Читать книгу Risk Based Internal Auditing A Complete Guide - 2020 Edition - Gerardus Blokdyk - Страница 6
ОглавлениеTable of Contents
About The Art of Service8
Included Resources - how to access8
Purpose of this Self-Assessment10
How to use the Self-Assessment11
Risk Based Internal Auditing
Scorecard Example13
Risk Based Internal Auditing
Scorecard14
BEGINNING OF THE
SELF-ASSESSMENT:15
CRITERION #1: RECOGNIZE16
CRITERION #2: DEFINE:27
CRITERION #3: MEASURE:43
CRITERION #4: ANALYZE:58
CRITERION #5: IMPROVE:74
CRITERION #6: CONTROL:91
CRITERION #7: SUSTAIN:104
Risk Based Internal Auditing and Managing Projects, Criteria for Project Managers:129
1.0 Initiating Process Group: Risk Based Internal Auditing130
1.1 Project Charter: Risk Based Internal Auditing132
1.2 Stakeholder Register: Risk Based Internal Auditing134
1.3 Stakeholder Analysis Matrix: Risk Based Internal Auditing135
2.0 Planning Process Group: Risk Based Internal Auditing137
2.1 Project Management Plan: Risk Based Internal Auditing139
2.2 Scope Management Plan: Risk Based Internal Auditing141
2.3 Requirements Management Plan: Risk Based Internal Auditing143
2.4 Requirements Documentation: Risk Based Internal Auditing145
2.5 Requirements Traceability Matrix: Risk Based Internal Auditing147
2.6 Project Scope Statement: Risk Based Internal Auditing149
2.7 Assumption and Constraint Log: Risk Based Internal Auditing151
2.8 Work Breakdown Structure: Risk Based Internal Auditing154
2.9 WBS Dictionary: Risk Based Internal Auditing156
2.10 Schedule Management Plan: Risk Based Internal Auditing159
2.11 Activity List: Risk Based Internal Auditing161
2.12 Activity Attributes: Risk Based Internal Auditing163
2.13 Milestone List: Risk Based Internal Auditing165
2.14 Network Diagram: Risk Based Internal Auditing167
2.15 Activity Resource Requirements: Risk Based Internal Auditing169
2.16 Resource Breakdown Structure: Risk Based Internal Auditing170
2.17 Activity Duration Estimates: Risk Based Internal Auditing172
2.18 Duration Estimating Worksheet: Risk Based Internal Auditing175
2.19 Project Schedule: Risk Based Internal Auditing177
2.20 Cost Management Plan: Risk Based Internal Auditing179
2.21 Activity Cost Estimates: Risk Based Internal Auditing181
2.22 Cost Estimating Worksheet: Risk Based Internal Auditing183
2.23 Cost Baseline: Risk Based Internal Auditing185
2.24 Quality Management Plan: Risk Based Internal Auditing187
2.25 Quality Metrics: Risk Based Internal Auditing189
2.26 Process Improvement Plan: Risk Based Internal Auditing191
2.27 Responsibility Assignment Matrix: Risk Based Internal Auditing193
2.28 Roles and Responsibilities: Risk Based Internal Auditing195
2.29 Human Resource Management Plan: Risk Based Internal Auditing197
2.30 Communications Management Plan: Risk Based Internal Auditing199
2.31 Risk Management Plan: Risk Based Internal Auditing201
2.32 Risk Register: Risk Based Internal Auditing203
2.33 Probability and Impact Assessment: Risk Based Internal Auditing205
2.34 Probability and Impact Matrix: Risk Based Internal Auditing207
2.35 Risk Data Sheet: Risk Based Internal Auditing209
2.36 Procurement Management Plan: Risk Based Internal Auditing211
2.37 Source Selection Criteria: Risk Based Internal Auditing213
2.38 Stakeholder Management Plan: Risk Based Internal Auditing215
2.39 Change Management Plan: Risk Based Internal Auditing217
3.0 Executing Process Group: Risk Based Internal Auditing219
3.1 Team Member Status Report: Risk Based Internal Auditing221
3.2 Change Request: Risk Based Internal Auditing223
3.3 Change Log: Risk Based Internal Auditing225
3.4 Decision Log: Risk Based Internal Auditing227
3.5 Quality Audit: Risk Based Internal Auditing229
3.6 Team Directory: Risk Based Internal Auditing232
3.7 Team Operating Agreement: Risk Based Internal Auditing234
3.8 Team Performance Assessment: Risk Based Internal Auditing236
3.9 Team Member Performance Assessment: Risk Based Internal Auditing238
3.10 Issue Log: Risk Based Internal Auditing240
4.0 Monitoring and Controlling Process Group: Risk Based Internal Auditing242
4.1 Project Performance Report: Risk Based Internal Auditing244
4.2 Variance Analysis: Risk Based Internal Auditing246
4.3 Earned Value Status: Risk Based Internal Auditing248
4.4 Risk Audit: Risk Based Internal Auditing250
4.5 Contractor Status Report: Risk Based Internal Auditing252
4.6 Formal Acceptance: Risk Based Internal Auditing254
5.0 Closing Process Group: Risk Based Internal Auditing256
5.1 Procurement Audit: Risk Based Internal Auditing258
5.2 Contract Close-Out: Risk Based Internal Auditing260
5.3 Project or Phase Close-Out: Risk Based Internal Auditing262
5.4 Lessons Learned: Risk Based Internal Auditing264
Index266
