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VIII. CIVILIZATION

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On the surface, at least, the civilization of today seems to be moving slowly toward two goals. One is the eternal renunciation of war and the other is universal brotherhood: one is "peace on earth" and the other is "good will to men." Five hundred years ago a statesman's fame rested frankly and solely upon the victories of his armies; today we profess to measure him by his skill at keeping these armies in barracks. And in the internal economy of all civilized states we find today some pretence at unrestricted and equal suffrage. In times past it was the chief concern of all logicians and wiseacres to maintain the proposition that God reigned. At present, the dominant platitude of Christendom—the cornerstone of practically every political party and the stock-in-trade of every politician—is the proposition that the people rule.

Nietzsche opposed squarely both the demand for peace and the demand for equality, and his opposition was grounded upon two arguments. In the first place, he said, both demands were rhetorical and insincere and all intelligent men knew that neither would ever be fully satisfied. In the second place, he said, it would be ruinous to the race if they were. That is to say, he believed that war was not only necessary, but also beneficial, and that the natural system of castes was not only beneficent, but also inevitable. In the demand for universal peace he saw only the yearning of the weak and useless for protection against the righteous exploitation of the useful and strong. In the demand for equality he saw only the same thing. Both demands, he argued, controverted and combated that upward tendency which finds expression in the law of natural selection.

"The order of castes," said Nietzsche, "is the dominating law of nature, against which no merely human agency may prevail. In every healthy society there are three broad classes, each of which has its own morality, its own work, its own notion of perfection and its own sense of mastery. The first class comprises those who are obviously superior to the mass intellectually; the second includes those whose eminence is chiefly muscular, and the third is made up of the mediocre. The third class, very naturally, is the most numerous, but the first is the most powerful.

"To this highest caste belongs the privilege of representing beauty, happiness and goodness on earth.... Its members accept the world as they find it and make the best of it.... They find their happiness in those things which, to lesser men, would spell ruin—in the labyrinth, in severity toward themselves and others, in effort. Their delight is self-governing: with them asceticism becomes naturalness, necessity, instinct. A difficult task is regarded by them as a privilege; to play with burdens which would crush others to death is their recreation. They are the most venerable species of men. They are the most cheerful, the most amiable. They rule because they are what they are. They are not at liberty to be second in rank.

"The second caste includes the guardians and keepers of order and security—the warriors, the nobles, the king—above all, as the highest types of warrior, the judges and defenders of the law. They execute the mandates of the first caste, relieving the latter of all that is coarse and menial in the work of ruling.

"At the bottom are the workers—the men of handicraft, trade, agriculture and the greater part of art and science. It is the law of nature that they should be public utilities—that they should be wheels and functions. The only kind of happiness of which they are capable makes intelligent machines of them. For the mediocre, it is happiness to be mediocre. In them the mastery of one thing—i.e. specialism—is an instinct.

"It is unworthy of a profound intellect to see in mediocrity itself an objection. It is, indeed, a necessity of human existence, for only in the presence of a horde of average men is the exceptional man a possibility....

"Whom do I hate most among the men of today? The socialist who undermines the workingman's healthy instincts, who takes from him his feeling of contentedness with his existence, who makes him envious, who teaches him revenge.... There is no wrong in unequal rights: it lies in the vain pretension to equal rights."1

It is obvious from this that Nietzsche was an ardent believer in aristocracy, but it is also obvious that he was not a believer in the thing which passes for aristocracy in the world today. The nobility of Europe belongs, not to his first class, but to his second class. It is essentially military and legal, for in themselves its members are puny and inefficient, and it is only the force of law that maintains them in their inheritance.

The fundamental doctrine of civilized law, as we know it today, is the proposition that what a man has once acquired shall belong to him and his heirs forever, without need on his part or theirs to defend it personally against predatory rivals. This transfer of the function of defense from the individual to the state naturally exalts the state's professional defenders—that is, her soldiers and judges—and so it is not unnatural to find the members of this class, and their parasites, in control of most of the world's governments and in possession of a large share of the world's wealth, power and honors.2 To Nietzsche this seemed grotesquely illogical and unfair. He saw that this ruling class expended its entire energy in combating experiment and change and that the aristocracy it begot and protected—an aristocracy often identical, very naturally, with itself—tended to become more and more unfit and helpless and more and more a bar to the ready recognition and unrestrained functioning of the only true aristocracy—that of efficiency.

Nietzsche pointed out that one of the essential absurdities of a constitutional aristocracy was to be found in the fact that it hedged itself about with purely artificial barriers. Next only to its desire to maintain itself without actual personal effort was its jealous endeavor to prevent accessions to its ranks. Nothing, indeed, disgusts the traditional belted earl quite so much as the ennobling of some upstart brewer or iron-master. This exclusiveness, from Nietzsche's point of view, seemed ridiculous and pernicious, for a true aristocracy must be ever willing and eager to welcome to its ranks—and to enroll in fact, automatically—all who display those qualities which make a man extraordinarily fit and efficient. There should always be, he said, a free and constant interchange of individuals between the three natural castes of men. It should be always possible for an abnormally efficient man of the slave class to enter the master class, and, by the same token, accidental degeneration or incapacity in the master class should be followed by swift and merciless reduction to the ranks of slaves. Thus, those aristocracies which presented the incongruous spectacle of imbeciles being intrusted with the affairs of government seemed to him utterly abhorrent, and those schemes of caste which made a mean birth an offset to high intelligence seemed no less so.

So long as man's mastery of the forces of nature is incomplete, said Nietzsche, it will be necessary for the vast majority of human beings to spend their lives in either supplementing those natural forces which are partly under control or in opposing those which are still unleashed. The business of tilling the soil, for example, is still largely a matter of muscular exertion, despite the vast improvement in farm implements, and it will probably remain so for centuries to come. Since such labor is necessarily mere drudgery, and in consequence unpleasant, it is plain that it should be given over to men whose realization of its unpleasantness is least acute. Going further, it is plain that this work will be done with less and less revolt and less and less driving, as we evolve a class whose ambition to engage in more inviting pursuits grows smaller and smaller. In a word, the ideal ploughman is one who has no thought of anything higher and better than ploughing. Therefore, argued Nietzsche, the proper performance of the manual labor of the world makes it necessary that we have a laboring class, which means a class content to obey without fear or question.

This doctrine brought down upon Nietzsche's head the pious wrath of all the world's humanitarians, but empiric experiment has more than once proved its truth. The history of the hopelessly futile and fatuous effort to improve the negroes of the Southern United States by education affords one such proof. It is apparent, on brief reflection, that the negro, no matter how much he is educated, must remain, as a race, in a condition of subservience; that he must remain the inferior of the stronger and more intelligent white man so long as he retains racial differentiation. Therefore, the effort to educate him has awakened in his mind ambitions and aspirations which, in the very nature of things, must go unrealized, and so, while gaining nothing whatever materially, he has lost all his old contentment, peace of mind and happiness. Indeed, it is a commonplace of observation in the United States that the educated and refined negro is invariably a hopeless, melancholy, embittered and despairing man.

Nietzsche, to resume, regarded it as absolutely essential that there be a class of laborers or slaves—his "third caste"—and was of the opinion that such a class would exist upon earth so long as the human race survived. Its condition, compared to that of the ruling class, would vary but slightly, he thought, with the progress of the years. As man's mastery of nature increased, the laborer would find his task less and less painful, but he would always remain a fixed distance behind those who ruled him. Therefore, Nietzsche, in his philosophy, gave no thought to the desires and aspirations of the laboring class, because, as we have just seen, he held that a man could not properly belong to this class unless his desires and aspirations were so faint or so well under the control of the ruling class that they might be neglected. All of the Nietzschean doctrines and ideas apply only to the ruling class. It was at the top, he argued, that mankind grew. It was only in the ideas of those capable of original thought that progress had its source. William the Conqueror was of far more importance, though he was but a single man, than all the other Normans of his generation taken together.

Nietzsche was well aware that his "first caste" was necessarily small in numbers and that there was a strong tendency for its members to drop out of it and seek ease and peace in the castes lower down. "Life," he said, "is always hardest toward the summit—the cold increases, the responsibility increases."3 But to the truly efficient man these hardships are but spurs to effort. His joy is in combating and in overcoming—in pitting his will to power against the laws and desires of the rest of humanity. "I do not advise you to labor," says Zarathustra, "but to fight. I do not advise you to compromise and make peace, but to conquer. Let your labor be fighting and your peace victory.... You say that a good cause will hallow even war? I tell you that a good war hallows every cause. War and courage have done more great things than charity. Not your pity, but your bravery lifts up those about you. Let the little girlies tell you that 'good' means 'sweet' and 'touching.' I tell you that 'good' means 'brave.'... The slave rebels against hardships and calls his rebellion superiority. Let your superiority be an acceptance of hardships. Let your commanding be an obeying.... Let your highest thought be: 'Man is something to be surpassed.'... I do not advise you to love your neighbor—the nearest human being. I advise you rather to flee from the nearest and love the furthest human being. Higher than love to your neighbor is love to the higher man that is to come in the future.... Propagate yourself upward. Thus live your life. What are many years worth? I do not spare you.... Die at the right time!"4

The average man, said Nietzsche, is almost entirely lacking in this gorgeous, fatalistic courage and sublime egotism. He is ever reluctant to pit his private convictions and yearnings against those of the mass of men. He is either afraid to risk the consequences of originality or fearful that, since the majority of his fellows disagree with him, he must be wrong. Therefore, no matter how strongly an unconventional idea may possess a man, he commonly seeks to combat it and throttle it, and the ability to do this with the least possible expenditure of effort we call self-control. The average man, said Nietzsche, has the power of self-control well developed, and in consequence he seldom contributes anything positive to the thought of his age and almost never attempts to oppose it.

We have seen in the preceding chapter that if every man, without exception, were of this sort, all human progress would cease, because the ideas of one generation would be handed down unchanged to the next and there would be no effort whatever to improve the conditions of existence by the only possible method—constant experiment with new ideas. Therefore, it follows that the world must depend for its advancement upon those revolutionists who, instead of overcoming their impulse to go counter to convention, give it free rein. Of such is Nietzsche's "first caste" composed. It is plain that among the two lower castes, courage of this sort is regarded, not as an evidence of strength, but as a proof of weakness. The man who outrages conventions is a man who lacks self-control, and the majority, by a process we have examined in our consideration of slave-morality, has exalted self-control, which, at bottom, is the antithesis of courage, into a place of honor higher than that belonging, by right, to courage itself.

But Nietzsche pointed out that the act of denying or combating accepted ideas is a thing which always tends to inspire other acts of the same sort. It is true enough that a revolutionary idea, so soon as it replaces an old convention and obtains the sanction of the majority, ceases to be revolutionary and becomes itself conventional, but all the same the mere fact that it has succeeded gives courage to those who harbor other revolutionary ideas and inspires them to give these ideas voice. Thus, it happens that courage breeds itself, and that, in times of great conflict, of no matter what sort, the world produces more than an average output of originality, or, as we more commonly denominate it, genius. In this manner Nietzsche accounted for a fact that had been noticed by many men before him: that such tremendous struggles as the French Revolution and the American Civil War are invariably followed by eras of diligent inquiry, of bold overturning of existing institutions and of marked progress. People become accustomed to unrestrained combat and so the desirability of self-control becomes less insistent.

Nietzsche had a vast contempt for what he called "the green-grazing happiness of the herd." Its strong morality and its insistence upon the doctrine that whatever is, is right—that "God's in his heaven; all's well with the world"—revolted him. He held that the so-called rights of the masses had no justifiable existence, since everything they asserted as a right was an assertion, more or less disguised, of the doctrine that the unfit should survive. "There are," he said, "only three ways in which the masses appear to me to deserve a glance: first, as blurred copies of their betters, printed on bad paper and from worn out plates; secondly, as a necessary opposition to stimulate the master class, and thirdly, as instruments in the hands of the master class. Further than this I hand them over to statistics—and the devil."5 Kant's proposal that the morality of every contemplated action be tested by the question, "Suppose everyone did as I propose to do?" seemed utterly ridiculous to Nietzsche because he saw that "everyone" always opposed the very things which meant progress; and Kant's corollary that the sense of duty contemplated in this dictum was "the obligation to act in reverence for law," proved to Nietzsche merely that both duty and law were absurdities. "Contumely," he said, "always falls upon those who break through some custom or convention. Such men, in fact, are called criminals. Everyone who overthrows an existing law is, at the start, regarded as a wicked man. Long afterward, when it is found that this law was bad and so cannot be re-established, the epithet is changed. All history treats almost exclusively of wicked men who, in the course of time, have come to be looked upon as good men. All progress is the result of successful crimes."6

Dr. Turck,7 Miss Paget, M. Nordau and other critics see in all this good evidence that Nietzsche was a criminal at heart. At the bottom of all philosophies, says Miss Paget,8 there is always one supreme idea. Sometimes it is a conception of nature, sometimes it is a religious faith and sometimes it is a theory of truth. In Nietzsche's case it is "my taste." He is always irritated: "I dislike," "I hate," "I want to get rid of" appear on every page of his writings. He delights in ruthlessness, his fellow men disgust him, his physical senses are acute, he has a sick ego. For that reason he likes singularity, the lonely Alps, classic literature and Bizet's "clear yellow" music. Turck argues that Nietzsche was a criminal because he got pleasure out of things which outraged the majority of his fellow men, and Nordau, in supporting this idea, shows that it is possible for a man to experience and approve criminal impulses and still never act them: that there are criminals of the chair as well as of the dark lantern and sandbag. The answer to all of this, of course, is the fact that the same method of reasoning would convict every original thinker the world has ever known of black felony: that it would make Martin Luther a criminal as well as Jack Sheppard, John the Baptist as well as the Borgias, and Galileo as well as Judas Iscariot; that it would justify the execution of all the sublime company of heroes who have been done to death for their opinions, from Jesus Christ down the long line.

1. "Der Antichrist," § 57.

2. In "The Governance of England," (London: 1904) Sidney Low points out (chap. X) that, despite the rise of democracy, the government of Great Britain is still entirely in the hands of the landed gentry and nobility. The members of this class plainly owe their power to the military prowess of their ancestors, and their identity with the present military and judicial class is obvious. The typical M.P., in fact, also writes "J.P." after his name and "Capt." or "Col." before it. The examples of Russia, Germany, Japan, Austria, Italy, Spain and the Latin-American republics scarcely need be mentioned. In China the military, judicial and legislative-executive functions are always combined, and in the United States, while the military branch of the second caste is apparently impotent, it is plain that the balance of legislative power in every state and in the national legislature is held by lawyers, just as the final determination of all laws rests with judges.

3. "Der Antichrist," § 55.

4. The quotations are from various chapters in the first part of "Also sprach Zarathustra."

5. "Vom Nutzen und Nachtheil der Historie für das Leben."

6. "Morgenröte," § 20.

7. "Friedrich Nietzsche und seine philosophische Irrwege," Leipsic, 1891.

8. North American Review, Dec., 1904.

The Collected Works of H. L. Mencken

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