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The Investiture Controversy

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A tumultuous crowd of Roman citizens and clergy raised Hildebrand to the papacy during the funeral solemnities for Pope Alexander II on April 22, 1073. He was enthroned immediately in the basilica of San Pietro in Vincoli even though he was not ordained a priest until June 29, the feast day of the apostles Peter and Paul, the patron saints of the Apostolic See and the city of Rome. Hildebrand’s elevation by the combination of citizens and clergy was a hostile reaction to the reordering of the papal election ordered at the 1059 Lateran Council, which had given the cardinal-bishops the leading voice in papal elections. The Roman people and clergy had been disenfranchised by the order, which thus ended the domination of the papacy by various Roman factions. Hildebrand’s election, however, followed the ancient rules that had been prominently upheld in the canonical collection of Deusdedit, cardinal-priest of San Pietro in Vincoli.

Hildebrand took the name Gregory in memory of Gregory I, whose writings greatly influenced him. Gregory VII interpreted his election as a special call by God to continue unhesitatingly the fight for what he described as iustitia (“justice”), meaning the restoration of the church to what Gregory and his collaborators saw as its proper place in the world order. Indeed, they intended to revive the church’s ancient splendor and unquestioned leadership as instituted by Christ when he founded the church on the rock that was St. Peter (Matthew 16:18). Gregory was convinced that the pope was the living successor and representative of St. Peter. Because of this link, the pope, and he alone, would always remain a true Christian, never deviating from the faith and always cognizant of the will of God. Therefore, all Christians owed him absolute and unquestioned obedience. Disobedience was regarded as heresy, and obedience to God became obedience to the papacy.

Gregory linked the battle against simony and for clerical celibacy...chief characteristics of 11th-century ecclesiastical reform...with a marked emphasis on the papal primacy, a concept based on the primacy of the Roman church, which at the time of Leo IX in 1054 led to the break in diplomatic relations between Rome and Constantinople. Papal primacy included the subordination of all secular governments to papal authority as long as they were Christian, but it applied first of all to the ecclesiastical hierarchy. Gregory’s chancery revived and strengthened an oath of obedience that was required of all archbishops and bishops. Outranking every local authority, his legates intervened freely in internal diocesan affairs throughout Latin Christendom. Bishops had traditionally governed their dioceses more or less independently, and the changes introduced and systematized by Gregory VII were most unwelcome among all ranks of the clergy, including the highborn bishops, especially in Germany. The lower clergy in France and Germany also rebelled, but in this case against draconian decrees designed to enforce priestly celibacy.

On the basis of decisions by Leo IX and the Lateran synod of 1059, Gregory did not hesitate to call for popular rebellions against disobedient bishops that flew in the face of ancient canon law prohibiting inferiors (especially laymen but also clergy of a lower rank) from judging or accusing their superiors. Gregory created havoc in the French church when he established a new dignity, the primacy of Lyons, subjecting the prominent archbishops of Sens, Rouen, and Tours to its authority. Only the archbishop of Tours, a close friend of Gregory VII, willingly recognized the new “primate,” Hugh of Die. In general, Gregory insisted that canon law should be upheld, but he also ascribed to the pope alone the right to issue new laws if required by contemporary needs.

In the case of the primate of Lyons, Gregory was misled by a collection of canon law (Pseudo-Isidorian Decretals) which, unknown to him, had been forged in the 9th century. This forgery had introduced the concept of primate, with poorly defined functions designed to protect bishops from interference by their superiors, the archbishops. Gregory VII used it in an attempt to supervise the French bishops constantly and more closely, for the primate of Lyons also served as his standing legate. Not surprisingly, Gregory’s regimen aroused opposition and hostility among bishops in northern Italy and Germany especially, but also in France. On the other hand, a large extent of the English church was left to the government of William I and Archbishop Lanfranc of Canterbury.

Fortunately, Gregory’s pontificate can be evaluated not only on the basis of the often-polemical writings of his contemporaries but also in the light of a precise official source, his original register. It contains numerous letters and general notes as well as numerous excerpts from the councils that Gregory held regularly in Rome. In addition, there are charters for monasteries and bishoprics as well as his letters and conciliator decrees, which survived outside the register in the hands of their recipients or in canonical collections. Nonetheless, it is not easy to interpret this documentation because only a small percentage of his correspondence was included in the register and the selection criteria are unknown. Moreover, it was customary to supplement the most important points of a letter with oral messages.

The famous Dictatus Papae (“Dictates of the Pope”), however, is part of the register. It consists of 27 brief and pointed declarations that extol papal primacy and even includes the radical claim that the pope had the right to depose emperors. Scholars agree that Gregory was the author of these assertions and that the Dictatus strikingly reveals his unflinching vision of papal primacy, even though the sources and purpose of the Dictatus are still in dispute.

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