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I Myth, History and Archaeology
ОглавлениеUNTIL A CENTURY AGO historians accepted the distinction first made in a slightly different form by the Greeks themselves, between legendary Greece and historical Greece. It was not of course an absolute distinction; the Greek legends about the age of heroes, and in particular the poems of Homer, were thought by many to be a distorted reflection of a real past, from which it might in principle be possible to discover what had actually happened, even if no reconstruction had yet won general acceptance. What was needed was a basis of solid fact against which to determine both the time-scale and the comparative reality of the events related in heroic myth.
This basis has been provided by archaeology. From 1870 to 1890 Heinrich Schliemann, a German merchant who left school at the age of fourteen and taught himself Greek in order to read Homer, excavated at Troy, at Mycenae, and at other sites in mainland Greece, in order to prove the reality of Homer’s Trojan War and the world of the Greek heroes. He discovered a great bronze age palace culture, centred on ‘Agamemnon’s palace’ at Mycenae; later archaeologists have added other palace sites in central and southern Greece, and have defined the limits of Mycenean influence as far as the Greek islands and Asia Minor. The age of heroes reflected the existence of a lost culture, which had lasted from about 1600 BC until the destruction of the main palace sites around 1200.
The excavations of Sir Arthur Evans at Knossos in Crete from 1900 onwards revealed a still earlier non-Greek palace culture, with its zenith from about 2200 to 1450 BC; it was named Minoan, after the legendary king of Crete, the first lawgiver in Greece and judge in the underworld. The influence of Minoan civilization explained the rise of a palace culture in the comparatively backward area of mainland Greece; from about 1450 the Myceneans seem indeed to have taken control of Knossos itself. Thus the origins of the earliest civilizations in the land of Greece and the existence of a historical core to the Greek legends about the heroic age were established. But whereas Minoan culture was definitely non-Greek, the status of Mycenean culture was uncertain, until in 1952 a young English architect, Michael Ventris, deciphered the tablets from the destruction levels at Pylos on the mainland and at Mycenean Knossos. The syllabic script known as Linear B had been developed from the earlier still undeciphered Minoan Linear A; but the language it was used to record was shown by Ventris to be Greek, of a form closest to the most archaic elements in Greek previously known. For the first time it was shown that the history of Mycenean culture is both geographically and ethnically part of the history of Greece.
But this world of Mycenae is separate from the world of classical Greek civilization, both as a subject of study, in the way in which its history can be reconstructed, and also in reality. The Mycenean written records consist of lists of equipment and provisions stored in the palace, and relate to the particular year of destruction (the clay tablets survive only because they were accidentally baked in the fires which burnt the palaces). Moreover the limitations of the script make it unlikely that it was used for any other purpose: Mycenean culture was not properly literate. Thus the culture of the Mycenean world has to be reconstructed almost entirely from archaeology, in terms of its material remains. For if Greek myths have been vindicated as containing a historical basis by the discoveries of archaeology, they still cannot be used to supplement archaeology to any great extent. The studies of psychology, comparative mythology and anthropology, by men such as Freud, Malinowski and Lévi-Strauss, have as a common factor the basic assumption (which is surely correct) that myth is not history, but rather a means of ordering human experience related primarily to the preoccupations of the age that produces or preserves it: the social and psychological attitudes expressed in Greek myths about gods and heroes are those of the successive generations who shaped and reshaped them, from Homer and Hesiod onwards; and the hypothesis that the nature of Mycenean society could be reconstructed from myth or heroic poetry has been shown to be untenable, by the disparity between the evidence on social institutions provided by archaeology and the Linear B tablets, and that implied in the Greek legends.
The detailed reconstruction of the Mycenean world therefore rests on archaeology, and must in general be confined to its material culture; in this sense, to use a conventional distinction, it belongs to prehistory rather than to history. In contrast, the Greek world from the eighth century onwards is a fully historical world, in which the evidence of archaeology can be combined with the expression of the thoughts and feelings of contemporary individuals, to produce a comparatively detailed account, not only of what men did, but of why they did it, and of the pressures and limitations on their actions. The reason for this difference is the advent of literacy: rather than contrast prehistory with history, we should perhaps talk of the difference between our knowledge of non-literate and literate societies.
Again, in reality the civilization of Mycenae is fundamentally different from that of later Greece. It is an example of a phenomenon found elsewhere, when a warrior people falls under the influence of a more advanced civilization: the barbarian kingdoms of the early Byzantine world, such as the Ostrogoths in north Italy or the Vandals in north Africa, or later in the Middle Ages the Normans, offer obvious parallels. The world which influenced Mycenae was the world of Knossos, itself on the fringes of an area where the centralized palace economy and the oriental despotisms of Mesopotamia and Egypt had already flourished for some two thousand years. Mycenean civilization is linked far more to these cultures than to later developments in Greece.
The period from 1250 to 1150 was one of widespread destruction in the eastern Mediterranean. The Hittite Empire in Asia Minor collapsed about 1200; the resulting pressures caused movements of population which seriously disturbed Syria and Palestine, and which are recorded in Egyptian history in attempted invasions of Egypt itself by ‘the Peoples of the Sea’, who may have included groups of Achaeans or Mycenean Greeks in flight. In the Mycenean world itself, the destruction of Troy found in level VIIa, between 1250 and 1200, is generally agreed to be the historical basis of the Homeric Trojan War, and to represent the last major effort of the Myceneans. At almost the same time there are clear signs of preparations against attack in the settlements of the Greek Peloponnese. Then around 1200, Mycenae, Pylos and other centres were burned; and the surviving remnants of Mycenean culture were again attacked around 1150. The whole military and political organization of the palace economy disappeared, with its attendant skills in the fine arts and writing; most sites were deserted or only partially occupied; some were even given over to the dead. This was accompanied by emigration to outlying areas of the Mycenean world such as Cyprus, and widespread depopulation on the mainland. The archaeological evidence of a certain continuity in the debased style of sub-Mycenean pottery serves to demonstrate the level to which material culture had sunk.
The result of the collapse of Mycenean culture was a dark age, lasting for some three hundred years. Discontinuity with the past was virtually complete: later Greeks were unaware of almost all the important aspects of the world that they portrayed in heroic poetry, such as its social organization, its material culture and its system of writing. Even the Dark Age itself dropped out of sight: in his sketch of early Greece in book 1 of his history, Thucydides saw a gradual but continuous advance from the world of the Homeric heroes to his own day. Records of the past such as genealogies reached back only as far as about 900: in dim awareness of the resulting gap between their world and that of the heroes, the Greeks resorted to adding spurious names to the lists, and reckoning the average length of a generation at forty years instead of the more correct thirty years.
The Greek world from the eighth century onwards is a product, not of Mycenae, but of the Dark Age. Its darkness is the darkness of a primitive society with little material culture, and consequently one which has left little trace for the archaeologist. But in order to understand the society which emerged, it is necessary to know something of the preceding centuries. Three types of evidence can be used to reconstruct the outlines of Dark Age history.
The first is once again legend. These legends of course have to be treated with caution, in this case not only because folk tradition becomes distorted to fit the interests of later generations, but also because the sources from which we can reconstruct the legends are themselves scattered and very late, and have often been reworked and expanded to suit literary or quasi-historical needs: there is a great danger of reconstructing an account of the legends far more complete or systematic than ever actually existed in early Greece. Yet two events are recorded in the legends which seem to have some importance for history. The first is the explanation of the origins of the Dorians.
In historical times the Dorians were distinguished from other Greeks primarily by their dialect, but also by certain common social customs: for instance, each Dorian state was divided into three tribes, always with the same names; and there are a number of primitive institutions which can be found in widely separated Dorian communities, such as Sparta and Crete. The Dorians were unknown to the Homeric account of heroic Greece; yet later they occupied most of what had once been the centre of Mycenean power, the Peloponnese, and in certain areas such as Argos and Sparta they ruled over a serf population of non-Dorian Greeks. Legend explained that they had arrived only recently; the sons of the semi-divine hero, Herakles, had been exiled from Mycenae, and later returned with the Dorians to claim their inheritance. The legend of the ‘return of the sons of Herakles’ is a charter myth, explaining by what right a people apparently unknown to the heroic world had inherited the land of the Mycenean Greeks and enslaved some, part of its population. How much historical truth this legend also contains must be decided in relation to evidence of a different type.
A second group of legends concerns an expansion of the Greeks across the Aegean to the coast of Asia Minor to form another cultural and linguistic block, that of the Ionian Greeks. The stories are complicated, involving the foundations of individual cities, but the centre of departure is for the most part Athens: groups of refugees passed through Athens on their way to find new homes.
Thucydides describes how the victors from Troy had a hard homecoming to a land no longer fit for heroes, and the migrations that followed:
Even after the Trojan war there were still migrations and colonizing movements, so that lack of peace inhibited development. The long delays in the return of the Greeks from Troy caused much disturbance, and there was a great deal of political trouble in the cities: those driven into exile founded cities … Eighty years after the Trojan war the Dorians with the sons of Herakles made themselves masters of the Peloponnese. It was with difficulty and over a long period that peace returned and Greece became powerful; when the migrations were over, she sent out colonies, the Athenians to Ionia and many of the islands, and the Peloponnesians to most of Italy and Sicily and some parts of the rest of Greece. All these places were founded after the Trojan war.
(Thucydides 1.12)
There are obvious weaknesses in this account. Thucydides had no knowledge of the extent of cultural collapse in the Dark Age, largely because he had little conception of the power and wealth of Mycenean Greece. He writes of political troubles in terms appropriate to the revolutionary activity of his own day; he equates the Ionian migration with the later and more organized colonizations of southern Italy and Sicily, discussed in chapter 7. The reason for these limitations is clear enough: Thucydides is performing the same operation as a modern historian, attempting to construct a historical narrative out of myth and heroic poetry by applying the standards of explanation accepted in his own day. And in the legends and folk memory available to him, he could see much the same general pattern as we can.
The legends of the migration period find some confirmation in the distribution of dialects in historical Greece. The Greek language itself belongs to the Indo-European family; it seems to have entered Greece shortly before 2000, when the archaeological evidence suggests the arrival of a new culture; these new peoples will be the later Mycenean Greeks. Evidence of an earlier non-Indo-European language can be found in the survival of certain place names (for instance those ending in -nthos and -assos), which are those of known centres of culture in the third millennium; the extent to which the language spoken by the newcomers was transformed by contact with this earlier language is uncertain. But at least by the Mycenean period the language of the Linear B tablets was recognizably Greek.
In classical times Greek was split into various dialects, more or less closely interrelated. The Doric dialect was spoken in the southern and eastern Peloponnese, that is in what had once been the Mycenean heartland, Laconia and the Argolid (and perhaps Messenia). From there it had spread across the southern group of Aegean islands to Crete, Rhodes and the south-west coast of Asia Minor. The Ionic dialect was spoken in Attica, Euboea, the central islands of the Cyclades, and the central coast of Asia Minor. Further north in Asia Minor, the Lesbian (Aeolic) dialect is related to those spoken in Thessaly and Boeotia, though the language of these two areas is also connected to the north-western dialects spoken in Aetolia, Achaea and Elis. Finally in two remote and separate enclaves, the mountains of Arcadia and the distant island of Cyprus, an archaic form of Greek survived, known as Arcado-Cypriot.
This distribution obviously relates at least in part to the legends of the migrations in the Dark Age. The Arcado-Cypriot dialect seems closest to Mycenean Greek, and Ionic can be seen as a development from a common original; the distribution of Ionic clearly reflects the same events as the legends of the Ionian migration; and, given the continuity in Cyprus between Mycenean and classical times, it is reasonable to see Arcado-Cypriot as evidence for the survival of Mycenean Greek enclaves in remote and inaccessible areas. It has usually also been held that the relation between Doric and north-west Greek and their distribution support the legends of the post-Mycenean invasions from the north-west into the Peloponnese. In many ways that still seems the most reasonable hypothesis; but it is of course conceivable that some part of this dialect pattern goes back earlier, to the time of the first entry of the Greeks; and it is clear that many of the differences between the dialects are the result of divergent development after the various groups had reached their final homes.
The third type of evidence is archaeological; its contribution is more ambiguous. Strictly it is not even clear whether Troy VIIa or the Mycenean palaces fell first; and there is no archaeological evidence of who destroyed either culture. The sub-Mycenean period is one of extreme poverty and deprivation; its most striking characteristic is the absence of evidence, which points to extensive depopulation: there is no positive sign of the influx of a new people. The only major change that can be detected is in burial habits – the abandonment of communal burials and large chamber tombs for a return to the older practice of individual burial in cist tombs, and the gradual spread of cremation in place of inhumation. About a century after the final collapse of Mycenean culture occur the first signs of a reawakening. Renewed contact between Athens and Cyprus, the area of the Greek world which offers most archaeological continuity with the Mycenean past, brought from southern Asia Minor a major new technological advance, iron smelting; from about 1050 iron began to replace bronze as the metal in everyday use. About the same time in Athens a new style of pottery began to emerge, of considerably higher quality than before – Proto-Geometric (from about 1050 to 900), decorated with simple repeated geometric patterns and broad bands of dark and light. Again it is to this period, from about 1050 to 950, that the Ionian movement across the Aegean Sea from Athens to the coast of Asia Minor can be dated on the evidence of a number of excavated sites.
The site that has revealed most about development within the Dark Age is Lefkandi, a small low promontory on the inner coast of Euboea; here a single trial hole 8.5 metres deep to bedrock has provided an almost continuous sequence of artefacts from the early Mycenean period (about 2000 BC) through the Dark Age period to about 825 BC, with only a short gap of perhaps fifty years around 1150–1100; successive excavations in the surrounding area have revealed large cemeteries from the Dark Age period. This was clearly a substantial settlement with a remarkable level of continuity and prosperity across the Dark Age.
The most remarkable discovery at Lefkandi was made in 1980. A local headmaster chose the August bank holiday to hire a bulldozer in order to clear a tiresome unexcavated site in his garden: he revealed and half destroyed the most important and most puzzling Dark Age monument yet found. It is a building dating from about 950 BC, apsidal with a porch at the other end, at least 47 metres long by 10 metres wide, with complex internal dividing walls, an external wooden colonnade and a central row of supporting pillars for the roof. The clay floor was laid on levelled rock; the walls are of mud brick on a base of roughly shaped stone, and faced with plaster internally; the roof was thatched. It is clearly a public or religious building similar in form both to the major houses of the late Dark Age and to the earliest religious buildings such as the late Geometric temple of Apollo at Eretria. But it is some two hundred years earlier than these buildings, and is neither a chief’s house nor a temple. For the purpose of the structure is clear: centrally placed in the main room, two adjacent pits were dug at the same time as the building was constructed. In the first were the skeletons of four horses; in the second were two burials. One was a cremation: a bronze amphora decorated with hunting scenes around the rim contained the ashes of a man. The top of the vessel was closed with a bronze bowl, under which the decorated funeral shroud had been folded and was still preserved; beside the amphora was placed the iron sword, spearhead and whetstone of the cremated warrior. The other burial was that of a woman, not cremated, but laid out with feet and hands crossed; there were gilt hair coils by her head, a gold decorated pendant at her throat and a necklace of gold and faience beads; her breasts were covered by gold discs joined with a large gold plaque; beside her lay decorated pins. By her head was an iron knife with an ivory handle. Part of the building was constructed over the remains of the funeral pyre.
The burial rites recall those of Patroklos in Iliad 23, with its ritual sacrifice of his favourite horses and of human victims, or the accounts of Viking burials in south Russia two thousand years later, as described by Arab observers; in the words of Ibn Rustah,
When one of their notables dies, they make a grave like a large house and put him inside it. With him they put his clothes and the gold armlets he wore, and, moreover, an abundance of food, drinking bowls and coins. They also put his favourite wife in with him, still alive. Then the grave door is sealed and she dies there.
Such a building in the Greek world would normally have been designed for use; yet as soon as it was constructed the roof was smashed in and the entrance closed up. Ramps were constructed up the walls and the building was filled with rubble. It remained thereafter as a long mound, remembered sufficiently to be the focal point for the orientation of a group of later rich graves in the cemetery, which seem to be significantly grouped around one end, and perhaps belong to members of the same powerful family.
We stand at the midpoint between the Mycenean world and historical Greece, in the presence of a ritual murder such as was often re-enacted with horror in later myth. The world revealed is a world of wealth and power unknown elsewhere for two centuries either way. At present this discovery is unique, and we should remember that Lefkandi shows a continuity from the Mycenean period not found elsewhere. But it shows that, if it were ever possible to excavate the Lefkandi settlement in its entirety, the Dark Age would no longer be quite so dark.
The picture elsewhere is very different. From the archaeological evidence the Ionian migration and the importance of Athens in it are confirmed. But the earlier period is very obscure. The change in burial customs might indicate the arrival of a new people, the Dorians; but it could be explained as merely a reversion to older habits (the more spectacular forms of Mycenean burial were bound to disappear anyway), and burial customs are not always evidence for population change: the Roman empire saw a total change from cremation to burial during the first three centuries AD, for no reason that anyone has yet been able to discern. Some archaeologists have therefore preferred not to believe in a Dorian invasion, and to claim that the different groups in mainland Greece had been present since the beginning of Mycenean culture: the palaces were destroyed either by passing raiders, like the later Viking harassment of Celtic and Anglo-Saxon culture, or by local uprisings of a subject people. But despite the existence of some cultural continuity after the fall of the palaces, it is the general impression of discontinuity, the desertion of old settlements for new, and the instances of the use of old settlements for burial, which suggest most strongly the influx of a new population. And if any weight is to be given to legend, though they cannot be shown to have destroyed Mycenean culture, it would seem likely that it was the mysterious Dorians who benefited from the vacuum created. Other ages have known the same phenomenon, a people without culture leaving no sign of their coming but desolation, and a world that has to be created anew.