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2.2 Aperture Stops, Chief, and Marginal Rays

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This principle is illustrated in Figure 2.1 which shows an object together with a corresponding aperture stop. Note that the centre of the aperture stop corresponds to the intersection of its plane with the optical axis.

The aperture stop plays an important role in image formation and the analysis of optical systems. There are a number of important definitions relating to the aperture stop and its location. Of key significance is the chief ray which is a ray that that emanates from the object and intersects the plane of the aperture stop at its centre located at the optical axis. The angle, θ, that this ray makes with respect to the optical axis is known as the field angle. Another ray of critical importance is the marginal ray that emanates from the point where the object plane intersects the optic axis and strikes the edge of the aperture. The angle, Δ, the marginal ray makes with the axis effectively defines the size of the half angle of the cone of light emerging from a single on-axis point at the object plane and admitted by the aperture stop. The size of the aperture stop may be described either by its physical size or by the angle subtended. In the latter case, one of the most common ways of describing the aperture of an optical system is in terms of the numerical aperture (NA). The numerical aperture, is the product of the local refractive index, n, and the sine of the marginal ray angle, Δ.


Figure 2.1 Aperture stop.

(2.1)

A system with a large numerical aperture, allows more light to be collected. Such a system, with a high numerical aperture is said to be ‘fast’. This terminology has its origins in photography, where the efficient collection of light using wide apertures enabled the use of short exposure times. An alternative convention exists for describing the relative size of the aperture, namely the f-number. For a lens system, the f-number, N, is given as the ratio of the lens focal length to the aperture diameter:

(2.2)

This f-number is actually written as f/N. That is to say, a lens with a focal ratio of 10 is written as f/10. The f-number has an inverse relationship to the numerical aperture and is based on the stop diameter rather than its radius. For small angles, where sinΔ = Δ, then the following relationship between the f-number and numerical aperture applies:

(2.3)

In this narrative, it is assumed that the aperture is a circular aperture, with an entire, unobstructed circular area providing access for the rays. In the majority of cases, this description is entirely accurate. However, in certain cases, this circular aperture may be partly obscured by physical or mechanical hardware supporting the optics or by holes in reflective optics. Such features are referred to as obscurations.

At this stage, it is important to emphasise the tension between fulfilment of the paraxial approximation and collection of more light. A ‘fast’ lens design naturally collects more light, but compromises the paraxial approximation and adds to the burden of complexity in lens and optical design. This inherent contradiction is explored in more detail in subsequent chapters.


Figure 2.2 Location of entrance and exit pupils.

Optical Engineering Science

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