American Democracy in Context

American Democracy in Context
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Discover what makes American democracy unique and how its government impacts your life&nbsp;<br /> <br /> <strong>American Democracy in Context</strong> provides a combined comparative and historical approach to inspire students to better understand, care, and become active citizens. Bestselling authors Maltese, Pika, and Shively explain the distinctive features of how Americans practice democracy&mdash;how they vote, translate election results into representation of interests, make policy decisions, enforce laws and maintain justice&mdash;and how those practices differ from other democracies in the world. The emphasis is always on the American political system, but the search for understanding requires students to examine how the American system has developed over time (historical context) and how it compares with similar practices in other democracies (comparative context). This combined approach motivates students to understand why politics is relevant to their everyday lives and how they can affect changes to make their lives better.<br /> <br /> <br /> <strong>Also available as a digital option (courseware). Contact your rep to learn more about American Democracy in Context – Vantage Digital Option.&nbsp;</strong><br />

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Joseph A. Pika. American Democracy in Context

Descriptions of Images and Figures

American Democracy in Context

Brief Contents

Detailed Contents

American Democracy in Context

Perspective

Picture Yourself …

Consequences for Democracy

Digital Resources

Highlights Include:

Favorite SAGE Vantage Features

SAGE Coursepacks for Instructors

SAGE Premium Video

SAGE Course Outcomes

A Note from the Authors

Acknowledgments

About the Authors

1 Democracy and American Politics

Perspective: What Difference Does Democracy Make?

Government and Politics

Democracy as a Form of Government

Direct Democracy

Indirect Democracy

The Challenges of Democracy

Ensuring Majority Rule

Protecting Minority Rights

Republics

Functions of Government

Maintaining Order and Safety

Providing Public Goods

Promoting the General Welfare

Providing Infrastructure

Regulating the Economy to Ensure That It Operates Fairly

Providing Support to People in Vulnerable Positions

Redistributing Income to Improve the Lives of Citizens With Less Wealth

Regulating Behavior

Controversies About Government Functions

American Values

Fairness Based on Contributions

Freedom and Individualism

Support for the Rule of Law

Religion

Variations and Conflicts in Values

American Ideologies

Conservatism

Liberalism

Other Ideologies

Comparative and Historical Contexts

Picture Yourself … As a German Citizen

Questions to Consider

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

2 The Founding and the Constitution

Perspective: What Compromises Are Necessary for Ratifying a National Constitution?

The American Colonies

Motivations for Coming to the Colonies

British Influences on American Political Thought

The Magna Carta

Civil War, the Glorious Revolution, and the English Bill of Rights

“No Taxation Without Representation”

The Sugar Act and Stamp Act

The British Response

The Boston Tea Party

The First Continental Congress

Revolution and Independence

The Second Continental Congress

The Declaration of Independence

The Articles of Confederation

The Structure and Power of Government Under the Articles of Confederation

Weaknesses of the Articles of Confederation

Shays’ Rebellion

Starting Over: The Constitutional Convention

The Delegates and Their Motives

Large States versus Small States: The Virginia and New Jersey Plans

The Three-Fifths Compromise and the Great Compromise

Creating the Executive and Judicial Branches

The Constitution

Core Principles

The Articles of the Constitution

Article I: The Legislative Branch

Article II: The Executive Branch

Article III: The Judicial Branch

Articles IV–VII

Ratifying the Constitution

Federalists versus Anti-Federalists

Another Compromise: A Post-Ratification Bill of Rights

Amending the Constitution

Picture Yourself … Amidst Constitutional Change in Hungary

Questions to Consider

The Formal Amendment Process

Informal Methods of Constitutional Change

Judicial Interpretation

Coordinate Construction

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

3 Federalism

Perspective: “Sanctuary Cities”: What Are They and Why Does the U.S. Have Them?

Understanding Federalism

The Federal System

Strengths and Weaknesses of a Federal System

The Constitutional Allocation of the Powers of Government

National Powers

State Powers

Concurrent Powers

Prohibited Powers

Relationships Among the States

Competing Interpretations of Federalism

Dual Federalism

Cooperative Federalism

Early Precedents: National Supremacy Prevails

McCulloch v. Maryland (1819)

Gibbons v. Ogden (1824)

The Resurgence of States’ Rights

Nullification, Secession, and the Civil War

The Rise and Fall of National Power in the Wake of the Civil War

The New Deal and the Rise of Cooperative Federalism

The Supreme Court Thwarts the New Deal

The Supreme Court Embraces Cooperative Federalism

Implementing Cooperative Federalism

Picture Yourself … Amidst California’s “Anti-Okie” Panic of the 1930s

Questions to Consider

The New Federalism and Beyond

The New Federalism

Federalism in the Twenty-First Century

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

4 Civil Liberties

Perspective: How Much Government Control of the Internet Is Too Much—Or Too Little?

The Bill of Rights

The Bill of Rights and the States: The Original Understanding

The Incorporation of the Bill of Rights

The First Amendment Freedoms of Speech, Press, and Assembly

Freedom of the Press and Prior Restraint

What Did the Framers Mean by “Freedom of Speech”?

The Alien and Sedition Acts of 1798

The Supreme Court Confronts Restrictions on Speech

Symbolic Speech

Obscenity

Libel and Slander

False Advertising

Campus Speech

Freedom of Assembly

The First Amendment Guarantee of Freedom of Religion

The Establishment Clause

The Free Exercise Clause

The Right of Privacy

The Natural Rights Tradition

Discovering the Right of Privacy

Abortion

Extending the Liberty of Same-Sex Couples

The Right to Die

The Rights of Criminal Defendants

Due Process Rights of the Accused

Picture Yourself … As a Prospective Juror in Japan

Questions to Consider

Judicial Expansion of the Rights of the Criminally Accused

The Death Penalty

Balancing National Security with Civil Liberties

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

5 Civil Rights

Perspective: The Confederate Monument Debate

Slavery in America

Slavery and the Constitution

Slavery and the Supreme Court

Civil Rights for African Americans After the Civil War

The Black Codes and the Civil Rights Acts of the 1860s and 1870s

The Supreme Court Intervenes: The Civil Rights Cases and Plessy v. Ferguson

The Rise of Jim Crow Laws and Barriers to Voting

African American Civil Rights in the Twentieth Century

The Naacp and the Fight for Civil Rights Through the Courts

Brown v. Board of education

The Civil Rights Movement

Congress Takes Action

Black Lives Matter and White Nationalism

Women and Equal Rights

The Fight for Women’s Suffrage

Women’s Rights in the Wake of the Nineteenth Amendment

The Equal Rights Amendment

Sexual Harassment in the Workplace

Picture Yourself … As a Woman in Zambia

Questions to Consider

Equal Pay for Equal Work

Title IX

Discrimination Based on Ethnicity

Native Americans

Immigrants

The Current Controversy Over Immigration

Hispanics

New Frontiers in Civil Rights

LGBT Rights

Disability Rights

Redressing Past Discrimination

Affirmative Action

Apologies and Reparations

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

6 Public Opinion and Political Socialization

Perspective: What Difference Does Public Opinion Make?

Public Opinion and Political Culture

Political Tolerance

Trust in Government

Political Efficacy

Political Knowledge and Attention to Issues

Picture Yourself … As a Young Person in China

Questions to Consider

Political Socialization

Families

Peer Groups

Schools

College

Media

World and Political Events

American Exceptionalism

Group Differences in the United States

Age

Race and Ethnicity

Religion

Social Class

Gender

How Public Opinion Changes

Generational Replacement

Changes in Party Identification

How Ideologies Gain Their Structure

How Public Opinion Is Measured

Polling Techniques

Cluster Sampling

Random Digit Dialing

Internet Polling

Polls in Political Campaigns

Tracking Polls

Exit Polls

Push Polls

Limitations of Polls

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

7 Political Parties and Interest Groups

Perspective: How Centralized Can Political Parties Be?

Defining Political Parties and Interest Groups

Purposes of a Political Party

Campaigning

Mobilization

Recruitment and Socialization of Leaders

Providing Identity

Providing a Channel for Control

The Development of American Political Parties

Early Party Formation

The First Party System, 1800–1820

The Second Party System, 1828–1854

150 Years of Democrats and Republicans

The Golden Age of Parties, 1860–1900

Republican Dominance and Progressive Reform, 1900–1932

The New Deal and Democratic Dominance, 1932–1964

Republican Recovery, 1964–Present

Reforms Weaken the Parties: Round Two

The Parties Today

Electoral Realignments and Partisan Change

The Structure of American Parties

The Party in the Electorate

The Party Organization

State and Local Party Organizations

National Committees

Congressional Campaign Committees

The Resurgence of National Party Organizations

The Party in Government

Parties in Congress

Presidents and Parties

Parties in State Government

The Two-Party System

The U.S. Electoral System and the Two-Party System

Third Parties in the Two-Party System

Third Parties Can Make a Difference

Responsible Party Government

Picture Yourself … As a Member of Great Britain’s Conservative Party

Questions to Consider

Interest Groups in American Politics

Citizen Groups

Corporations

Labor Unions

Trade, Professional, and Agricultural Associations

Other Groups That Lobby Officials

Social Movements

Movements That Have Made a Major Impact

Interest Group Representation and the Organization of Public Opinion

Organization of the Well-Off

Producer Interests and Consumer Interests

Special Circumstances Affecting Group Organization

Contiguous Residence

Age

Strategic Location

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

8 Nominations and Elections

Perspective: How Long Should Election Campaigns Last?

The Development of Elections in the United States

The Presidential Campaign

Selecting the Delegates

Primaries and Caucuses

How Representative Are Primaries and Caucuses?

The Road to Nomination

The Early Contests: The Importance of Timing

Frontloading and the Schedule of Contests

The National Convention

Candidate Selection Compared With Other Countries

Picture Yourself … As an Engaged Voter

Questions for Reflection

The General Election

Congressional Elections

Manipulation of District Boundaries

Incumbents’ Other Advantages

Control of the News

Staff to Support Constituents

Easier Access to Campaign Contributions

Experience

Party Accountability

Electoral Systems and Their Effects

The United States: Winner-Take-All

Proportional Representation

The Electoral College and Presidential Elections

Popular versus Electoral Votes

Strategic Campaigning

Anti-participation Effects

Small-Population versus Large-Population States

Casting Pledged Votes

Positive Effects

Proposals for Changing the Electoral College

Elections and the Representation of Women and Minorities

Campaign Finance

The Dilemma of Limiting Campaign Spending

Regulating Campaign Finance for Parties and Candidates

Compliance and Disclosure

Limits to Contributions

Public Financing for Presidential Candidates

“Stand by Your Ad”

Independent Expenditures by Others

Foreign Interference in Campaigns and Elections

How Other Countries Regulate Campaign Finance

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

9 Participation, Voting Behavior, and Campaigns

Perspective: Why Is Voter Turnout Lower in the United States Than in Many Countries?

Political Participation

Unconventional Participation

Unconventional Participation as a Necessity

Unconventional Participation as a Tactic

Conventional Participation

Voter Turnout

The Decline of Voter Turnout in the Twentieth Century

Factors Affecting Turnout

Convenience

Motivation

Who Votes?

Picture Yourself … As A Voter In Israel

Questions to Consider

Age

Ethnicity

Income

What Difference Does It Make Who Votes?

Turnout in Congressional Elections

Voting in Referendums

How People Make Voting Decisions

Low Levels of Information

The Candidates

The State of the Nation and the Economy

Party Identification

Policy Issues

Who Votes for Whom?

Political Campaigns and the Voters’ Choices

Technology and the Tools of the Campaign

Polls

Focus Groups

Television Advertisements

Free Media

Websites and Social Networking Sites

Targeted Marketing

The Flow of Factors in the Campaign

The Candidates

State of the Nation and the Economy

Party Identification

Electoral Mobilization versus Changing Minds

Party Polarization Among Voters

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

10 Media and Politics

Perspective: How Have the Internet and Social Media Affected Politics?

The Functions of the Media

Reporting and Interpreting the News

Helping to Set the Public Agenda

Serving as Agents of Socialization

Serving as a Public Forum

Providing Entertainment

Tracing the Development of Media in the United States

Beginnings

The Partisan Press

The Penny Press and Yellow Journalism

The Rise of Objective Journalism and the Fourth Estate

Radio

Television

Social Media and the Internet

Government Regulation of the Media

Regulating the Airwaves

Regulating Broadcast Content

Regulating the Internet

Picture Yourself … As a Journalist in Saudi Arabia

Questions to Consider

Government and the Media

Presidents and the Press

Congress and the Press

The Supreme Court and the Press

Elections

Assessing the Media

Biased News

Formulaic News

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

11 Congress

Perspective: Can Legislatures Exercise Effective Control Over the Use of Force?

The Functions of Congress

Legitimacy and Representation

Models of Representation

Pork Barrel Projects and Earmarks

Demographic Representation

Constituency Service

Lawmaking

Executive Oversight

Shaping Foreign Policy

Constitutional Powers

Necessary and Proper Clause

Impeachment

Appointments

The Structure of Congress

Bicameralism

Distinctive House and Senate Rules

Congressional Sessions

Committees and Subcommittees

How Congress Operates

Influence in Congress

Rank-and-File Members

Party Leaders

Committee and Subcommittee Chairs

Congressional Staff

Congressional Support Agencies

Picture Yourself … Visiting the Parliament House in New Delhi, India

Questions to Consider

Assembling Coalitions Makes Action Possible

Decentralizing Forces

Centralizing Forces

From Czars to Committee Government to Party Dictators

Presidential Influence on Congressional Coalitions

The Legislative Process

The Budget Process

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

12 The Presidency

Perspective: Why Have the Norms for Presidential Communication Changed?

Presidential and Parliamentary Systems

The Evolving Job of President

Constitutional Roles

Commander in Chief of the Armed Forces

Chief Diplomat

Picture Yourself … In Caracas, Venezuela

Questions to Consider

Chief Legislator

Chief Administrator

Chief Magistrate

Extra-Constitutional Roles

Chief Budgeter

Chief Economist

Political Leader and Head of State

Theories of Presidential Power

Public Approval of Presidents

The Institutional Presidency

The Executive Office of the President

The Vice President

The Cabinet

Presidential Goals and Keys to Success

Personal Ability

Legislative Strategy

Appealing to Party

Setting the Legislative Agenda

Issuing Vetoes

Going Public

Administrative Strategy

Regulations

Unilateral Executive Actions

Judicial Strategy

Judicial Selection

Enforcement

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

13 Bureaucracy

Perspective: How Do Governments Respond During Natural Disasters?

Democracy And Bureaucracy in the United States

Features of a Modern Bureaucracy

Weber’s Model of Bureaucracy

Distinctive Features of U.S. Bureaucracy

A Cultural Distrust of Government Power and Capacity

Lack of Constitutional Standing

Uncertain Guidance

Neutral Agents Are Forced to Be Political

Experimental Structures

The Checkered History of Bureaucracy in the United States

Hamilton versus Jefferson

Nineteenth-Century Changes

The Creation of the U.S. Civil Service

The Complex Structure of the Federal Bureaucracy

Departments

Independent Agencies

Independent Regulatory Commissions

Government Corporations

Hybrid Organizations

The Size of the Federal Bureaucracy

The Search for Control

Annual Budget Reviews

Authorization of Programs

Oversight of Agency Performance

Nomination and Confirmation of Political Appointees

Reorganization of the Bureaucracy

Dramatic Reorganizations: The National Security Apparatus

Picture Yourself … Advising the President on Policy Toward Russia

Questions to Consider

Managing Public Employees

When Control Proves Elusive

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

14 The Judiciary

Perspective: When Do Reactions to Unpopular Court Decisions Threaten Judicial Independence?

An Independent Judiciary Enforcing the Rule of Law

The Creation of Judicial Review

Precedents for Judicial Review

The Framers’ Intent

Marbury v. Madison

The Context of Marbury v. Madison

The Decision in Marbury v. Madison

Judicial Review of State Action

Judicial Review Around the World

Picture Yourself … As a U.S. Marshal Charged With Protecting Federal Judges

Questions to Consider

An Overview of the U.S. Court System

The Federal Court System

U.S. District Courts

U.S. Courts of Appeals

The U.S. Supreme Court

State Court Systems

The Supreme Court in Action

Getting to the Court

How the Court Decides Cases

The Role of Judicial Philosophy in Decision Making

The Jurisprudence of Original Intent

Judicial Restraint versus Judicial Activism

Limits on the Supreme Court

Constitutional Checks

Noncompliance

How Judges Are Selected

The Selection of Supreme Court Justices

Choosing Supreme Court Nominees

Confirming Supreme Court Nominees

The Selection of Lower Federal Court Judges

Senatorial Courtesy versus Presidential Prerogative

Diversifying the Bench

Judicial Selection in the States

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

15 Domestic and Economic Policy

Perspective: What Can the United States Learn From Canada’s Legalization of Recreational Marijuana?

Making Public Policy

An Idealized Model of Policy Making

Agenda Setting

Policy Formulation

Policy Adoption

Policy Implementation

Policy Evaluation

Influence of Historical Experience

Influence of Economic Systems

Picture Yourself … Committed to Ending Slavery in 1843 America

Questions to Consider

Health Care

Background

Problems and Solutions

Access

Quality and Cost

Politics

Social Security

Background

Problems and Solutions

Changing Demographics

Closing the Gap Between Benefits and Revenue

Policy Alternatives

Politics

Energy and the Environment

Background

Problems and Solutions

Declining Dependence on Imported Oil

Climate Change

Clean Coal

Nuclear Power

Inefficient Electrical Grid

Consumer Attitudes

Politics

Economic Policy

Fiscal Policy

The National Debt

Monetary Policy

Regulation

The Limits of Domestic Economic Policies

Consequences for Democracy

Critical Thinking Questions

Key Terms

Descriptions of Images and Figures

Appendix A The Declaration of Independence. In Congress, July 4, 1776

Appendix B The Constitution of the United States of America1

Article I. Section 1

Section 2

Section 3

Section 4

Section 5

Section 6

Section 7

Section 8

Section 9

Section 10

Article II. Section 1

Section 2

Section 3

Section 4

Article III. Section 1

Section 2

Section 3

Article IV. Section 1

Section 2

Section 3

Section 4

Article V

Article VI

Article VII

Amendment I

Amendment II

Amendment III

Amendment IV

Amendment V

Amendment VI

Amendment VII

Amendment VIII

Amendment IX

Amendment X

Amendment XI [1795]

Amendment XII [1804]

Amendment XIII [1865]

Amendment XIV [1868]

Amendment XV [1870]

Amendment XVI [1913]

Amendment XVII [1913]

Amendment XVIII [1919]

Amendment XIX [1920]

Amendment XX [1933]

Amendment XXI [1933]

Amendment XXII [1951]

Amendment XXIII [1961]

Amendment XXIV [1964]

Amendment XXV [1967]

Amendment XXVI [1971]

Amendment XXVII [1992]

Appendix C Federalist No. 10 (James Madison)

Appendix D Federalist No. 51 (James Madison)

Glossary

Notes. Chapter 1

Chapter 2

Chapter 3

Chapter 4

Chapter 5

Chapter 6

Chapter 7

Chapter 8

Chapter 9

Chapter 10

Chapter 11

Chapter 12

Chapter 13

Chapter 14

Chapter 15

Appendix B

Index

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Two ideologies that originated in Europe but never took a strong enough hold in the United States to become significant are socialism and fascism. Because some American political figures are occasionally mislabeled as socialist or fascist, we will briefly introduce these ideologies here for the sake of clarification and to help you better understand how they are used in American political rhetoric.

Socialism developed out of conflicts between workers and employers in Europe in the nineteenth and early twentieth centuries—conflicts that were much more intense than similar conflicts in the United States. The socialist ideology at that time called for workers to take over the power of the state (either through elections or by revolution) and then use the state to control the economy by taking over and running all major industries. The end result was intended to be a society of equal citizens, with no economic or social distinctions among them. Socialism was a minor political force in the United States in the early twentieth century, reaching its high point in 1912 when its presidential candidate, Eugene V. Debs, received 6 percent of the vote nationally. Today, “socialist” parties in Europe have largely abandoned the goal of having governments take over industry but rather are democratic, free-market parties that favor policies to reduce economic inequalities. In the United States today, some politicians on the left, such as Bernie Sanders and Alexandria Ocasio-Cortez, use the term democratic socialist in this sense to describe themselves.

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