Читать книгу A Mathematician's Lament - Paul Lockhart - Страница 8
ОглавлениеMathematics and Culture
THE FIRST THING TO UNDERSTAND IS THAT MATHEMATICS is an art. The difference between math and the other arts, such as music and painting, is that our culture does not recognize it as such. Everyone understands that poets, painters, and musicians create works of art, and are expressing themselves in word, image, and sound. In fact, our society is rather generous when it comes to creative expression; architects, chefs, and even television directors are considered to be working artists. So why not mathematicians?
Part of the problem is that nobody has the faintest idea what it is that mathematicians do. The common perception seems to be that mathematicians are somehow connected with science—perhaps they help the scientists with their formulas, or feed big numbers into computers for some reason or other. There is no question that if the world had to be divided into the “poetic dreamers” and the “rational thinkers” most people would place mathematicians in the latter category.
Nevertheless, the fact is that there is nothing as dreamy and poetic, nothing as radical, subversive, and psychedelic, as mathematics. It is every bit as mind-blowing as cosmology or physics (mathematicians conceived of black holes long before astronomers actually found any), and allows more freedom of expression than poetry, art, or music (which depend heavily on properties of the physical universe). Mathematics is the purest of the arts, as well as the most misunderstood.
So let me try to explain what mathematics is, and what mathematicians do. I can hardly do better than to begin with G. H. Hardy’s excellent description:
A mathematician, like a painter or poet, is a maker of patterns. If his patterns are more permanent than theirs, it is because they are made with ideas.
So mathematicians sit around making patterns of ideas. What sort of patterns? What sort of ideas? Ideas about the rhinoceros? No, those we leave to the biologists. Ideas about language and culture? No, not usually. These things are all far too complicated for most mathematicians’ taste. If there is anything like a unifying aesthetic principle in mathematics, it is this: simple is beautiful. Mathematicians enjoy thinking about the simplest possible things, and the simplest possible things are imaginary.
For example, if I’m in the mood to think about shapes—and I often am—I might imagine a triangle inside a rectangular box:
I wonder how much of the box the triangle takes up—two-thirds maybe? The important thing to understand is that I’m not talking about this drawing of a triangle in a box. Nor am I talking about some metal triangle forming part of a girder system for a bridge. There’s no ulterior practical purpose here. I’m just playing. That’s what math is—wondering, playing, amusing yourself with your imagination. For one thing, the question of how much of the box the triangle takes up doesn’t even make any sense for real, physical objects. Even the most carefully made physical triangle is still a hopelessly complicated collection of jiggling atoms; it changes its size from one minute to the next. That is, unless you want to talk about some sort of approximate measurements. Well, that’s where the aesthetic comes in. That’s just not simple, and consequently it is an ugly question that depends on all sorts of real-world details. Let’s leave that to the scientists. The mathematical question is about an imaginary triangle inside an imaginary box. The edges are perfect because I want them to be—that is the sort of object I prefer to think about. This is a major theme in mathematics: things are what you want them to be. You have endless choices; there is no reality to get in your way.
On the other hand, once you have made your choices (for example I might choose to make my triangle symmetrical, or not) then your new creations do what they do, whether you like it or not. This is the amazing thing about making imaginary patterns: they talk back! The triangle takes up a certain amount of its box, and I don’t have any control over what that amount is. There is a number out there, maybe it’s two-thirds, maybe it isn’t, but I don’t get to say what it is. I have to find out what it is.
So we get to play and imagine whatever we want and make patterns and ask questions about them. But how do we answer these questions? It’s not at all like science. There’s no experiment I can do with test tubes and equipment and whatnot that will tell me the truth about a figment of my imagination. The only way to get at the truth about our imaginations is to use our imaginations, and that is hard work.
In the case of the triangle in its box, I do see something simple and pretty:
If I chop the rectangle into two pieces like this, I can see that each piece is cut diagonally in half by the sides of the triangle. So there is just as much space inside the triangle as outside. That means that the triangle must take up exactly half the box!
This is what a piece of mathematics looks and feels like. That little narrative is an example of the mathematician’s art: asking simple and elegant questions about our imaginary creations, and crafting satisfying and beautiful explanations. There is really nothing else quite like this realm of pure idea; it’s fascinating, it’s fun, and it’s free!
Now where did this idea of mine come from? How did I know to draw that line? How does a painter know where to put his brush? Inspiration, experience, trial and error, dumb luck. That’s the art of it, creating these beautiful little poems of thought, these sonnets of pure reason. There is something so wonderfully transformational about this art form. The relationship between the triangle and the rectangle was a mystery, and then that one little line made it obvious. I couldn’t see, and then all of a sudden I could. Somehow, I was able to create a profound simple beauty out of nothing, and change myself in the process. Isn’t that what art is all about?
This is why it is so heartbreaking to see what is being done to mathematics in school. This rich and fascinating adventure of the imagination has been reduced to a sterile set of facts to be memorized and procedures to be followed. In place of a simple and natural question about shapes, and a creative and rewarding process of invention and discovery, students are treated to this:
Triangle Area Formula: A = ½ b h
“The area of a triangle is equal to one-half its base times its height.” Students are asked to memorize this formula and then “apply” it over and over in the “exercises.” Gone is the thrill, the joy, even the pain and frustration of the creative act. There is not even a problem anymore. The question has been asked and answered at the same time—there is nothing left for the student to do.
Now let me be clear about what I’m objecting to. It’s not about formulas, or memorizing interesting facts. That’s fine in context, and has its place just as learning a vocabulary does—it helps you to create richer, more nuanced works of art. But it’s not the fact that triangles take up half their box that matters. What matters is the beautiful idea of chopping it with the line, and how that might inspire other beautiful ideas and lead to creative breakthroughs in other problems—something a mere statement of fact can never give you.
By removing the creative process and leaving only the results of that process, you virtually guarantee that no one will have any real engagement with the subject. It is like saying that Michelangelo created a beautiful sculpture, without letting me see it. How am I supposed to be inspired by that? (And of course it’s actually much worse than this—at least it’s understood that there is an art of sculpture that I am being prevented from appreciating).
By concentrating on what, and leaving out why, mathematics is reduced to an empty shell. The art is not in the “truth” but in the explanation, the argument. It is the argument itself that gives the truth its context, and determines what is really being said and meant. Mathematics is the art of explanation. If you deny students the opportunity to engage in this activity—to pose their own problems, to make their own conjectures and discoveries, to be wrong, to be creatively frustrated, to have an inspiration, and to cobble together their own explanations and proofs—you deny them mathematics itself. So no, I’m not complaining about the presence of facts and formulas in our mathematics classes, I’m complaining about the lack of mathematics in our mathematics classes.
If your art teacher were to tell you that painting is all about filling in numbered regions, you would know that something was wrong. The culture informs you —there are museums and galleries, as well as the art in your own home. Painting is well understood by society as a medium of human expression. Likewise, if your science teacher tried to convince you that astronomy is about predicting a person’s future based on their date of birth, you would know she was crazy—science has seeped into the culture to such an extent that almost everyone knows about atoms and galaxies and laws of nature. But if your math teacher gives you the impression, either expressly or by default, that mathematics is about formulas and definitions and memorizing algorithms, who will set you straight?
The cultural problem is a self-perpetuating monster: students learn about math from their teachers, and teachers learn about it from their teachers, so this lack of understanding and appreciation for mathematics in our culture replicates itself indefinitely. Worse, the perpetuation of this “pseudo-mathematics,” this emphasis on the accurate yet mindless manipulation of symbols, creates its own culture and its own set of values. Those who have become adept at it derive a great deal of self-esteem from their success. The last thing they want to hear is that math is really about raw creativity and aesthetic sensitivity. Many a graduate student has come to grief when they discover, after a decade of being told they were “good at math,” that in fact they have no real mathematical talent and are just very good at following directions. Math is not about following directions, it’s about making new directions.
And I haven’t even mentioned the lack of mathematical criticism in school. At no time are students let in on the secret that mathematics, like any literature, is created by human beings for their own amusement; that works of mathematics are subject to critical appraisal; that one can have and develop mathematical taste. A piece of mathematics is like a poem, and we can ask if it satisfies our aesthetic criteria: Is this argument sound? Does it make sense? Is it simple and elegant? Does it get me closer to the heart of the matter? Of course there’s no criticism going on in school—there’s no art being done to criticize!
Why don’t we want our children to learn to do mathematics? Is it that we don’t trust them, that we think it’s too hard? We seem to feel that they are capable of making arguments and coming to their own conclusions about Napoleon. Why not about triangles? I think it’s simply that we as a culture don’t know what mathematics is. The impression we are given is of something very cold and highly technical, that no one could possibly understand—a self-fulfilling prophesy if there ever was one.
It would be bad enough if the culture were merely ignorant of mathematics, but what is far worse is that people actually think they do know what math is about—and are apparently under the gross misconception that mathematics is somehow useful to society! This is already a huge difference between mathematics and the other arts. Mathematics is viewed by the culture as some sort of tool for science and technology. Everyone knows that poetry and music are for pure enjoyment and for uplifting and ennobling the human spirit (hence their virtual elimination from the public school curriculum), but no, math is important.
SIMPLICIO: Are you really trying to claim that mathematics offers no useful or practical applications to society?
SALVIATI: Of course not. I’m merely suggesting that just because something happens to have practical consequences doesn’t mean that’s what it is about. Music can lead armies into battle, but that’s not why people write symphonies. Michelangelo decorated a ceiling, but I’m sure he had loftier things on his mind.
SIMPLICIO: But don’t we need people to learn those useful consequences of math? Don’t we need accountants and carpenters and such?
SALVIATI: How many people actually use any of this “practical math” they supposedly learn in school? Do you think carpenters are out there using trigonometry? How many adults remember how to divide fractions, or solve a quadratic equation? Obviously the current practical training program isn’t working, and for good reason: it is excruciatingly boring, and nobody ever uses it anyway. So why do people think it’s so important? I don’t see how it’s doing society any good to have its members walking around with vague memories of algebraic formulas and geometric diagrams, and clear memories of hating them. It might do some good, though, to show them something beautiful and give them an opportunity to enjoy being creative, flexible, open-minded thinkers—the kind of thing a real mathematical education might provide.
SIMPLICIO: But people need to be able to balance their checkbooks, don’t they?
SALVIATI: I’m sure most people use a calculator for everyday arithmetic. And why not? It’s certainly easier and more reliable. But my point is not just that the current system is so terribly bad, it’s that what it’s missing is so wonderfully good! Mathematics should be taught as art for art’s sake. These mundane “useful” aspects would follow naturally as a trivial by-product. Beethoven could easily write an advertising jingle, but his motivation for learning music was to create something beautiful.
SIMPLICIO: But not everyone is cut out to be an artist. What about the kids who aren’t “math people”? How would they fit into your scheme?
SALVIATI: If everyone were exposed to mathematics in its natural state, with all the challenging fun and surprises that that entails, I think we would see a dramatic change both in the attitude of students toward mathematics, and in our conception of what it means to be good at math. We are losing so many potentially gifted mathematicians—creative, intelligent people who rightly reject what appears to be a meaningless and sterile subject. They are simply too smart to waste their time on such piffle.
SIMPLICIO: But don’t you think that if math class were made more like art class that a lot of kids just wouldn’t learn anything?
SALVIATI: They’re not learning anything now! Better to not have math classes at all than to do what is currently being done. At least some people might have a chance to discover something beautiful on their own.
SIMPLICIO: So you would remove mathematics from the school curriculum?
SALVIATI: The mathematics has already been removed! The only question is what to do with the vapid, hollow shell that remains. Of course I would prefer to replace it with an active and joyful engagement with mathematical ideas.
SIMPLICIO: But how many math teachers know enough about their subject to teach it that way?
SALVIATI: Very few. And that’s just the tip of the iceberg . . .