Читать книгу Alternative Investments - Hossein Kazemi - Страница 38

1. What is the term for a private management advisory firm that serves a group of related and ultra high-net-worth investors?

2. In a large financial services organization, what is the name used to denote the people and processes that play a supportive role in the maintenance of accounts and information systems as well as in the clearance and settlement of trades?

3. Are dealer banks described as buy-side or sell-side market participants?

4. List several advantages of separately managed accounts (SMAs) relative to funds.

5. Which of the following participants is LEAST LIKELY to be classified as an outside service provider to a fund: arbitrageurs, accountants, auditors, or attorneys?

6. List four major legal documents necessary for establishing and managing a hedge fund.

7. What is systemic risk?

8. What is the acronym for fund vehicles that are regulated and allow retail access of hedge-fund-like investment pools in the European Union?

9. In terms of financial regulation, what is the FCA?

10. What is progressive taxation of income?