, it is a means to the knowledge of the Idea, the communication of which is the work of art; in the second case, the imaginary object is used to build castles in the air congenial to egotism and the individual humour, and which for the moment delude and gratify; thus only the relations of the phantasies so linked together are known. The man who indulges in such an amusement is a dreamer; he will easily mingle those fancies that delight his solitude with reality, and so unfit himself for real life: perhaps he will write them down, and then we shall have the ordinary novel of every description, which entertains those who are like him and the public at large, for the readers imagine themselves in the place of the hero, and then find the story very agreeable.
The common mortal, that manufacture of Nature which she produces by the thousand every day, is, as we have said, not capable, at least not continuously so, of observation that in every sense is wholly disinterested, as sensuous contemplation, strictly so called, is. He can turn his attention to things only so far as they have some relation to his will, however indirect it may be. Since in this respect, which never demands anything but the knowledge of relations, the abstract conception of the thing is sufficient, and for the most part even better adapted for use; the ordinary man does not linger long over the mere perception, does not fix his attention long on one object, but in all that is presented to him hastily seeks merely the concept under which it is to be brought, [pg 243]as the lazy man seeks a chair, and then it interests him no further. This is why he is so soon done with everything, with works of art, objects of natural beauty, and indeed everywhere with the truly significant contemplation of all the scenes of life. He does not linger; only seeks to know his own way in life, together with all that might at any time become his way. Thus he makes topographical notes in the widest sense; over the consideration of life itself as such he wastes no time. The man of genius, on the other hand, whose excessive power of knowledge frees it at times from the service of will, dwells on the consideration of life itself, strives to comprehend the Idea of each thing, not its relations to other things; and in doing this he often forgets to consider his own path in life, and therefore for the most part pursues it awkwardly enough. While to the ordinary man his faculty of knowledge is a lamp to lighten his path, to the man of genius it is the sun which reveals the world. This great diversity in their way of looking at life soon becomes visible in the outward appearance both of the man of genius and of the ordinary mortal. The man in whom genius lives and works is easily distinguished by his glance, which is both keen and steady, and bears the stamp of perception, of contemplation. This is easily seen from the likenesses of the few men of genius whom Nature has produced here and there among countless millions. On the other hand, in the case of an ordinary man, the true object of his contemplation, what he is prying into, can be easily seen from his glance, if indeed it is not quite stupid and vacant, as is generally the case. Therefore the expression of genius in a face consists in this, that in it a decided predominance of knowledge over will is visible, and consequently there also shows itself in it a knowledge that is entirely devoid of relation to will, i.e., pure knowing. On the contrary, in ordinary countenances there is a predominant expression of will; and we see that knowledge only comes into activity under [pg 244]the impulse of will, and thus is directed merely by motives.
Since the knowledge that pertains to genius, or the knowledge of Ideas, is that knowledge which does not follow the principle of sufficient reason, so, on the other hand, the knowledge which does follow that principle is that which gives us prudence and rationality in life, and which creates the sciences. Thus men of genius are affected with the deficiencies entailed in the neglect of this latter kind of knowledge. Yet what I say in this regard is subject to the limitation that it only concerns them in so far as and while they are actually engaged in that kind of knowledge which is peculiar to genius; and this is by no means at every moment of their lives, for the great though spontaneous exertion which is demanded for the comprehension of Ideas free from will must necessarily relax, and there are long intervals during which men of genius are placed in very much the same position as ordinary mortals, both as regards advantages and deficiencies. On this account the action of genius has always been regarded as an inspiration, as indeed the name indicates, as the action of a superhuman being distinct from the individual himself, and which takes possession of him only periodically. The disinclination of men of genius to direct their attention to the content of the principle of sufficient reason will first show itself, with regard to the ground of being, as dislike of mathematics; for its procedure is based upon the most universal forms of the phenomenon space and time, which are themselves merely modes of the principle of sufficient reason, and is consequently precisely the opposite of that method of thought which seeks merely the content of the phenomenon, the Idea which expresses itself in it apart from all relations. The logical method of mathematics is also antagonistic to genius, for it does not satisfy but obstructs true insight, and presents merely a chain of conclusions in accordance with the principle of [pg 245]the ground of knowing. The mental faculty upon which it makes the greatest claim is memory, for it is necessary to recollect all the earlier propositions which are referred to. Experience has also proved that men of great artistic genius have no faculty for mathematics; no man was ever very distinguished for both. Alfieri relates that he was never able to understand the fourth proposition of Euclid. Goethe was constantly reproached with his want of mathematical knowledge by the ignorant opponents of his theory of colours. Here certainly, where it was not a question of calculation and measurement upon hypothetical data, but of direct knowledge by the understanding of causes and effects, this reproach was so utterly absurd and inappropriate, that by making it they have exposed their entire want of judgment, just as much as by the rest of their ridiculous arguments. The fact that up to the present day, nearly half a century after the appearance of Goethe's theory of colours, even in Germany the Newtonian fallacies still have undisturbed possession of the professorial chair, and men continue to speak quite seriously of the seven homogeneous rays of light and their different refrangibility, will some day be numbered among the great intellectual peculiarities of men generally, and especially of Germans. From the same cause as we have referred to above, may be explained the equally well-known fact that, conversely, admirable mathematicians have very little susceptibility for works of fine art. This is very naïvely expressed in the well-known anecdote of the French mathematician, who, after having read Racine's “Iphigenia,” shrugged his shoulders and asked, “Qu'est ce que cela prouve?” Further, as quick comprehension of relations in accordance with the laws of causality and motivation is what specially constitutes prudence or sagacity, a prudent man, so far as and while he is so, will not be a genius, and a man of genius, so far as and while he is so, will not be a prudent man. Lastly, perceptive knowledge generally, [pg 246]in the province of which the Idea always lies, is directly opposed to rational or abstract knowledge, which is guided by the principle of the ground of knowing. It is also well known that we seldom find great genius united with pre-eminent reasonableness; on the contrary, persons of genius are often subject to violent emotions and irrational passions. But the ground of this is not weakness of reason, but partly unwonted energy of that whole phenomenon of will—the man of genius—which expresses itself through the violence of all his acts of will, and partly preponderance of the knowledge of perception through the senses and understanding over abstract knowledge, producing a decided tendency to the perceptible, the exceedingly lively impressions of which so far outshine colourless concepts, that they take their place in the guidance of action, which consequently becomes irrational. Accordingly the impression of the present moment is very strong with such persons, and carries them away into unconsidered action, violent emotions and passions. Moreover, since, in general, the knowledge of persons of genius has to some extent freed itself from the service of will, they will not in conversation think so much of the person they are addressing as of the thing they are speaking about, which is vividly present to them; and therefore they are likely to judge or narrate things too objectively for their own interests; they will not pass over in silence what would more prudently be concealed, and so forth. Finally, they are given to soliloquising, and in general may exhibit certain weaknesses which are actually akin to madness. It has often been remarked that there is a side at which genius and madness touch, and even pass over into each other, and indeed poetical inspiration has been called a kind of madness: amabilis insania, Horace calls it (Od. iii. 4), and Wieland in the introduction to “Oberon” speaks of it as “amiable madness.” Even Aristotle, as quoted by Seneca (De Tranq. Animi, 15, 16), is reported to have [pg 247]said: Nullum magnum ingenium sine mixtura dementiæ fuit. Plato expresses it in the figure of the dark cave, referred to above (De Rep. 7), when he says: “Those who, outside the cave, have seen the true sunlight and the things that have true being (Ideas), cannot afterwards see properly down in the cave, because their eyes are not accustomed to the darkness; they cannot distinguish the shadows, and are jeered at for their mistakes by those who have never left the cave and its shadows.” In the “Phædrus” also (p. 317), he distinctly says that there can be no true poet without a certain madness; in fact, (p. 327), that every one appears mad who recognises the eternal Ideas in fleeting things. Cicero also quotes: Negat enim sine furore, Democritus, quemquam poetam magnum esse posse; quod idem dicit Plato (De Divin., i. 37). And, lastly, Pope says—
“Great wits to madness sure are near allied,
And thin partitions do their bounds divide.”
Especially instructive in this respect is Goethe's “Torquato Tasso,” in which he shows us not only the suffering, the martyrdom of genius as such, but also how it constantly passes into madness. Finally, the fact of the direct connection of genius and madness is established by the biographies of great men of genius, such as Rousseau, Byron, and Alfieri, and by anecdotes from the lives of others. On the other hand, I must mention that, by a diligent search in lunatic asylums, I have found individual cases of patients who were unquestionably endowed with great talents, and whose genius distinctly appeared through their madness, which, however, had completely gained the upper hand. Now this cannot be ascribed to chance, for on the one hand the number of mad persons is relatively very small, and on the other hand a person of genius is a phenomenon which is rare beyond all ordinary estimation, and only appears in nature as the greatest exception. It will be sufficient to convince us of this if we compare the [pg 248]number of really great men of genius that the whole of civilised Europe has produced, both in ancient and modern times, with the two hundred and fifty millions who are always living in Europe, and who change entirely every thirty years. In estimating the number of men of outstanding genius, we must of course only count those who have produced works which have retained through all time an enduring value for mankind. I shall not refrain from mentioning, that I have known some persons of decided, though not remarkable, mental superiority, who also showed a slight trace of insanity. It might seem from this that every advance of intellect beyond the ordinary measure, as an abnormal development, disposes to madness. In the meantime, however, I will explain as briefly as possible my view of the purely intellectual ground of the relation between genius and madness, for this will certainly assist the explanation of the real nature of genius, that is to say, of that mental endowment which alone can produce genuine works of art. But this necessitates a brief explanation of madness itself.50
A clear and complete insight into the nature of madness, a correct and distinct conception of what constitutes the difference between the sane and the insane, has, as far as I know, not as yet been found. Neither reason nor understanding can be denied to madmen, for they talk and understand, and often draw very accurate conclusions; they also, as a rule, perceive what is present quite correctly, and apprehend the connection between cause and effect. Visions, like the phantasies of delirium, are no ordinary symptom of madness: delirium falsifies perception, madness the thoughts. For the most part, madmen do not err in the knowledge of what is immediately present; their raving always relates to what is absent and past, and only through these to their connection with what is present. Therefore it seems to me that [pg 249]their malady specially concerns the memory; not indeed that memory fails them entirely, for many of them know a great deal by heart, and sometimes recognise persons whom they have not seen for a long time; but rather that the thread of memory is broken, the continuity of its connection destroyed, and no uniformly connected recollection of the past is possible. Particular scenes of the past are known correctly, just like the particular present; but there are gaps in their recollection which they fill up with fictions, and these are either always the same, in which case they become fixed ideas, and the madness that results is called monomania or melancholy; or they are always different, momentary fancies, and then it is called folly, fatuitas. This is why it is so difficult to find out their former life from lunatics when they enter an asylum. The true and the false are always mixed up in their memory. Although the immediate present is correctly known, it becomes falsified through its fictitious connection with an imaginary past; they therefore regard themselves and others as identical with persons who exist only in their imaginary past; they do not recognise some of their acquaintances at all, and thus while they perceive correctly what is actually present, they have only false conceptions of its relations to what is absent. If the madness reaches a high degree, there is complete absence of memory, so that the madman is quite incapable of any reference to what is absent or past, and is only determined by the caprice of the moment in connection with the fictions which, in his mind, fill the past. In such a case, we are never for a moment safe from violence or murder, unless we constantly make the madman aware of the presence of superior force. The knowledge of the madman has this in common with that of the brute, both are confined to the present. What distinguishes them is that the brute has really no idea of the past as such, though the past acts upon it through the medium of custom, so that, for example, the dog [pg 250]recognises its former master even after years, that is to say, it receives the wonted impression at the sight of him; but of the time that has passed since it saw him it has no recollection. The madman, on the other hand, always carries about in his reason an abstract past, but it is a false past, which exists only for him, and that either constantly, or only for the moment. The influence of this false past prevents the use of the true knowledge of the present which the brute is able to make. The fact that violent mental suffering or unexpected and terrible calamities should often produce madness, I explain in the following manner. All such suffering is as an actual event confined to the present. It is thus merely transitory, and is consequently never excessively heavy; it only becomes unendurably great when it is lasting pain; but as such it exists only in thought, and therefore lies in the memory. If now such a sorrow, such painful knowledge or reflection, is so bitter that it becomes altogether unbearable, and the individual is prostrated under it, then, terrified Nature seizes uponmadness as the last resource of life; the mind so fearfully tortured at once destroys the thread of its memory, fills up the gaps with fictions, and thus seeks refuge in madness from the mental suffering that exceeds its strength, just as we cut off a mortified limb and replace it with a wooden one. The distracted Ajax, King Lear, and Ophelia may be taken as examples; for the creations of true genius, to which alone we can refer here, as universally known, are equal in truth to real persons; besides, in this case, frequent actual experience shows the same thing. A faint analogy of this kind of transition from pain to madness is to be found in the way in which all of us often seek, as it were mechanically, to drive away a painful thought that suddenly occurs to us by some loud exclamation or quick movement—to turn ourselves from it, to distract our minds by force.
We see, from what has been said, that the madman has [pg 251]a true knowledge of what is actually present, and also of certain particulars of the past, but that he mistakes the connection, the relations, and therefore falls into error and talks nonsense. Now this is exactly the point at which he comes into contact with the man of genius; for he also leaves out of sight the knowledge of the connection of things, since he neglects that knowledge of relations which conforms to the principle of sufficient reason, in order to see in things only their Ideas, and to seek to comprehend their true nature, which manifests itself to perception, and in regard to which one thing represents its whole species, in which way, as Goethe says, one case is valid for a thousand. The particular object of his contemplation, or the present which is perceived by him with extraordinary vividness, appear in so strong a light that the other links of the chain to which they belong are at once thrown into the shade, and this gives rise to phenomena which have long been recognised as resembling those of madness. That which in particular given things exists only incompletely and weakened by modifications, is raised by the man of genius, through his way of contemplating it, to the Idea of the thing, to completeness: he therefore sees everywhere extremes, and therefore his own action tends to extremes; he cannot hit the mean, he lacks soberness, and the result is what we have said. He knows the Ideas completely but not the individuals. Therefore it has been said that a poet may know mankind deeply and thoroughly, and may yet have a very imperfect knowledge of men. He is easily deceived, and is a tool in the hands of the crafty.
§ 37. Genius, then, consists, according to our explanation, in the capacity for knowing, independently of the principle of sufficient reason, not individual things, which have their existence only in their relations, but the Ideas of such things, and of being oneself the correlative of the Idea, and thus no longer an individual, but the pure subject of knowledge. Yet this faculty must exist in all [pg 252]men in a smaller and different degree; for if not, they would be just as incapable of enjoying works of art as of producing them; they would have no susceptibility for the beautiful or the sublime; indeed, these words could have no meaning for them. We must therefore assume that there exists in all men this power of knowing the Ideas in things, and consequently of transcending their personality for the moment, unless indeed there are some men who are capable of no æsthetic pleasure at all. The man of genius excels ordinary men only by possessing this kind of knowledge in a far higher degree and more continuously. Thus, while under its influence he retains the presence of mind which is necessary to enable him to repeat in a voluntary and intentional work what he has learned in this manner; and this repetition is the work of art. Through this he communicates to others the Idea he has grasped. This Idea remains unchanged and the same, so that æsthetic pleasure is one and the same whether it is called forth by a work of art or directly by the contemplation of nature and life. The work of art is only a means of facilitating the knowledge in which this pleasure consists. That the Idea comes to us more easily from the work of art than directly from nature and the real world, arises from the fact that the artist, who knew only the Idea, no longer the actual, has reproduced in his work the pure Idea, has abstracted it from the actual, omitting all disturbing accidents. The artist lets us see the world through his eyes. That he has these eyes, that he knows the inner nature of things apart from all their relations, is the gift of genius, is inborn; but that he is able to lend us this gift, to let us see with his eyes, is acquired, and is the technical side of art. Therefore, after the account which I have given in the preceding pages of the inner nature of æsthetical knowledge in its most general outlines, the following more exact philosophical treatment of the beautiful and the sublime will explain them both, in nature and in art, without separating [pg 253]them further. First of all we shall consider what takes place in a man when he is affected by the beautiful and the sublime; whether he derives this emotion directly from nature, from life, or partakes of it only through the medium of art, does not make any essential, but merely an external, difference.
§ 38. In the æsthetical mode of contemplation we have found two inseparable constituent parts—the knowledge of the object, not as individual thing but as Platonic Idea, that is, as the enduring form of this whole species of things; and the self-consciousness of the knowing person, not as individual, but as pure will-less subject of knowledge. The condition under which both these constituent parts appear always united was found to be the abandonment of the method of knowing which is bound to the principle of sufficient reason, and which, on the other hand, is the only kind of knowledge that is of value for the service of the will and also for science. Moreover, we shall see that the pleasure which is produced by the contemplation of the beautiful arises from these two constituent parts, sometimes more from the one, sometimes more from the other, according to what the object of the æsthetical contemplation may be.
All willing arises from want, therefore from deficiency, and therefore from suffering. The satisfaction of a wish ends it; yet for one wish that is satisfied there remain at least ten which are denied. Further, the desire lasts long, the demands are infinite; the satisfaction is short and scantily measured out. But even the final satisfaction is itself only apparent; every satisfied wish at once makes room for a new one; both are illusions; the one is known to be so, the other not yet. No attained object of desire can give lasting satisfaction, but merely a fleeting gratification; it is like the alms thrown to the beggar, that keeps him alive to-day that his misery may be prolonged till the morrow. Therefore, so long as our consciousness is filled by our will, so long as we are [pg 254]given up to the throng of desires with their constant hopes and fears, so long as we are the subject of willing, we can never have lasting happiness nor peace. It is essentially all the same whether we pursue or flee, fear injury or seek enjoyment; the care for the constant demands of the will, in whatever form it may be, continually occupies and sways the consciousness; but without peace no true well-being is possible. The subject of willing is thus constantly stretched on the revolving wheel of Ixion, pours water into the sieve of the Danaids, is the ever-longing Tantalus.
But when some external cause or inward disposition lifts us suddenly out of the endless stream of willing, delivers knowledge from the slavery of the will, the attention is no longer directed to the motives of willing, but comprehends things free from their relation to the will, and thus observes them without personal interest, without subjectivity, purely objectively, gives itself entirely up to them so far as they are ideas, but not in so far as they are motives. Then all at once the peace which we were always seeking, but which always fled from us on the former path of the desires, comes to us of its own accord, and it is well with us. It is the painless state which Epicurus prized as the highest good and as the state of the gods; for we are for the moment set free from the miserable striving of the will; we keep the Sabbath of the penal servitude of willing; the wheel of Ixion stands still.
But this is just the state which I described above as necessary for the knowledge of the Idea, as pure contemplation, as sinking oneself in perception, losing oneself in the object, forgetting all individuality, surrendering that kind of knowledge which follows the principle of sufficient reason, and comprehends only relations; the state by means of which at once and inseparably the perceived particular thing is raised to the Idea of its whole species, and the knowing individual to the pure subject of will-less [pg 255]knowledge, and as such they are both taken out of the stream of time and all other relations. It is then all one whether we see the sun set from the prison or from the palace.
Inward disposition, the predominance of knowing over willing, can produce this state under any circumstances. This is shown by those admirable Dutch artists who directed this purely objective perception to the most insignificant objects, and established a lasting monument of their objectivity and spiritual peace in their pictures of still life, which the æsthetic beholder does not look on without emotion; for they present to him the peaceful, still, frame of mind of the artist, free from will, which was needed to contemplate such insignificant things so objectively, to observe them so attentively, and to repeat this perception so intelligently; and as the picture enables the onlooker to participate in this state, his emotion is often increased by the contrast between it and the unquiet frame of mind, disturbed by vehement willing, in which he finds himself. In the same spirit, landscape-painters, and particularly Ruisdael, have often painted very insignificant country scenes, which produce the same effect even more agreeably.
All this is accomplished by the inner power of an artistic nature alone; but that purely objective disposition is facilitated and assisted from without by suitable objects, by the abundance of natural beauty which invites contemplation, and even presses itself upon us. Whenever it discloses itself suddenly to our view, it almost always succeeds in delivering us, though it may be only for a moment, from subjectivity, from the slavery of the will, and in raising us to the state of pure knowing. This is why the man who is tormented by passion, or want, or care, is so suddenly revived, cheered, and restored by a single free glance into nature: the storm of passion, the pressure of desire and fear, and all the miseries of willing are then at once, and in a marvellous manner, [pg 256]calmed and appeased. For at the moment at which, freed from the will, we give ourselves up to pure will-less knowing, we pass into a world from which everything is absent that influenced our will and moved us so violently through it. This freeing of knowledge lifts us as wholly and entirely away from all that, as do sleep and dreams; happiness and unhappiness have disappeared; we are no longer individual; the individual is forgotten; we are only pure subject of knowledge; we are only that one eye of the world which looks out from all knowing creatures, but which can become perfectly free from the service of will in man alone. Thus all difference of individuality so entirely disappears, that it is all the same whether the perceiving eye belongs to a mighty king or to a wretched beggar; for neither joy nor complaining can pass that boundary with us. So near us always lies a sphere in which we escape from all our misery; but who has the strength to continue long in it? As soon as any single relation to our will, to our person, even of these objects of our pure contemplation, comes again into consciousness, the magic is at an end; we fall back into the knowledge which is governed by the principle of sufficient reason; we know no longer the Idea, but the particular thing, the link of a chain to which we also belong, and we are again abandoned to all our woe. Most men remain almost always at this standpoint because they entirely lack objectivity, i.e., genius. Therefore they have no pleasure in being alone with nature; they need company, or at least a book. For their knowledge remains subject to their will; they seek, therefore, in objects, only some relation to their will, and whenever they see anything that has no such relation, there sounds within them, like a ground bass in music, the constant inconsolable cry, “It is of no use to me;” thus in solitude the most beautiful surroundings have for them a desolate, dark, strange, and hostile appearance.
Lastly, it is this blessedness of will-less perception [pg 257]which casts an enchanting glamour over the past and distant, and presents them to us in so fair a light by means of self-deception. For as we think of days long gone by, days in which we lived in a distant place, it is only the objects which our fancy recalls, not the subject of will, which bore about with it then its incurable sorrows just as it bears them now; but they are forgotten, because since then they have often given place to others. Now, objective perception acts with regard to what is remembered just as it would in what is present, if we let it have influence over us, if we surrendered ourselves to it free from will. Hence it arises that, especially when we are more than ordinarily disturbed by some want, the remembrance of past and distant scenes suddenly flits across our minds like a lost paradise. The fancy recalls only what was objective, not what was individually subjective, and we imagine that that objective stood before us then just as pure and undisturbed by any relation to the will as its image stands in our fancy now; while in reality the relation of the objects to our will gave us pain then just as it does now. We can deliver ourselves from all suffering just as well through present objects as through distant ones whenever we raise ourselves to a purely objective contemplation of them, and so are able to bring about the illusion that only the objects are present and not we ourselves. Then, as the pure subject of knowledge, freed from the miserable self, we become entirely one with these objects, and, for the moment, our wants are as foreign to us as they are to them. The world as idea alone remains, and the world as will has disappeared.
In all these reflections it has been my object to bring out clearly the nature and the scope of the subjective element in æsthetic pleasure; the deliverance of knowledge from the service of the will, the forgetting of self as an individual, and the raising of the consciousness to the pure will-less, timeless, subject of knowledge, independent [pg 258]of all relations. With this subjective side of æsthetic contemplation, there must always appear as its necessary correlative the objective side, the intuitive comprehension of the Platonic Idea. But before we turn to the closer consideration of this, and to the achievements of art in relation to it, it is better that we should pause for a little at the subjective side of æsthetic pleasure, in order to complete our treatment of this by explaining the impression of the sublime which depends altogether upon it, and arises from a modification of it. After that we shall complete our investigation of æsthetic pleasure by considering its objective side.
But we must first add the following remarks to what has been said. Light is the pleasantest and most gladdening of things; it has become the symbol of all that is good and salutary. In all religions it symbolises salvation, while darkness symbolises damnation. Ormuzd dwells in the purest light, Ahrimines in eternal night. Dante's Paradise would look very much like Vauxhall in London, for all the blessed spirits appear as points of light and arrange themselves in regular figures. The very absence of light makes us sad; its return cheers us. Colours excite directly a keen delight, which reaches its highest degree when they are transparent. All this depends entirely upon the fact that light is the correlative and condition of the most perfect kind of knowledge of perception, the only knowledge which does not in any way affect the will. For sight, unlike the affections of the other senses, cannot, in itself, directly and through its sensuous effect, make the sensation of the special organ agreeable or disagreeable; that is, it has no immediate connection with the will. Such a quality can only belong to the perception which arises in the understanding, and then it lies in the relation of the object to the will. In the case of hearing this is to some extent otherwise; sounds can give pain directly, and they may also be sensuously agreeable, directly and without regard to [pg 259]harmony or melody. Touch, as one with the feeling of the whole body, is still more subordinated to this direct influence upon the will; and yet there is such a thing as a sensation of touch which is neither painful nor pleasant. But smells are always either agreeable or disagreeable, and tastes still more so. Thus the last two senses are most closely related to the will, and therefore they are always the most ignoble, and have been called by Kant the subjective senses. The pleasure which we experience from light is in fact only the pleasure which arises from the objective possibility of the purest and fullest perceptive knowledge, and as such it may be traced to the fact that pure knowledge, freed and delivered from all will, is in the highest degree pleasant, and of itself constitutes a large part of æsthetic enjoyment. Again, we must refer to this view of light the incredible beauty which we associate with the reflection of objects in water. That lightest, quickest, finest species of the action of bodies upon each other, that to which we owe by far the completest and purest of our perceptions, the action of reflected rays of light, is here brought clearly before our eyes, distinct and perfect, in cause and in effect, and indeed in its entirety, hence the æsthetic delight it gives us, which, in the most important aspect, is entirely based on the subjective ground of æsthetic pleasure, and is delight in pure knowing and its method.
§ 39. All these reflections are intended to bring out the subjective part of æsthetic pleasure; that is to say, that pleasure so far as it consists simply of delight in perceptive knowledge as such, in opposition to will. And as directly connected with this, there naturally follows the explanation of that disposition or frame of mind which has been called the sense of the sublime.
We have already remarked above that the transition to the state of pure perception takes place most easily when the objects bend themselves to it, that is, when by their manifold and yet definite and distinct form they easily [pg 260]become representatives of their Ideas, in which beauty, in the objective sense, consists. This quality belongs pre-eminently to natural beauty, which thus affords even to the most insensible at least a fleeting æsthetic satisfaction: indeed it is so remarkable how especially the vegetable world invites æsthetic observation, and, as it were, presses itself upon it, that one might say, that these advances are connected with the fact that these organisms, unlike the bodies of animals, are not themselves immediate objects of knowledge, and therefore require the assistance of a foreign intelligent individual in order to rise out of the world of blind will and enter the world of idea, and that thus they long, as it were, for this entrance, that they may attain at least indirectly what is denied them directly. But I leave this suggestion which I have hazarded, and which borders perhaps upon extravagance, entirely undecided, for only a very intimate and devoted consideration of nature can raise or justify it.51 As long as that which raises us from the knowledge of mere relations subject to the will, to æsthetic contemplation, and thereby exalts us to the position of the subject of knowledge free from will, is this fittingness of nature, this significance and distinctness of its forms, on account of which the Ideas individualised in them readily present themselves to us; so long is it merely beauty that affects us and the sense of the beautiful that is excited. But if these very objects whose significant forms invite us to pure contemplation, have a hostile relation to the human will in general, as it exhibits itself in its objectivity, the human body, if they are opposed to it, so that it is menaced by the irresistible predominance of their power, or sinks into insignificance before their immeasurable [pg 261]greatness; if, nevertheless, the beholder does not direct his attention to this eminently hostile relation to his will, but, although perceiving and recognising it, turns consciously away from it, forcibly detaches himself from his will and its relations, and, giving himself up entirely to knowledge, quietly contemplates those very objects that are so terrible to the will, comprehends only their Idea, which is foreign to all relation, so that he lingers gladly over its contemplation, and is thereby raised above himself, his person, his will, and all will:—in that case he is filled with the sense of the sublime, he is in the state of spiritual exaltation, and therefore the object producing such a state is called sublime. Thus what distinguishes the sense of the sublime from that of the beautiful is this: in the case of the beautiful, pure knowledge has gained the upper hand without a struggle, for the beauty of the object, i.e., that property which facilitates the knowledge of its Idea, has removed from consciousness without resistance, and therefore imperceptibly, the will and the knowledge of relations which is subject to it, so that what is left is the pure subject of knowledge without even a remembrance of will. On the other hand, in the case of the sublime that state of pure knowledge is only attained by a conscious and forcible breaking away from the relations of the same object to the will, which are recognised as unfavourable, by a free and conscious transcending of the will and the knowledge related to it.
This exaltation must not only be consciously won, but also consciously retained, and it is therefore accompanied by a constant remembrance of will; yet not of a single particular volition, such as fear or desire, but of human volition in general, so far as it is universally expressed in its objectivity the human body. If a single real act of will were to come into consciousness, through actual personal pressure and danger from the object, then the individual will thus actually influenced would at once [pg 262]gain the upper hand, the peace of contemplation would become impossible, the impression of the sublime would be lost, because it yields to the anxiety, in which the effort of the individual to right itself has sunk every other thought. A few examples will help very much to elucidate this theory of the æsthetic sublime and remove all doubt with regard to it; at the same time they will bring out the different degrees of this sense of the sublime. It is in the main identical with that of the beautiful, with pure will-less knowing, and the knowledge, that necessarily accompanies it of Ideas out of all relation determined by the principle of sufficient reason, and it is distinguished from the sense of the beautiful only by the additional quality that it rises above the known hostile relation of the object contemplated to the will in general. Thus there come to be various degrees of the sublime, and transitions from the beautiful to the sublime, according as this additional quality is strong, bold, urgent, near, or weak, distant, and merely indicated. I think it is more in keeping with the plan of my treatise, first to give examples of these transitions, and of the weaker degrees of the impression of the sublime, although persons whose æsthetical susceptibility in general is not very great, and whose imagination is not very lively, will only understand the examples given later of the higher and more distinct grades of that impression; and they should therefore confine themselves to these, and pass over the examples of the very weak degrees of the sublime that are to be given first.
As man is at once impetuous and blind striving of will (whose pole or focus lies in the genital organs), and eternal, free, serene subject of pure knowing (whose pole is the brain); so, corresponding to this antithesis, the sun is both the source of light, the condition of the most perfect kind of knowledge, and therefore of the most delightful of things—and the source ofwarmth, the first condition of life, i.e., of all phenomena of will in its higher grades. [pg 263]Therefore, what warmth is for the will, light is for knowledge. Light is the largest gem in the crown of beauty, and has the most marked influence on the knowledge of every beautiful object. Its presence is an indispensable condition of beauty; its favourable disposition increases the beauty of the most beautiful. Architectural beauty more than any other object is enhanced by favourable light, though even the most insignificant things become through its influence most beautiful. If, in the dead of winter, when all nature is frozen and stiff, we see the rays of the setting sun reflected by masses of stone, illuminating without warming, and thus favourable only to the purest kind of knowledge, not to the will; the contemplation of the beautiful effect of the light upon these masses lifts us, as does all beauty, into a state of pure knowing. But, in this case, a certain transcending of the interests of the will is needed to enable us to rise into the state of pure knowing, because there is a faint recollection of the lack of warmth from these rays, that is, an absence of the principle of life; there is a slight challenge to persist in pure knowing, and to refrain from all willing, and therefore it is an example of a transition from the sense of the beautiful to that of the sublime. It is the faintest trace of the sublime in the beautiful; and beauty itself is indeed present only in a slight degree. The following is almost as weak an example.
Let us imagine ourselves transported to a very lonely place, with unbroken horizon, under a cloudless sky, trees and plants in the perfectly motionless air, no animals, no men, no running water, the deepest silence. Such surroundings are, as it were, a call to seriousness and contemplation, apart from all will and its cravings; but this is just what imparts to such a scene of desolate stillness a touch of the sublime. For, because it affords no object, either favourable or unfavourable, for the will which is constantly in need of striving and attaining, [pg 264]there only remains the state of pure contemplation, and whoever is incapable of this, is ignominiously abandoned to the vacancy of unoccupied will, and the misery of ennui. So far it is a test of our intellectual worth, of which, generally speaking, the degree of our power of enduring solitude, or our love of it, is a good criterion. The scene we have sketched affords us, then, an example of the sublime in a low degree, for in it, with the state of pure knowing in its peace and all-sufficiency, there is mingled, by way of contrast, the recollection of the dependence and poverty of the will which stands in need of constant action. This is the species of the sublime for which the sight of the boundless prairies of the interior of North America is celebrated.
But let us suppose such a scene, stripped also of vegetation, and showing only naked rocks; then from the entire absence of that organic life which is necessary for existence, the will at once becomes uneasy, the desert assumes a terrible aspect, our mood becomes more tragic; the elevation to the sphere of pure knowing takes place with a more decided tearing of ourselves away from the interests of the will; and because we persist in continuing in the state of pure knowing, the sense of the sublime distinctly appears.
The following situation may occasion this feeling in a still higher degree: Nature convulsed by a storm; the sky darkened by black threatening thunder-clouds; stupendous, naked, overhanging cliffs, completely shutting out the view; rushing, foaming torrents; absolute desert; the wail of the wind sweeping through the clefts of the rocks. Our dependence, our strife with hostile nature, our will broken in the conflict, now appears visibly before our eyes. Yet, so long as the personal pressure does not gain the upper hand, but we continue in æsthetic contemplation, the pure subject of knowing gazes unshaken and unconcerned through that strife of nature, through that picture of the broken will, and quietly comprehends [pg 265]the Ideas even of those objects which are threatening and terrible to the will. In this contrast lies the sense of the sublime.
But the impression becomes still stronger, if, when we have before our eyes, on a large scale, the battle of the raging elements, in such a scene we are prevented from hearing the sound of our own voice by the noise of a falling stream; or, if we are abroad in the storm of tempestuous seas, where the mountainous waves rise and fall, dash themselves furiously against steep cliffs, and toss their spray high into the air; the storm howls, the sea boils, the lightning flashes from black clouds, and the peals of thunder drown the voice of storm and sea. Then, in the undismayed beholder, the two-fold nature of his consciousness reaches the highest degree of distinctness. He perceives himself, on the one hand, as an individual, as the frail phenomenon of will, which the slightest touch of these forces can utterly destroy, helpless against powerful nature, dependent, the victim of chance, a vanishing nothing in the presence of stupendous might; and, on the other hand, as the eternal, peaceful, knowing subject, the condition of the object, and, therefore, the supporter of this whole world; the terrific strife of nature only his idea; the subject itself free and apart from all desires and necessities, in the quiet comprehension of the Ideas. This is the complete impression of the sublime. Here he obtains a glimpse of a power beyond all comparison superior to the individual, threatening it with annihilation.
The impression of the sublime may be produced in quite another way, by presenting a mere immensity in space and time; its immeasurable greatness dwindles the individual to nothing. Adhering to Kant's nomenclature and his accurate division, we may call the first kind the dynamical, and the second the mathematical sublime, although we entirely dissent from his explanation of the inner nature of the impression, and can allow no share [pg 266]in it either to moral reflections, or to hypostases from scholastic philosophy.
If we lose ourselves in the contemplation of the infinite greatness of the universe in space and time, meditate on the thousands of years that are past or to come, or if the heavens at night actually bring before our eyes innumerable worlds and so force upon our consciousness the immensity of the universe, we feel ourselves dwindle to nothing; as individuals, as living bodies, as transient phenomena of will, we feel ourselves pass away and vanish into nothing like drops in the ocean. But at once there rises against this ghost of our own nothingness, against such lying impossibility, the immediate consciousness that all these worlds exist only as our idea, only as modifications of the eternal subject of pure knowing, which we find ourselves to be as soon as we forget our individuality, and which is the necessary supporter of all worlds and all times the condition of their possibility. The vastness of the world which disquieted us before, rests now in us; our dependence upon it is annulled by its dependence upon us. All this, however, does not come at once into reflection, but shows itself merely as the felt consciousness that in some sense or other (which philosophy alone can explain) we are one with the world, and therefore not oppressed, but exalted by its immensity. It is the felt consciousness of this that the Upanishads of the Vedas repeatedly express in such a multitude of different ways; very admirably in the saying already quoted: Hæ omnes creaturæ in totum ego sum, et præter me aliud ens non est (Oupnek'hat, vol. i. p. 122.) It is the transcending of our own individuality, the sense of the sublime.
We receive this impression of the mathematical-sublime, quite directly, by means of a space which is small indeed as compared with the world, but which has become directly perceptible to us, and affects us with its whole extent in all its three dimensions, so as to make our own [pg 267]body seem almost infinitely small. An empty space can never be thus perceived, and therefore never an open space, but only space that is directly perceptible in all its dimensions by means of the limits which enclose it; thus for example a very high, vast dome, like that of St. Peter's at Rome, or St. Paul's in London. The sense of the sublime here arises through the consciousness of the vanishing nothingness of our own body in the presence of a vastness which, from another point of view, itself exists only in our idea, and of which we are as knowing subject, the supporter. Thus here as everywhere it arises from the contrast between the insignificance and dependence of ourselves as individuals, as phenomena of will, and the consciousness of ourselves as pure subject of knowing. Even the vault of the starry heaven produces this if it is contemplated without reflection; but just in the same way as the vault of stone, and only by its apparent, not its real extent. Some objects of our perception excite in us the feeling of the sublime because, not only on account of their spatial vastness, but also of their great age, that is, their temporal duration, we feel ourselves dwarfed to insignificance in their presence, and yet revel in the pleasure of contemplating them: of this kind are very high mountains, the Egyptian pyramids, and colossal ruins of great antiquity.
Our explanation of the sublime applies also to the ethical, to what is called the sublime character. Such a character arises from this, that the will is not excited by objects which are well calculated to excite it, but that knowledge retains the upper hand in their presence. A man of sublime character will accordingly consider men in a purely objective way, and not with reference to the relations which they might have to his will; he will, for example, observe their faults, even their hatred and injustice to himself, without being himself excited to hatred; he will behold their happiness without envy; he will recognise their good qualities without desiring any [pg 268]closer relations with them; he will perceive the beauty of women, but he will not desire them. His personal happiness or unhappiness will not greatly affect him, he will rather be as Hamlet describes Horatio:—
“... for thou hast been,
As one, in suffering all, that suffers nothing;
A man that fortune's buffets and rewards
Hast ta'en with equal thanks,” &c. (A. 3. Sc. 2.)
For in the course of his own life and its misfortunes, he will consider less his individual lot than that of humanity in general, and will therefore conduct himself in its regard, rather as knowing than as suffering.
§ 40. Opposites throw light upon each other, and therefore the remark may be in place here, that the proper opposite of the sublime is something which would not at the first glance be recognised, as such: the charming or attractive. By this, however, I understand, that which excites the will by presenting to it directly its fulfilment, its satisfaction. We saw that the feeling of the sublime arises from the fact, that something entirely unfavourable to the will, becomes the object of pure contemplation, so that such contemplation can only be maintained by persistently turning away from the will, and transcending its interests; this constitutes the sublimity of the character. The charming or attractive, on the contrary, draws the beholder away from the pure contemplation which is demanded by all apprehension of the beautiful, because it necessarily excites this will, by objects which directly appeal to it, and thus he no longer remains pure subject of knowing, but becomes the needy and dependent subject of will. That every beautiful thing which is bright or cheering should be called charming, is the result of a too general concept, which arises from a want of accurate discrimination, and which I must entirely set aside, and indeed condemn. But in the sense of the word which has been given and explained, I [pg 269]find only two species of the charming or attractive in the province of art, and both of them are unworthy of it. The one species, a very low one, is found in Dutch paintings of still life, when they err by representing articles of food, which by their deceptive likeness necessarily excite the appetite for the things they represent, and this is just an excitement of the will, which puts an end to all æsthetic contemplation of the object. Painted fruit is yet admissible, because we may regard it as the further development of the flower, and as a beautiful product of nature in form and colour, without being obliged to think of it as eatable; but unfortunately we often find, represented with deceptive naturalness, prepared and served dishes, oysters, herrings, crabs, bread and butter, beer, wine, and so forth, which is altogether to be condemned. In historical painting and in sculpture the charming consists in naked figures, whose position, drapery, and general treatment are calculated to excite the passions of the beholder, and thus pure æsthetical contemplation is at once annihilated, and the aim of art is defeated. This mistake corresponds exactly to that which we have just censured in the Dutch paintings. The ancients are almost always free from this fault in their representations of beauty and complete nakedness of form, because the artist himself created them in a purely objective spirit, filled with ideal beauty, not in the spirit of subjective, and base sensuality. The charming is thus everywhere to be avoided in art.
There is also a negative species of the charming or exciting which is even more reprehensible than the positive form which has been discussed; this is the disgusting or the loathsome. It arouses the will of the beholder, just as what is properly speaking charming, and therefore disturbs pure æsthetic contemplation. But it is an active aversion and opposition which is excited by it; it arouses the will by presenting to it objects which it abhors. Therefore it has always been recognised that it is [pg 270]altogether inadmissible in art, where even what is ugly, when it is not disgusting, is allowable in its proper place, as we shall see later.
§ 41. The course of the discussion has made it necessary to insert at this point the treatment of the sublime, though we have only half done with the beautiful, as we have considered its subjective side only. For it was merely a special modification of this subjective side that distinguished the beautiful from the sublime. This difference was found to depend upon whether the state of pure will-less knowing, which is presupposed and demanded by all æsthetic contemplation, was reached without opposition, by the mere disappearance of the will from consciousness, because the object invited and drew us towards it; or whether it was only attained through the free, conscious transcending of the will, to which the object contemplated had an unfavourable and even hostile relation, which would destroy contemplation altogether, if we were to give ourselves up to it. This is the distinction between the beautiful and the sublime. In the object they are not essentially different, for in every case the object of æsthetical contemplation is not the individual thing, but the Idea in it which is striving to reveal itself; that is to say, adequate objectivity of will at a particular grade. Its necessary correlative, independent, like itself of the principle of sufficient reason, is the pure subject of knowing; just as the correlative of the particular thing is the knowing individual, both of which lie within the province of the principle of sufficient reason.
When we say that a thing is beautiful, we thereby assert that it is an object of our æsthetic contemplation, and this has a double meaning; on the one hand it means that the sight of the thing makes us objective, that is to say, that in contemplating it we are no longer conscious of ourselves as individuals, but as pure will-less subjects of knowledge; and on the other hand it means that we recognise in the object, not the particular thing, [pg 271]but an Idea; and this can only happen, so far as our contemplation of it is not subordinated to the principle of sufficient reason, does not follow the relation of the object to anything outside it (which is always ultimately connected with relations to our own will), but rests in the object itself. For the Idea and the pure subject of knowledge always appear at once in consciousness as necessary correlatives, and on their appearance all distinction of time vanishes, for they are both entirely foreign to the principle of sufficient reason in all its forms, and lie outside the relations which are imposed by it; they may be compared to the rainbow and the sun, which have no part in the constant movement and succession of the falling drops. Therefore, if, for example, I contemplate a tree æsthetically, i.e., with artistic eyes, and thus recognise, not it, but its Idea, it becomes at once of no consequence whether it is this tree or its predecessor which flourished a thousand years ago, and whether the observer is this individual or any other that lived anywhere and at any time; the particular thing and the knowing individual are abolished with the principle of sufficient reason, and there remains nothing but the Idea and the pure subject of knowing, which together constitute the adequate objectivity of will at this grade. And the Idea dispenses not only with time, but also with space, for the Idea proper is not this special form which appears before me but its expression, its pure significance, its inner being, which discloses itself to me and appeals to me, and which may be quite the same though the spatial relations of its form be very different.
Since, on the one hand, every given thing may be observed in a. purely objective manner and apart from all relations; and since, on the other hand, the will manifests itself in everything at some grade of its objectivity, so that everything is the expression of an Idea; it follows that everything is also beautiful. That even the most insignificant things admit of pure objective and [pg 272]will-less contemplation, and thus prove that they are beautiful, is shown by what was said above in this reference about the Dutch pictures of still-life (§ 38). But one thing is more beautiful than another, because it makes this pure objective contemplation easier, it lends itself to it, and, so to speak, even compels it, and then we call it very beautiful. This is the case sometimes because, as an individual thing, it expresses in its purity the Idea of its species by the very distinct, clearly defined, and significant relation of its parts, and also fully reveals that Idea through the completeness of all the possible expressions of its species united in it, so that it makes the transition from the individual thing to the Idea, and therefore also the condition of pure contemplation, very easy for the beholder. Sometimes this possession of special beauty in an object lies in the fact that the Idea itself which appeals to us in it is a high grade of the objectivity of will, and therefore very significant and expressive. Therefore it is that man is more beautiful than all other objects, and the revelation of his nature is the highest aim of art. Human form and expression are the most important objects of plastic art, and human action the most important object of poetry. Yet each thing has its own peculiar beauty, not only every organism which expresses itself in the unity of an individual being, but also everything unorganised and formless, and even every manufactured article. For all these reveal the Ideas through which the will objectifies itself at its lowest grades, they give, as it were, the deepest resounding bass-notes of nature. Gravity, rigidity, fluidity, light, and so forth, are the Ideas which express themselves in rocks, in buildings, in waters. Landscape-gardening or architecture can do no more than assist them to unfold their qualities distinctly, fully, and variously; they can only give them the opportunity of expressing themselves purely, so that they lend themselves to æsthetic contemplation and make it easier. [pg 273]Inferior buildings or ill-favoured localities, on the contrary, which nature has neglected or art has spoiled, perform this task in a very slight degree or not at all; yet even from them these universal, fundamental Ideas of nature cannot altogether disappear. To the careful observer they present themselves here also, and even bad buildings and the like are capable of being æsthetically considered; the Ideas of the most universal properties of their materials are still recognisable in them, only the artificial form which has been given them does not assist but hinders æsthetic contemplation. Manufactured articles also serve to express Ideas, only it is not the Idea of the manufactured article which speaks in them, but the Idea of the material to which this artificial form has been given. This may be very conveniently expressed in two words, in the language of the schoolmen, thus,—the manufactured article expresses the Idea of its forma substantialis, but not that of its forma accidentalis; the latter leads to no Idea, but only to a human conception of which it is the result. It is needless to say that by manufactured article no work of plastic art is meant. The schoolmen understand, in fact, by forma substantialis that which I call the grade of the objectification of will in a thing. We shall return immediately, when we treat of architecture, to the Idea of the material. Our view, then, cannot be reconciled with that of Plato if he is of opinion that a table or a chair express the Idea of a table or a chair (De Rep., x., pp. 284, 285, et Parmen., p. 79, ed. Bip.), but we say that they express the Ideas which are already expressed in their mere material as such. According to Aristotle (Metap. xi., chap. 3), however, Plato himself only maintained Ideas of natural objects: ὁ Ðëáôùí åöç, ὁôé åéäç åóôéí ὁðïóá öõóåé (Plato dixit, quod ideæ eorum sunt, quæ natura sunt), and in chap. 5 he says that, according to the Platonists, there are no Ideas of house and ring. In any case, Plato's earliest disciples, as Alcinous informs us (Introductio [pg 274]in Platonicam Philosophiam, chap. 9), denied that there were any ideas of manufactured articles. He says: Ὁñéæïíôáé äå ôçí éäåáí, ðáñáäåéãìá ôùí êáôá öõóéí áéùíéïí. Ïõôå ãáñ ôïéò ðëåéóôïéò ôùí áðï Ðëáôùíïò áñåóêåé, ôùí ôå÷íéêùí åéíáé éäåáò, ïἱïí áóðéäïò ç ëõñáò, ïõôå ìçí ôùí ðáñá öõóéí, ïἱïí ðõñåôïõ êáé ÷ïëåñáò, ïõôå ôùí êáôá ìåñïò, ïἱïí Óùêñáôïõò êáé Ðëáôùíïò, áëë᾽ ïõôå ôùí åõôåëùí ôéíïò, ïἱïí ñõðïõ êáé êáñöïõò, ïõôå ôùí ðñïò ôé, ïἱïí ìåéæïíïò êáé ὑðåñå÷ïíôïò; åéíáé ãáñ ôáò éäåáò íïçóåéò èåïõ áéùíéïõò ôå êáé áõôïôåëåéò (Definiunt autem ideam exemplar æternum eorum, quæ secundum naturam existunt. Nam plurimis ex iis, qui Platonem secuti sunt, minime placuit, arte factorum ideas esse, ut clypei atque lyræ; neque rursus eorum, quæ prætor naturam, ut febris et choleræ, neque particularium, ceu Socratis et Platonis; neque etiam rerum vilium, veluti sordium et festucæ; neque relationum, ut majoris et excedentis: esse namque ideas intellectiones dei æternas, ac seipsis perfectas). We may take this opportunity of mentioning another point in which our doctrine of Ideas differs very much from that of Plato. He teaches (De Rep., x., p. 288) that the object which art tries to express, the ideal of painting and poetry, is not the Idea but the particular thing. Our whole exposition hitherto has maintained exactly the opposite, and Plato's opinion is the less likely to lead us astray, inasmuch as it is the source of one of the greatest and best known errors of this great man, his depreciation and rejection of art, and especially poetry; he directly connects his false judgment in reference to this with the passage quoted.
§ 42. I return to the exposition of the æsthetic impression. The knowledge of the beautiful always supposes at once and inseparably the pure knowing subject and the known Idea as object. Yet the source of æsthetic satisfaction will sometimes lie more in the comprehension of the known Idea, sometimes more in the blessedness and spiritual peace of the pure knowing subject [pg 275]freed from all willing, and therefore from all individuality, and the pain that proceeds from it. And, indeed, this predominance of one or the other constituent part of æsthetic feeling will depend upon whether the intuitively grasped Idea is a higher or a lower grade of the objectivity of will. Thus in æsthetic contemplation (in the real, or through the medium of art) of the beauty of nature in the inorganic and vegetable worlds, or in works of architecture, the pleasure of pure will-less knowing will predominate, because the Ideas which are here apprehended are only low grades of the objectivity of will, and are therefore not manifestations of deep significance and rich content. On the other hand, if animals and man are the objects of æsthetic contemplation or representation, the pleasure will consist rather in the comprehension of these Ideas, which are the most distinct revelation of will; for they exhibit the greatest multiplicity of forms, the greatest richness and deep significance of phenomena, and reveal to us most completely the nature of will, whether in its violence, its terribleness, its satisfaction or its aberration (the latter in tragic situations), or finally in its change and self-surrender, which is the peculiar theme of christian painting; as the Idea of the will enlightened by full knowledge is the object of historical painting in general, and of the drama. We shall now go through the fine arts one by one, and this will give completeness and distinctness to the theory of the beautiful which we have advanced.
§ 43. Matter as such cannot be the expression of an Idea. For, as we found in the first book, it is throughout nothing but causality: its being consists in its casual action. But causality is a form of the principle of sufficient reason; knowledge of the Idea, on the other hand, absolutely excludes the content of that principle. We also found, in the second book, that matter is the common substratum of all particular phenomena of the Ideas, and consequently is the connecting link between [pg 276]the Idea and the phenomenon, or the particular thing. Accordingly for both of these reasons it is impossible that matter can for itself express any Idea. This is confirmed a posteriori by the fact that it is impossible to have a perceptible idea of matter as such, but only an abstract conception; in the former, i.e., in perceptible ideas are exhibited only the forms and qualities of which matter is the supporter, and in all of which Ideas reveal themselves. This corresponds also with the fact, that causality (the whole essence of matter) cannot for itself be presented perceptibly, but is merely a definite casual connection. On the other hand, every phenomenon of an Idea, because as such it has entered the form of the principle of sufficient reason, or the principium individuationis, must exhibit itself in matter, as one of its qualities. So far then matter is, as we have said, the connecting link between the Idea and the principium individuationis, which is the form of knowledge of the individual, or the principle of sufficient reason. Plato is therefore perfectly right in his enumeration, for after the Idea and the phenomenon, which include all other things in the world, he gives matter only, as a third thing which is different from both (Timaus, p. 345). The individual, as a phenomenon of the Idea, is always matter. Every quality of matter is also the phenomenon of an Idea, and as such it may always be an object of æsthetic contemplation, i.e., the Idea expressed in it may always be recognised. This holds good of even the most universal qualities of matter, without which it never appears, and which are the weakest objectivity of will. Such are gravity, cohesion, rigidity, fluidity, sensitiveness to light, and so forth.
If now we consider architecture simply as a fine art and apart from its application to useful ends, in which it serves the will and not pure knowledge, and therefore ceases to be art in our sense; we can assign to it no other aim than that of bringing to greater distinctness [pg 277]some of those ideas, which are the lowest grades of the objectivity of will; such as gravity, cohesion, rigidity, hardness, those universal qualities of stone, those first, simplest, most inarticulate manifestations of will; the bass notes of nature; and after these light, which in many respects is their opposite. Even at these low grades of the objectivity of will we see its nature revealing itself in discord; for properly speaking the conflict between gravity and rigidity is the sole æsthetic material of architecture; its problem is to make this conflict appear with perfect distinctness in a multitude of different ways. It solves it by depriving these indestructible forces of the shortest way to their satisfaction, and conducting them to it by a circuitous route, so that the conflict is lengthened and the inexhaustible efforts of both forces become visible in many different ways. The whole mass of the building, if left to its original tendency, would exhibit a mere heap or clump, bound as closely as possible to the earth, to which gravity, the form in which the will appears here, continually presses, while rigidity, also objectivity of will, resists. But this very tendency, this effort, is hindered by architecture from obtaining direct satisfaction, and only allowed to reach it indirectly and by roundabout ways. The roof, for example, can only press the earth through columns, the arch must support itself, and can only satisfy its tendency towards the earth through the medium of the pillars, and so forth. But just by these enforced digressions, just by these restrictions, the forces which reside in the crude mass of stone unfold themselves in the most distinct and multifarious ways; and the purely æsthetic aim of architecture can go no further than this. Therefore the beauty, at any rate, of a building lies in the obvious adaptation of every part, not to the outward arbitrary end of man (so far the work belongs to practical architecture), but directly to the stability of the whole, to which the position, dimensions, and form of every part must have so [pg 278]necessary a relation that, where it is possible, if any one part were taken away, the whole would fall to pieces. For just because each part bears just as much as it conveniently can, and each is supported just where it requires to be and just to the necessary extent, this opposition unfolds itself, this conflict between rigidity and gravity, which constitutes the life, the manifestation of will, in the stone, becomes completely visible, and these lowest grades of the objectivity of will reveal themselves distinctly. In the same way the form of each part must not be determined arbitrarily, but by its end, and its relation to the whole. The column is the simplest form of support, determined simply by its end: the twisted column is tasteless; the four-cornered pillar is in fact not so simple as the round column, though it happens that it is easier to make it. The forms also of frieze, rafter, roof, and dome are entirely determined by their immediate end, and explain themselves from it. The decoration of capitals, &c., belongs to sculpture, not to architecture, which admits it merely as extraneous ornament, and could dispense with it. According to what has been said, it is absolutely necessary, in order to understand the æsthetic satisfaction afforded by a work of architecture, to have immediate knowledge through perception of its matter as regards its weight, rigidity, and cohesion, and our pleasure in such a work would suddenly be very much diminished by the discovery that the material used was pumice-stone; for then it would appear to us as a kind of sham building. We would be affected in almost the same way if we were told that it was made of wood, when we had supposed it to be of stone, just because this alters and destroys the relation between rigidity and gravity, and consequently the significance and necessity of all the parts, for these natural forces reveal themselves in a far weaker degree in a wooden building. Therefore no real work of architecture as a fine art can be made of wood, although it assumes all forms so easily; this can only be [pg 279]explained by our theory. If we were distinctly told that a building, the sight of which gave us pleasure, was made of different kinds of material of very unequal weight and consistency, but not distinguishable to the eye, the whole building would become as utterly incapable of affording us pleasure as a poem in an unknown language. All this proves that architecture does not affect us mathematically, but also dynamically, and that what speaks to us through it, is not mere form and symmetry, but rather those fundamental forces of nature, those first Ideas, those lowest grades of the objectivity of will. The regularity of the building and its parts is partly produced by the direct adaptation of each member to the stability of the whole, partly it serves to facilitate the survey and comprehension of the whole, and finally, regular figures to some extent enhance the beauty because they reveal the constitution of space as such. But all this is of subordinate value and necessity, and by no means the chief concern; indeed, symmetry is not invariably demanded, as ruins are still beautiful.
Works of architecture have further quite a special relation to light; they gain a double beauty in the full sunshine, with the blue sky as a background, and again they have quite a different effect by moonlight. Therefore, when a beautiful work of architecture is to be erected, special attention is always paid to the effects of the light and to the climate. The reason of all this is, indeed, principally that all the parts and their relations are only made clearly visible by a bright, strong light; but besides this I am of opinion that it is the function of architecture to reveal the nature of light just as it reveals that of things so opposite to it as gravity and rigidity. For the light is intercepted, confined, and reflected by the great opaque, sharply outlined, and variously formed masses of stone, and thus it unfolds its nature and qualities in the purest and clearest way, to the great pleasure of the beholders, for light is the [pg 280]most joy-giving of things, as the condition and the objective correlative of the most perfect kind of knowledge of perception.
Now, because the Ideas which architecture brings to clear perception, are the lowest grades of the objectivity of will, and consequently their objective significance, which architecture reveals to us, is comparatively small; the æsthetic pleasure of looking at a beautiful building in a good light will lie, not so much in the comprehension of the Idea, as in the subjective correlative which accompanies this comprehension; it will consist pre-eminently in the fact that the beholder, set free from the kind of knowledge that belongs to the individual, and which serves the will and follows the principle of sufficient reason, is raised to that of the pure subject of knowing free from will. It will consist then principally in pure contemplation itself, free from all the suffering of will and of individuality. In this respect the opposite of architecture, and the other extreme of the series of the fine arts, is the drama, which brings to knowledge the most significant Ideas. Therefore in the æsthetic pleasure afforded by the drama the objective side is throughout predominant.
Architecture has this distinction from plastic art and poetry: it does not give us a copy but the thing itself. It does not repeat, as they do, the known Idea, so that the artist lends his eyes to the beholder, but in it the artist merely presents the object to the beholder, and facilitates for him the comprehension of the Idea by bringing the actual, individual object to a distinct and complete expression of its nature.
Unlike the works of the other arts, those of architecture are very seldom executed for purely æsthetic ends. These are generally subordinated to other useful ends which are foreign to art itself. Thus the great merit of the architect consists in achieving and attaining the pure æsthetic ends, in spite of their subordination to other [pg 281]ends which are foreign to them. This he does by cleverly adapting them in a variety of ways to the arbitrary ends in view, and by rightly judging which form of æsthetical architectonic beauty is compatible and may be associated with a temple, which with a palace, which with a prison, and so forth. The more a harsh climate increases these demands of necessity and utility, determines them definitely, and prescribes them more inevitably, the less free play has beauty in architecture. In the mild climate of India, Egypt, Greece, and Rome, where the demands of necessity were fewer and less definite, architecture could follow its æsthetic ends with the greatest freedom. But under a northern sky this was sorely hindered. Here, when caissons, pointed roofs and towers were what was demanded, architecture could only unfold its own beauty within very narrow limits, and therefore it was obliged to make amends by resorting all the more to the borrowed ornaments of sculpture, as is seen in Gothic architecture.
We thus see that architecture is greatly restricted by the demands of necessity and utility; but on the other hand it has in them a very powerful support, for, on account of the magnitude and costliness of its works, and the narrow sphere of its æsthetic effect, it could not continue to exist merely as a fine art, if it had not also, as a useful and necessary profession, a firm and honourable place among the occupations of men. It is the want of this that prevents another art from taking its place beside architecture as a sister art, although in an æsthetical point of view it is quite properly to be classed along with it as its counterpart; I mean artistic arrangements of water. For what architecture accomplishes for the Idea of gravity when it appears in connection with that of rigidity, hydraulics accomplishes for the same Idea, when it is connected with fluidity, i.e., formlessness, the greatest mobility and transparency. Leaping waterfalls foaming and tumbling over rocks, [pg 282]cataracts dispersed into floating spray, springs gushing up as high columns of water, and clear reflecting lakes, reveal the Ideas of fluid and heavy matter, in precisely the same way as the works of architecture unfold the Ideas of rigid matter. Artistic hydraulics, however, obtains no support from practical hydraulics, for, as a rule, their ends cannot be combined; yet, in exceptional cases, this happens; for example, in the Cascata di Trevi at Rome.52
§ 44. What the two arts we have spoken of accomplish for these lowest grades of the objectivity of will, is performed for the higher grades of vegetable nature by artistic horticulture. The landscape beauty of a scene consists, for the most part, in the multiplicity of natural objects which are present in it, and then in the fact that they are clearly separated, appear distinctly, and yet exhibit a fitting connection and alternation. These two conditions are assisted and promoted by landscape-gardening, but it has by no means such a mastery over its material as architecture, and therefore its effect is limited. The beauty with which it is concerned belongs almost exclusively to nature; it has done little for it; and, on the other hand, it can do little against unfavourable nature, and when nature works, not for it, but against it, its achievements are small.
The vegetable world offers itself everywhere for æsthetic enjoyment without the medium of art; but so far as it is an object of art, it belongs principally to landscape-painting; to the province of which all the rest of unconscious nature also belongs. In paintings of still life, and of mere architecture, ruins, interiors of churches, &c., the subjective side of æsthetic pleasure is predominant, i.e., our satisfaction does not lie principally in the direct comprehension of the represented Ideas, but rather in the subjective correlative of this comprehension, pure, will-less knowing. For, because the painter lets us see these [pg 283]things through his eyes, we at once receive a sympathetic and reflected sense of the deep spiritual peace and absolute silence of the will, which were necessary in order to enter with knowledge so entirely into these lifeless objects, and comprehend them with such love, i.e., in this case with such a degree of objectivity. The effect of landscape-painting proper is indeed, as a whole, of this kind; but because the Ideas expressed are more distinct and significant, as higher grades of the objectivity of will, the objective side of æsthetic pleasure already comes more to the front and assumes as much importance as the subjective side. Pure knowing as such is no longer the paramount consideration, for we are equally affected by the known Platonic Idea, the world as idea at an important grade of the objectification of will.