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Part One
Theory
Chapter 2
General Model of Regulatory and Compliance Development
Example of the UK

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The UK is a useful example of the development of a financial services regulatory system (see Table 2.1) and has been tracked to a greater or lesser extent by many other jurisdictions, including Singapore.


Table 2.1 Examples of the general model of regulatory and compliance development from UK financial services regulation – characteristics from each stage Jackman, D 2015

The Compliance Revolution

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