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FICTION AND THE NOVEL

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All the world loves a story as it does a lover. It is small wonder then that stories have been told since man walked erect and long before transmitted records. Fiction, a conveniently broad term to cover all manner of story-telling, is a hoary thing and within historical limits we can but get a glimpse of its activity. Because it is so diverse a thing, it may be regarded in various ways: as a literary form, a social manifestation, a comment upon life. Main emphasis in this book is placed upon its recent development on English soil under the more restrictive name of Novel; and it is the intention, in tracing the work of representative novel writers, to show how the Novel has become in some sort a special modern mode of expression and of opinion, truly reflective of the Zeitgeist.

The social and human element in a literary phenomenon is what gives general interest and includes it as part of the culturgeschichte of a people. This interest is as far removed from that of the literary specialist taken up with questions of morphology and method, as it is from the unthinking rapture of the boarding-school Miss who finds a current book "perfectly lovely," and skips intrepidly to the last page to see how it is coming out. Thoughtful people are coming to feel that fiction is only frivolous when the reader brings a frivolous mind or makes a frivolous choice. While it will always be legitimate to turn to fiction for innocent amusement, since the peculiar property of all art is to give pleasure, the day has been reached when it is recognized as part of our culture to read good fiction, to realize the value and importance of the Novel in modern education; and conversely, to reprimand the older, narrow notion that the habit means self-indulgence and a waste of time. Nor can we close our eyes to the tyrannous domination of fiction to-day, for good or bad. It has worn seven-league boots of progress the past generation. So early as 1862, Sainte-Beuve declared in conversation: "Everything is being gradually merged into the novel. There is such a vast scope and the form lends itself to everything." Prophetic words, more than fulfilled since they were spoken.

Of the three main ways of story-telling, by the epic poem, the drama and prose fiction, the epic seems to be the oldest; poetry, indeed, being the natural form of expression among primitive peoples.

The comparative study of literature shows that so far as written records go, we may not surely ascribe precedence in time either to fiction or the drama. The testimony varies in different nations. But if the name fiction be allowed for a Biblical narrative like the Book of Ruth, which in the sense of imaginative and literary handling of historical material it certainly is, the great antiquity of the form may be conceded. Long before the written or printed word, we may safely say, stories were recited in Oriental deserts, yarns were spun as ships heaved over the seas, and sagas spoken beside hearth fires far in the frozen north. Prose narratives, epic in theme or of more local import, were handed down from father to son, transmitted from family to family, through the exercise of a faculty of memory that now, in a day when labor-saving devices have almost atrophied its use, seems well nigh miraculous. Prose story-telling, which allows of ample description, elbow room for digression, indefinite extension and variation from the original kernel of plot, lends itself admirably to the imaginative needs of humanity early or late.

With the English race, fiction began to take con-structural shape and definiteness of purpose in Elizabethan days. Up to the sixteenth century the tales were either told in verse, in the epic form of Beowulf or in the shrunken epic of a thirteenth century ballad like "King Horn"; in the verse narratives of Chaucer or the poetic musings of Spenser. Or else they were a portion of that prose romance of chivalry which was vastly cultivated in the middle ages, especially in France and Spain, and of which we have a doughty exemplar in the Morte D'Arthur, which dates nearly a century before Shakspere's day. Loose construction and no attempt to deal with the close eye of observation, characterize these earlier romances, which were in the main conglomerates of story using the double appeal of love and war.

But at a time when the drama was paramount in popularity, when the young Shakspere was writing his early comedies, fiction, which was in the fulness of time to conquer the play form as a popular vehicle of story-telling, began to rear its head. The loosely constructed, rambling prose romances of Lyly of euphuistic fame, the prose pastorals of Lodge from which model Shakspere made his forest drama, "As You Like It," the picaresque, harum-scarum story of adventure, "Jack Wilton," the prototype of later books like "Gil Blas" and "Robinson Crusoe,"—these were the early attempts to give prose narration a closer knitting, a more organic form.

But all such tentative striving was only preparation; fiction in the sense of more or less formless prose narration, was written for about two centuries without the production of what may be called the

Novel in the modern meaning of the word. The broader name fiction may properly be applied, since, as we shall see, all novels are fiction, but all fiction is by no means Novels. The whole development of the Novel, indeed, is embraced within little more than a century and a half; from the middle of the eighteenth century to the present time. The term Novel is more definite, more specific than the fiction out of which it evolved; therefore, we must ask ourselves wherein lies the essential difference. Light is thrown by the early use of the word in critical reference in English. In reading the following from Steele's "Tender Husband," we are made to realize that the stark meaning of the term implies something new: social interest, a sense of social solidarity: "Our amours can't furnish out a Romance; they'll make a very pretty Novel."

This clearly marks a distinction: it gives a hint as to the departure made by Richardson in 1742, when he published "Pamela." It is not strictly the earliest discrimination between the Novel and the older romance; for the dramatist Congreve at the close of the seventeenth century shows his knowledge of the distinction. And, indeed, there are hints of it in Elizabethan criticism of such early attempts as those of Lyly, Nast, Lodge and others. Moreover, the student of criticism as it deals with the Novel must also expect to meet with a later confusion of nomenclature; the word being loosely applied to any type of prose fiction in contrast with the short story or tale. But here, at an early date, the severance is plainly indicated between the study of contemporary society and the elder romance of heroism, supernaturalism, and improbability. It is a difference not so much of theme as of view-point, method and intention.

For underlying this attempt to come closer to humanity through the medium of a form of fiction, is to be detected an added interest in personality for its own sake. During the eighteenth century, commonly described as the Teacup Times, an age of powder and patches, of etiquette, epigram and surface polish, there developed a keener sense of the value of the individual, of the sanctity of the ego, a faint prelude to the note that was to become so resonant in the nineteenth century, sounding through all the activities of man. Various manifestations in the civilization of Queen Anne and the first Georges illustrate the new tendency.

One such is the coffee house, prototype of the bewildering club life of our own day. The eighteenth century coffee house, where the men of fashion and affairs foregathered to exchange social news over their glasses, was an organization naturally fostering altruism; at least, it tended to cultivate a feeling for social relations.

Again, the birth of the newspaper with the Spectator Papers in the early years of the century, is another such sign of the times: the newspaper being one of the great social bonds of humanity, for good or bad, linking man to man, race to race in the common, well-nigh instantaneous nexus of sympathy. The influence of the press at the time of a San Francisco or Messina horror is apparent to all; but its effect in furnishing the psychology of a business panic is perhaps no less potent though not so obvious. When Addison and Steele began their genial conversations thrice a week with their fellow citizens, they little dreamed of the power they set a-going in the world; for here was the genesis of modern journalism. And whatever its abuses and degradations, the fourth estate is certainly one of the very few widely operative educational forces to-day, and has played an important part in spreading the idea of the brotherhood of man.

That the essay and its branch form, the character sketch, both found in the Spectator Papers, were contributory to the Novel's development, is sure. The essay set a new model for easy, colloquial speech: just the manner for fiction which was to report the accent of contemporary society in its average of utterance. And the sketch, seen in its delightful efflorescence in the Sir Roger De Coverly papers series by Addison, is fiction in a sense: differing therefrom in its slighter framework, and the aim of the writer, which first of all is the delicate delineation of personality, not plot and the study of the social complex. There is the absence of plot which is the natural outcome of such lack of story interest. A wide survey of the English essay from its inception with Bacon in the early seventeenth century will impress the inquirer with its fluid nature and natural outflow into full-fledged fiction. The essay has a way, as Taine says, of turning "spontaneously to fiction and portraiture." And as it is difficult, in the light of evolution, to put the finger on the line separating man from the lower order of animal life, so is it difficult sometimes to say just where the essay stops and the Novel begins. There is perhaps no hard-and-fast line.

Consider Dr. Holmes' "Autocrat of the Breakfast Table," for example; is it essay or fiction? There is a definite though slender story interest and idea, yet since the framework of story is really for the purpose of hanging thereon the genial essayist's dissertations on life, we may decide that the book is primarily essay, the most charmingly personal, egoistic of literary forms. The essay "slightly dramatized," Mr. Howells happily characterizes it. This form then must be reckoned with in the eighteenth century and borne in mind as contributory all along in the subsequent development, as we try to get a clear idea of the qualities which demark and limit the Novel.

Again, the theater was an institution doing its share to knit social feeling; as indeed it had been in Elizabethan days: offering a place where many might be moved by the one thought, the one emotion, personal variations being merged in what is now called mob psychology, a function for centuries also exercised by the Church. Nor should the function of the playhouse as a visiting-place be overlooked.

So too the Novel came to express most inclusively among the literary forms this more vivid realization of meum and tuum; the worth of me and my intricate and inevitable relations to you, both of us caught in the coils of that organism dubbed society, and willingly, with no Rousseau-like desire to escape and set up for individualists. The Novel in its treatment of personality began to teach that the stone thrown into the water makes circles to the uttermost bounds of the lake; that the little rift within the lute makes the whole music mute; that we are all members of the one body. This germinal principle was at root a profoundly true and noble one; it serves to distinguish modern fiction philosophically from all that is earlier, and it led the late Sidney Lanier, in the well-known book on this subject, to base the entire development upon the working out of the idea of personality. The Novel seems to have been the special literary instrument in the eighteenth century for the propagation of altruism; here lies its deepest significance. It was a baptism which promised great things for the lusty young form.

We are now ready for a fair working definition of the modern Novel. It means a study of contemporary society with an implied sympathetic interest, and, it may be added, with special reference to love as a motor force, simply because love it is which binds together human beings in their social relations.

This aim sets off the Novel in contrast with past fiction which exhibits a free admixture of myth and marvel, of creatures human, demi-human and supernatural, with all time or no time for the enactment of its events. The modern story puts its note of emphasis upon character that is contemporary and average; and thus makes a democratic appeal against that older appeal which, dealing with exceptional personages—kings, leaders, allegorical abstractions—is naturally aristocratic.

There was something, it would appear, in the English genius which favored a form of literature—or modification of an existing form—allowing for a more truthful representation of society, a criticism (in the Arnoldian sense) of the passing show. The elder romance finds its romantic effect, as a rule, in the unusual, the strange and abnormal aspects of life, not so much seen of the eye as imagined of the mind or fancy. Hence, romance is historically contrasted with reality, with many unfortunate results when we come to its modern applications. The issue has been a Babel-like mixture of terms.

Or when the bizarre or supernatural was not the basis of appeal, it was found in the sickly and absurd treatment of the amatory passion, quite as far removed from the every-day experience of normal human nature. It was this kind of literature, with the French La Calprenede as its high priest, which my Lord Chesterfield had in mind when he wrote to his son under date of 1752, Old Style: "It is most astonishing that there ever could have been a people idle enough to write such endless heaps of the same stuff. It was, however, the occupation of thousands in the last century; and is still the private though disavowed amusement of young girls and sentimental ladies." The chief trait of these earlier fictions, besides their mawkishness, is their almost incredible long-windedness; they have the long breath, as the French say; and it may be confessed that the great, pioneer eighteenth century novels, foremost those of Richardson, possess a leisureliness of movement which is an inheritance of the romantic past when men, both fiction writers and readers, seem to have Time; they look back to Lyly, and forward (since history repeats itself here), to Henry James. The condensed, breathless fiction of a Kipling is the more logical evolution.

Certainly, the English were innovators in this field, exercising a direct and potent influence upon foreign fiction, especially that of France and Germany; it is not too much to say, that the novels of Richardson and Fielding, pioneers, founders of the English Novel, offered Europe a type. If one reads the French fictionists before Richardson—Madame de La Fayette, Le Sage, Prevost and Rousseau—one speedily discovers that they did not write novels in the modern sense; the last named took a cue from Richardson, to be sure, in his handling of sentiment, but remained an essayist, nevertheless. And the greater Goethe also felt and acknowledged the Englishman's example. Testimonies from the story-makers of other lands are frequent to the effect upon them of these English pioneers of fiction. It will be seen from this brief statement of the kind of fiction essayed by the founders of the Novel, that their tendency was towards what has come to be called "realism" in modern fiction literature. One uses this sadly overworked term with a certain sinking of the heart, yet it seems unavoidable. The very fact that the words "realism" and "romance" have become so hackneyed in critical parlance, makes it sure that they indicate a genuine distinction. As the Novel has developed, ramified and taken on a hundred guises of manifestation, and as criticism has striven to keep pace with such a growth, it is not strange that a confusion of nomenclature should have arisen. But underneath whatever misunderstandings, the original distinction is clear enough and useful to make: the modern Novel in its beginning did introduce a more truthful representation of human life than had obtained in the romantic fiction deriving from the medieval stories. The term "realism" as first applied was suitably descriptive; it is only with the subsequent evolution that so simple a word has taken on subtler shades and esoteric implications.

It may be roundly asserted that from the first the English Novel has stood for truth; that it has grown on the whole more truthful with each generation, as our conception of truth in literature has been widened and become a nobler one. The obligation of literature to report life has been felt with increasing sensitiveness. In the particulars of appearance, speech, setting and action the characters of English fiction to-day produce a semblance of life which adds tenfold to its power. To compare the dialogue of modern masters like Hardy, Stevenson, Kipling and Howells with the best of the earlier writers serves to bring the assertion home; the difference is immense; it is the difference between the idiom of life and the false-literary tone of imitations of life which, with all their merits, are still self-conscious and inapt And as the earlier idiom was imperfect, so was the psychology; the study of motives in relation to action has grown steadily broader, more penetrating; the rich complexity of human beings has been recognized more and more, where of old the simple assumption that all mankind falls into the two great contrasted groups of the good and the bad, was quite sufficient. And, as a natural outcome of such an easy-going philosophy, the study of life was rudimentary and partial; you could always tell how the villain would jump and were comfortable in the assurance that the curtain should ring down upon "and so they were married and lived happily ever afterwards."

In contrast, to-day human nature is depicted in the Novel as a curious compound of contradictory impulses and passions, and instead of the clear-cut separation of the sheep and the goats, we look forth upon a vast, indiscriminate horde of humanity whose color, broadly surveyed, seems a very neutral gray—neither deep black nor shining white. The white-robed saint is banished along with the devil incarnate; those who respect their art would relegate such crudities to Bowery melodrama. And while we may allow an excess of zeal in this matter, even a confusion of values, there can be no question that an added dignity has come to the Novel in these latter days, because it has striven with so much seriousness of purpose to depict life in a more interpretative way. It has seized for a motto the Veritas nos liberavit of the ancient philosopher. The elementary psychology of the past has been transferred to the stage drama, justifying Mr. Shaw's description of it as "the last sanctuary of unreality." And even in the theater, the truth demanded in fiction for more than a century, is fast finding a place, and play-making, sensitive to the new desire, is changing in this respect before our eyes.

However, with the good has come evil too. In the modern seeking for so-called truth, the nuda veritas has in some hands become shameless as well—a fact amply illustrated in the following treatment of principles and personalities.

The Novel in the hands of these eighteenth century writers also struck a note of the democratic—a note that has sounded ever louder until the present day, when fiction is by far the most democratic of the literary forms (unless we now must include the drama in such a designation). The democratic ideal has become at once an instinct, a principle and a fashion. Richardson in his "Pamela" did a revolutionary thing in making a kitchen wench his heroine; English fiction had previously assumed that for its polite audience only the fortunes of Algernon and Angelina could be followed decorously and give fit pleasure. His innovation, symptomatic of the time, by no means pleased an aristocratic on-looker like Lady Mary Wortley Montagu, who wrote to a friend: "The confounding of all ranks and making a jest of order has long been growing in England; and I perceive by the books you sent me, has made a very considerable progress. The heroes and heroines of the age are cobblers and kitchen wenches. Perhaps you will say, I should not take my ideas of the manners of the times from such trifling authors; but it is more truly to be found among them, than from any historian; as they write merely to get money, they always fall into the notions that are most acceptable to the present taste. It has long been the endeavor of our English writers to represent people of quality as the vilest and silliest part of the nation, being (generally) very low-born themselves"—a quotation deliciously commingled of prejudice and worldly wisdom.

But Richardson, who began his career by writing amatory epistles for serving maids, realized (and showed his genius thereby), that if the hard fortunes and eventful triumph of the humble Pamela could but be sympathetically portrayed, the interest on the part of his aristocratic audience was certain to follow—as the sequel proved.

He knew that because Pamela was a human being she might therefore be made interesting; he adopted, albeit unconsciously, the Terentian motto that nothing human should be alien from the interests of his readers. And as the Novel developed, this interest not only increased in intensity, but ever spread until it depicted with truth and sympathy all sorts and conditions of men. The typical novelist to-day prefers to leave the beaten highway and go into the by-ways for his characters; his interest is with the humble of the earth, the outcast and alien, the under dog in the social struggle. It has become well-nigh a fashion, a fad, to deal with these picturesque and once unexploited elements of the human passion-play.

This interest does not stop even at man; influenced by modern conceptions of life, it overleaps the line of old supposed to be impassable, and now includes the lower order of living things: animals have come into their own and a Kipling or a London gives us the psychology of brutekind as it has never been drawn before—from the view-point of the animal himself. Our little brothers of the air, the forest and the field are depicted in such wise that the world returns to a feeling which swelled the heart of St. Francis centuries ago, as he looked upon the birds he loved and thus addressed them:

"And he entered the field and began to preach to the birds which were on the ground; and suddenly those which were in the trees came to him and as many as there were they all stood quietly until Saint Francis had done preaching; and even then they did not depart until such time as he had given them his blessing; and St. Francis, moving among them, touched them with his cape, but not one moved."

It is because this modern form of fiction upon which we fix the name Novel to indicate its new features has seized the idea of personality, has stood for truth and grown ever more democratic, that it has attained to the immense power which marks it at the present time. It is justified by historical facts; it has become that literary form most closely revealing the contours of life, most expressive of its average experience, most sympathetic to its heart-throb. The thought should prevent us from regarding it as merely the syllabub of the literary feast, a kind of after-dinner condiment. It is not necessary to assume the total depravity of current taste, in order to account for the tyranny of this latest-born child of fiction. In the study of individual writers and developing schools and tendencies, it will be well to keep in mind these underlying principles of growth: personality, truth and democracy; a conception sure to provide the story-maker with a new function, a new ideal. The distinguished French critic Brunetiere has said: "The novelist in reality is nothing more than a witness whose evidence should rival that of the historian in precision and trustworthiness. We look to him to teach us literally to see. We read his novels merely with a view to finding out in them those aspects of existence which escape us, owing to the very hurry and stir of life, an attitude we express by saying that for a novel to be recognized as such, it must offer an historical or documentary value, a value precise and determined, particular and local, and as well, a general and lasting psychologic value or significance."

It may be added, that while in the middle eighteenth century the novel-writing was tentative and hardly more than an avocation, at the end of the nineteenth, it had become a fine art and a profession. It did not occur to Richardson, serious-minded man that he was, that he was formulating a new art canon for fiction. Indeed, the English author takes himself less and less seriously as we go back in time. It was bad form to be literary when Voltaire visited Congreve and found a fine gentleman where he sought a writer of genius: complaining therefore that fine gentlemen came cheap in Paris; what he wished to see was the creator of the great comedies. In the same fashion, we find Horace Walpole, who dabbled in letters all his days and made it really his chief interest, systematically underrating the professional writers of his day, to laud a brilliant amateur who like himself desired the plaudits of the game without obeying its exact rules. He looked askance at the fiction-makers Richardson and Fielding, because they did not move in the polite circles frequented by himself.

The same key is struck by lively Fanny Burney in reporting a meeting with a languishing lady of fashion who had perpetrated a piece of fiction with the alarming title of "The Mausoleum of Julia": "My sister intends, said Lady Say and Sele, to print her Mausoleum, just for her own friends and acquaintances."

"Yes? said Lady Hawke, I have never printed yet."

And a little later, the same spirit is exhibited by Jane Austen when Madame de Sevigne sought her: Miss Austen suppressed the story-maker, wishing to be taken first of all for what she was: a country gentlewoman of unexceptionable connections. Even Walter Scott and Byron plainly exhibit this dislike to be reckoned as paid writers, men whose support came by the pen. In short, literary professionalism reflected on gentility. We have changed all that with a vengeance and can hardly understand the earlier sentiment; but this change of attitude has carried with it inevitably the artistic advancement of modern fiction. For if anything is certain it is that only professional skill can be relied upon to perfect an art form. The amateur may possess gift, even genius; but we must look to the professional for technique.

One other influence, hardly less effective in molding the Novel than those already touched upon, is found in the increasing importance of woman as a central) factor in society; indeed, holding the key to the social situation. The drama of our time, in so frequently making woman the protagonist of the piece, testifies, as does fiction, to this significant fact: woman, in the social and economic readjustment that has come to her, or better, which she is still undergoing, has become so much more dominant in her social relations, that any form of literature truthfully mirroring the society of the modern world must regard her as of potent efficiency. And this is so quite apart from the consideration that women make up to-day the novelist's largest audience, and that, moreover, the woman writer of fiction is in numbers and popularity a rival of men.

It would scarcely be too much to see a unifying principle in the evolution of the modern Novel, in the fact that the first example in the literature was Pamela, the study of a woman, while in representative latter-day studies like "Tess of the D'Urbervilles," "The House of Mirth," "Trilby" and "The Testing of Diana Mallory" we again have studies of women; the purpose alike in time past or present being to fix the attention upon a human being whose fate is sensitively, subtly operative for good or ill upon a society at large. It is no accident then, that woman is so often the central figure of fiction: it means more than that, love being the solar passion of the race, she naturally is involved. Rather does it mean fiction's recognition of her as the creature of the social biologist, exercising her ancient function amidst all the changes and shifting ideas of successive generations. Whatever her superficial changes under the urge of the time-spirit, Woman, to a thoughtful eye, sits like the Sphinx above the drifting sands, silent, secret, powerful and obscure, bent only on her great purposive errand whose end is the bringing forth of that Overman who shall rule the world. With her immense biologic mission, seemingly at war with her individual career, and destructive apparently of that emancipation which is the present dream of her champions, what a type, what a motive this for fiction, and in what a manifold and stimulating way is the Novel awakening to its high privilege to deal with such material. In this view, having these wider implications in mind, the role of woman in fiction, so far from waning, is but just begun.

This survey of historical facts and marshaling of a few important principles has prepared us, it may be hoped, for a clearer comprehension of the developmental details that follow. It is a complex growth, but one vastly interesting and, after all, explained by a few, great substructural principles: the belief in personality, democratic feeling, a love for truth in art, and a realization of the power of modern Woman. The Novel is thus an expression and epitome of the society which gave it birth.

Masters of the English Novel: A Study of Principles and Personalities

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