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The Revolution

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Born in 1473 into a prosperous family in Torun, on the banks of the Vistula in modern-day Poland, Copernicus was elected a canon at the cathedral chapter of Frauenburg, largely thanks to the influence of his uncle Lucas, who was Bishop of Ermland. Having studied law and medicine in Italy, his main duty as canon was to act as physician and secretary to Lucas. These were not onerous responsibilities, and Copernicus was free to dabble in various activities in his spare time. He became an expert economist and advisor on currency reform, and even published his own Latin translations of the obscure Greek poet Theophylactus Simocattes.

However, Copernicus’s greatest passion was astronomy, which had interested him ever since he had bought a copy of the Alphonsine Tables as a student. This amateur astronomer would grow increasingly obsessed with studying the motion of the planets, and his ideas would eventually make him one of the most important figures in the history of science.

Surprisingly, all Copernicus’s astronomical research was contained in just 11/2 publications. Even more surprising, these 11/2 publications were hardly read during his lifetime. The 1/2 refers to his first work, the Commentariolus (‘Little Commentary’), which was handwritten, never formally published and circulated only among a few people in roughly 1514. Nevertheless, in just twenty pages Copernicus shook the cosmos with the most radical idea in astronomy for over one thousand years. At the heart of his pamphlet were the seven axioms upon which he based his view of the universe:

1. The heavenly bodies do not share a common centre.

2. The centre of the Earth is not the centre of the universe.

3. The centre of the universe is near the Sun.

4. The distance from the Earth to the Sun is insignificant compared with the distance to the stars.

5. The apparent daily motion of the stars is a result of the Earth’s rotation on its own axis.

6. The apparent annual sequence of movements of the Sun is a result of the Earth’s revolution around it. All the planets revolve around the Sun.

7. The apparent retrograde motion of some of the planets is merely the result of our position as observer on a moving Earth.

Copernicus’s axioms were spot on in every respect. The Earth does spin, the Earth and the other planets do go around the Sun, this does explain the retrograde planetary orbits, and failure to detect any stellar parallax was due to the remoteness of the stars. It is not clear what motivated Copernicus to formulate these axioms and break with the traditional world-view, but perhaps he was influenced by Domenico Maria de Novara, one of his professors in Italy. Novara was sympathetic to the Pythagorean tradition, which was at the root of Aristarchus’ philosophy, and it was Aristarchus who had first posited the Sun-centred model 1,700 years earlier.

The Commentariolus was a manifesto for an astronomical mutiny, an expression of Copernicus’s frustration and disillusionment with the ugly complexity of the ancient Ptolemaic model. Later he would condemn the makeshift nature of the Earth-centred model: ‘It is as though an artist were to gather the hands, feet, head and other members for his images from diverse models, each part excellently drawn, but not related to a single body, and since they in no way match each other, the result would be a monster rather than a man.’ Nevertheless, despite its radical contents, the pamphlet caused no ripples among the intellectuals of Europe, partly because it was read by so few people and partly because its author was a minor canon working on the fringes of Europe.

Copernicus was not dismayed, for this was only the start of his efforts to transform astronomy. After his uncle Lucas died in 1512 (having quite possibly been poisoned by the Teutonic Knights, who had described him as ‘the devil in human shape’), he had even more time to pursue his studies. He moved to Frauenburg Castle, set up a small observatory and concentrated on fleshing out his argument, adding in all the mathematical detail that was missing in the Commentariolus.

Copernicus spent the next thirty years reworking his Commentariolus, expanding it into an authoritative two-hundred-page manuscript. Throughout this prolonged period of research, he spent a great deal of time worrying about how other astronomers would react to his model of the universe, which was fundamentally at odds with accepted wisdom. There were often days when he even considered abandoning plans to publish his work for fear that he would be mocked far and wide. Moreover, he suspected that theologians would be wholly intolerant to what they would perceive as sacrilegious scientific speculation.

He was right to be concerned. The Church later demonstrated its intolerance by persecuting the Italian philosopher Giordano Bruno, who was part of the generation of dissenters that followed Copernicus. The Inquisition accused Bruno of eight heresies, but the existing records do not specify them. Historians think that it is likely that Bruno had offended the Church by writing On the Infinite Universe and Worlds, which argued that the universe is infinite, that stars have their own planets and that life flourishes on these other planets. When condemned to death for his crimes, he responded: ‘Perchance you who pronounce my sentence are in greater fear than I who receive it.’ On 17 February 1600, he was taken to Rome’s Campo dei Fiori (Field of Flowers), stripped naked, gagged, tied to a stake and burned to death.

Copernicus’s fear of persecution could have meant a premature end to his research, but fortunately a young German scholar from Wittenberg intervened. In 1539, Georg Joachim von Lauchen, known as Rheticus, travelled to Frauenburg to seek out Copernicus and find out more about his cosmological model. It was a brave move, because not only was the young Lutheran scholar facing an uncertain welcome in Catholic Frauenburg, but also his own colleagues were not sympathetic to his mission. The mood was typified by Martin Luther, who kept a record of dinner-table conversation about Copernicus: ‘There is talk of a new astronomer who wants to prove that the Earth moves and goes around instead of the sky, the Sun and the Moon, just as if somebody moving in a carriage or ship might hold that he was sitting still and at rest while the ground and the trees walked and moved… The fool wants to turn the whole art of astronomy upside-down.’

Luther called Copernicus ‘a fool who went against Holy Writ’, but Rheticus shared Copernicus’s unshakeable confidence that the route to celestial truth lay with science rather than Scripture. The sixty-six-year-old Copernicus was flattered by the attentions of the twenty-five-year-old Rheticus, who spent three years at Frauenburg reading Copernicus’s manuscript, providing him with feedback and reassurance in equal measure.

By 1541, Rheticus’s combination of diplomatic and astronomical skills was sufficient for him to obtain Copernicus’s blessing to take the manuscript to the printing house of Johannes Petreius in Nuremberg for publication. He had planned to stay to oversee the entire printing process, but was suddenly called away to Leipzig on urgent business, and so handed responsibility for supervising publication to a clergyman by the name of Andreas Osiander. At last, in the spring of 1543, De revolutionibus orbium cælestium (‘On the Revolutions of the Heavenly Spheres’) was finally published and several hundred copies were on their way to Copernicus.

Meanwhile, Copernicus had suffered a cerebral haemorrhage at the end of 1542, and was lying in bed, fighting to stay alive long enough to set eyes on the finished book that contained his life’s work. Copies of his treatise reached him just in time. His friend Canon Giese wrote a letter to Rheticus describing Copernicus’s plight: ‘For many days he had been deprived of his memory and mental vigour; he only saw his completed book at the last moment, on the day he died.’

Copernicus had completed his duty. His book offered the world a convincing argument in favour of Aristarchus’ Sun-centred model. De revolutionibus was a formidable treatise, but before discussing its contents it is important to address two perplexing mysteries surrounding its publication. The first of these relates to Copernicus’s incomplete acknowledgements. The introduction to De revolutionibus mentioned several people, such as Pope Paul III, the Cardinal of Capua and the Bishop of Kulm, yet there was no mention of Rheticus, the brilliant apprentice who had played the vital role of midwife to the birth of the Copernican model. Historians are baffled as to why his name was omitted and can only speculate that crediting a Protestant might have been looked upon unfavourably by the Catholic hierarchy which Copernicus was trying to impress. One consequence of this lack of acknowledgement was that Rheticus felt snubbed and would have nothing more to do with De revolutionibus after its publication.

The second mystery concerns the preface to De revolutionibus, which was added to the book without Copernicus’s consent and which effectively retracted the substance of his claims. In short, the preface undermined the rest of the book by stating that Copernicus’s hypotheses ‘need not be true or even probable’. It emphasised ‘absurdities’ within the Sun-centred model, implying that Copernicus’s own detailed and carefully argued mathematical description was nothing more than a fiction. The preface does admit that the Copernican system is compatible with observations to a reasonable degree of accuracy, but it emasculates the theory by stating that it is merely a convenient way to do calculations, rather than an attempt to represent reality. Copernicus’s original handwritten manuscript still exists, so we know that the original opening was quite different in tone from the printed preface that trivialised his work. The new preface must therefore have been inserted after Rheticus had left Frauenburg with the manuscript. This would mean that Copernicus was on his deathbed when he first read it, by which time the book had been printed and it was too late to make any changes. Perhaps it was the very sight of the preface that sent him to his grave.


Figure 10 This diagram from Copernicus’s De revolutionibus illustrates his revolutionary view of the universe. The Sun is firmly at the hub and is orbited by the planets. Earth itself is orbited by the Moon and is correctly located between the orbits of Venus and Mars.

So who wrote and inserted the new preface? The main suspect is Osiander, the clergyman who took on responsibility for publication when Rheticus left Nuremberg for Leipzig. It is likely that he believed that Copernicus would suffer persecution once his ideas became public, and he probably inserted the preface with the best of intentions, hoping that it would assuage critics. Evidence for Osiander’s concerns can be found in a letter to Rheticus in which he mentions the Aristotelians, meaning those who believed in the Earth-centred view of the world: ‘The Aristotelians and theologians will easily be placated if they are told that … the present hypotheses are not proposed because they are in reality true, but because they are the most convenient to calculate the apparent composite motions.’

But in his intended preface, Copernicus had been quite clear that he was willing to adopt a defiant stance against his critics: ‘Perhaps there will be babblers who, although completely ignorant of mathematics, nevertheless take it upon themselves to pass judgement on mathematical questions and, badly distorting some passages of Scripture to their purpose, will dare find fault with my undertaking and censure it. I disregard them even to the extent of despising their criticism as unfounded.’

Having finally plucked up the courage to publish the single most important and controversial breakthrough in astronomy since the ancient Greeks, Copernicus tragically died knowing that Osiander had misrepresented his theories as nothing more than artifice. Consequently, De revolutionibus was to vanish almost without trace for the first few decades after its publication, as neither the public nor the Church took it seriously. The first edition did not sell out, and the book was reprinted only twice in the next century. In contrast, books promoting the Ptolemaic model were reprinted a hundred times in Germany alone during the same period.

However, Osiander’s cowardly and conciliatory preface to De revolutionibus was only partly to blame for its lack of impact. Another factor was Copernicus’s dreadful writing style, which resulted in four hundred pages of dense, complex text. Worse still, this was his first book on astronomy, and the name Copernicus was not well known in European scholarly circles. This would not have been disastrous, except that Copernicus was now dead and could not promote his own work. The situation could possibly have been rescued by Rheticus, who might have championed De revolutionibus, but he had been snubbed and no longer wished to be associated with the Copernican system.

Moreover, just like Aristarchus’ original incarnation of the Sun-centred model, De revolutionibus was dismissed because the Copernican system was less accurate than Ptolemy’s Earth-centred model when it came to predicting future positions of the planets: in this respect the basically correct model was no match for its fundamentally flawed rival. There are two reasons for this strange state of affairs. First, Copernicus’s model was missing one vital ingredient, without which its predictions could never be sufficiently accurate to gain its acceptance. Second, Ptolemy’s model had achieved its degree of accuracy by tinkering with all the epicycles, deferents, equants and eccentrics, and almost any flawed model can be rescued if such fiddle-factors are introduced.

And, of course, the Copernican model was still plagued with all the problems that had led to the abandonment of Aristarchus’ Sun-centred model (see Table 2, pp. 34—5). In fact, the only attribute of the Sun-centred model that made it clearly better than the Earth-centred model was still its simplicity. Although Copernicus did toy with epicycles, his model essentially employed a simple circular orbit for each planet, whereas Ptolemy’s model was inordinately complex, with its finely tuned epicycles, deferents, equants and eccentrics for each and every planet.

Fortunately for Copernicus, simplicity is a prized asset in science, as had been pointed out by William of Occam, a fourteenth-century English Franciscan theologian who became famous during his lifetime for arguing that religious orders should not own property or wealth. He propounded his views with such fervour that he was run out of Oxford University and had to move to Avignon in the south of France, from where he accused Pope John XII of heresy. Not surprisingly, he was excommunicated. After succumbing to the Black Death in 1349, Occam became famous posthumously for his legacy to science, known as Occam’s razor, which holds that if there are two competing theories or explanations, then, all other things being equal, the simpler one is more likely to be correct. Occam put it thus: pluralitas non est ponenda sine necessitate (‘plurality should not be posited without necessity’).

Imagine, for instance, that after a stormy night you come across two fallen trees in the middle of a field, and there is no obvious sign of what caused them to fall. The simple hypothesis would be that the trees were blown over by the storm. A more complicated hypothesis might be that two meteorites simultaneously arrived from outer space, each ricocheting off one tree, felling the trees in the process, and then the meteorites collided head on with each other and vaporised, thereby accounting for the lack of any material evidence. Applying Occam’s razor, you decide that the storm, rather than the twin meteorites, is the more likely explanation because it is the simpler one. Occam’s razor does not guarantee the right answer, but it does usually point us towards the correct one. Doctors often rely on Occam’s razor when diagnosing an illness, and medical students are advised: ‘When you hear hoof beats, think horses, not zebras.’ On the other hand, conspiracy theorists despise Occam’s razor, often rejecting a simple explanation in favour of a more convoluted and intriguing line of reasoning.

Occam’s razor favoured the Copernican model (one circle per planet) over the Ptolemaic model (one epicycle, deferent, equant and eccentric per planet), but Occam’s razor is only decisive if two theories are equally successful, and in the sixteenth century the Ptolemaic model was clearly stronger in several ways; most notably, it made more accurate predictions of planetary positions. So the simplicity of the Sun-centred model was considered irrelevant.

And for many people the Sun-centred model was still too radical even to be contemplated, so much so that Copernicus’s work may have resulted in a new meaning for an old word. One etymological theory claims that the word ‘revolutionary’, referring to an idea that is completely counter to conventional wisdom, was inspired by the title of Copernicus’s book, ‘On the Revolutions of the Heavenly Spheres’. And as well as revolutionary, the Sun-centred model of the universe also seemed completely impossible. This is why the word köpperneksch, based on the German form of Copernicus, has come to be used in northern Bavaria to describe an unbelievable or illogical proposition.

All in all, the Sun-centred model of the universe was an idea ahead of its time, too revolutionary, too unbelievable and still too inaccurate to win any widespread support. De revolutionibus sat on a few bookshelves, in a few studies, and was read by just a few astronomers. The idea of a Sun-centred universe had first been suggested by Aristarchus in the fifth century BC, but it was ignored; now it had been reinvented by Copernicus, and it was being ignored again. The model would go into hibernation, waiting for somebody to resuscitate it, examine it, refine it and find the missing ingredient that would prove to the rest of the world that the Copernican model of the universe was the true picture of reality. Indeed, it would be left to the next generation of astronomers to find the evidence that would show that Ptolemy was wrong and that Aristarchus and Copernicus were right.

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