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Table 7: Example of RAF monitoring and reporting
Оглавление| 1 – Large European Bank The compliance unit of a large European bank collects data related to CIB business. Information is provided: annually, for related KRIs that are calculated only for the risk assessment. quarterly, for related KRIs that are used and calculated on a continuous basis. Data is provided by the CIB business units, which also perform quality checks to ensure appropriate data quality. The compliance unit then shares the results with the key stakeholders and, if needed, triggers the escalation process. Figure 10: RAF monitoring and reporting process |
