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ОглавлениеNOTES14
I add here a few remarks on some points which it was not convenient to discuss in the lecture.
1. We have seen that in the apprehension of sublimity we do not always employ comparison or attempt to measure. To feel a thing overwhelmingly great it is not necessary to have before the mind either the idea of something less great, or any standard of greatness. To argue that this must be necessary because ‘great’ means nothing except as opposed to ‘small,’ is like arguing that I cannot have a perception of pride without thinking of humility.
This point seems to me quite clear. But a question remains. If we go below consciousness, what is it that happens in us? The apprehension of sublimity implies that we have received an exceedingly strong impression. This as a matter of fact must mean an impression very much stronger than something else; and this something else must be, so to say, a standard with which the impression is unconsciously compared. What then is it?
Stated in the most general terms, it must apparently be the usual or average strength of impressions.
But this unconscious standard takes particular concrete forms in various classes of cases. Not seldom it seems to be our sense of our own power or of average human power. This is especially so where the thing felt to be sublime is, in the relevant respect, in eodem genere with ourselves. A sublime lion, for example, is immensely superior to us, or to the average man, in muscular force and so in dangerousness, Tourgénieff’s sparrow in courage and love, a god in all sorts of ways. And the use of this unconscious standard is probably the reason of the fact, noted in the lecture, that it is difficult to feel sublimity, as regards vital force, in a creature smaller than ourselves.
But this is not the only standard. A sublime lion is not only immensely stronger than we are, but is generally also exceptional among lions; and so with a sublime tree or bridge or thunderstorm. So that we seem also to use as unconscious standard the idea of the average of the kind to which the thing belongs. An average thunderstorm hardly seems sublime, and yet it is overwhelmingly superior to us in power.15
What, again, is the psychical machinery employed when we attempt to measure the shoreless sea, or time, and find them immeasurable? Is there any standard of the ‘usual’ here? I will leave this question to more skilled psychologists than myself.
2. Since the impression produced by sublimity is one of very exceptional strength, we are not able to feel it continuously for long, though we can repeat it after a pause. In this the sublime differs from the ‘beautiful,’ on which we like to dwell after our first surprise is over. A tragedy or symphony that was sublime from beginning to end could not be so experienced. Living among mountains, we feel their beauty more or less constantly, their sublimity only by flashes.
3. If our account of the impression produced by sublimity is true, why should not any sensation whatever produce this impression merely by gaining extraordinary strength? It seems to me it would, supposing at its normal strength it conformed to the general requirements of aesthetic experience, and supposing the requisite accession of strength did not remove this conformity. But this, in one respect at least, it would do. It would make the light, sound, smell, physiologically painful, and we should feel it as painful or even dangerous. We find this in the case of lightning. If it is to be felt as aesthetic it must not pass a certain degree of brightness; or, as we sometimes say, it must not be too ‘near.’
1 I have learned something from many discussions of this subject. In its outline the view I have taken is perhaps nearer to Hartmann’s than to any other.
2 Popular usage coincides roughly with this sense. Indeed, it can hardly be said to recognise the wider one at all. ‘Beauty’ and ‘beautiful,’ in that wider sense, are technical terms of Aesthetics. It is a misfortune that the language of Aesthetics should thus differ from the ordinary language of speech and literature; but the misfortune seems to be unavoidable, for there is no word in the ordinary language which means ‘whatever gives aesthetic satisfaction,’ and yet that idea must have a name in Aesthetics.
3 I do not mean to imply that in aesthetic apprehension itself we always, or generally, make conscious use of a standard or, indeed, think of greatness. But here we are reflecting on this apprehension.
4 Thus, it may be noticed, the sparrow’s size, which is the reverse of sublime, is yet indirectly essential to the sublimity of the sparrow.
5 The poet’s language here has done our analysis for us.
6 A word may be added here on a disputed point as to ‘spiritual’ sublimity. It has been held that intellect cannot be sublime; but surely in the teeth of facts. Not to speak of intellect as it appears in the sphere of practice, how can it be denied that the intellect of Aristotle or Shakespeare or Newton may produce the impression of sublimity? All that is true is, first, that the intellect must be apprehended imaginatively and not thought abstractly (otherwise it can produce no aesthetic impression), and, secondly, that it appears sublime in virtue not of its quality alone but of the quantity, or force, of that quality.
7 The same principle applies to other cases. If, for example, the desolation of a landscape is felt to be sublime, it is so not as the mere negation of life, verdure, etc., but as their active negation.
8 The reader will remember that in one sense of the question, Is there no more in the sublime than overwhelming greatness? this question must of course be answered in the affirmative. Sublimity is a mode of beauty: the sublime is not the overwhelmingly great, it is the beautiful which has overwhelming greatness; and it affects us through its whole nature, not by mere greatness.
9 I am warning the reader against a mistake which may arise from the complexity of aesthetic experience. We may make a broad distinction between ‘glad’ and ‘sad’ modes of beauty; but that does not coincide with the distinction of modes with which we are concerned in this lecture. What is lovely or ‘beautiful’ may be glad or sad, and so may what is grand or sublime.
10 In what follows I have spoken as if the two were always successive stages, and as if these always came in the same order. It is easier to make the matter quickly clear by taking this view, which also seemed to answer to my own experience. But I do not wish to commit myself to an opinion on the point, which is of minor importance. What is essential is to recognise the presence of the two ‘aspects’ or ‘stages,’ and to see that both are requisite to sublimity.
11 ‘Ich fühlte mich so klein, so gross,’ says Faust, remembering the vision of the Erdgeist, whom he addresses as ‘Erhabener Geist.’ He was at once overwhelmed and uplifted.
12 At least if the ‘Vision’ is sublime its sublimity is not that of the original. We can ‘discern the form thereof’ distinctly enough.
13 To avoid complication I have passed by the case where we compare the sublime thing with another thing and find it much greater without finding it immeasurably great. Here the greatness, it appears to me, is still unmeasured. That is to say, we do not attempt to determine its amount, and if we did we should lose the impression of sublimity. We may say, perhaps, that it is ten, fifty, or a million times, as great; but these words no more represent mathematical calculations than Hamlet’s ‘forty thousand brothers.’
14 I am far from being satisfied with the ideas imperfectly expressed in the first and third of these Notes, but they require more consideration than I can give to them during the printing of the Second Edition. The reader is requested to take them as mere suggestions.
15 Hence a creature much less powerful than ourselves may, I suppose, be sublime, even from the mere point of view of vital energy. But I doubt if this is so in my own case. I have seen ‘magnificent’ or ‘glorious’ cocks and cats, but if I called them ‘sublime’ I should say rather more than I feel. I mention cocks, because Ruskin somewhere mentions a sublime cock; but I cannot find the passage, and this cock may have been sublime (if it really was so to Ruskin) from some other than ‘vital’ greatness.
HEGEL’S THEORY OF TRAGEDY
HEGEL’S THEORY OF TRAGEDY1
Since Aristotle dealt with tragedy, and, as usual, drew the main features of his subject with those sure and simple strokes which no later hand has rivalled, the only philosopher who has treated it in a manner both original and searching is Hegel. I propose here to give a sketch of Hegel’s theory, and to add some remarks upon it. But I cannot possibly do justice in a sketch to a theory which fills many pages of the Aesthetik; which I must tear from its connections with the author’s general view of poetry, and with the rest of his philosophy2; and which I must try to exhibit as far as possible in the language of ordinary literature. To estimate this theory, therefore, from my sketch would be neither safe nor just—all the more because, in the interest of immediate clearness, I have not scrupled to insert without warning various remarks and illustrations for which Hegel is not responsible.
On certain characteristics of tragedy the briefest reminder will suffice. A large part of the nature of this form of drama is common to the drama in all its forms; and of this nothing need be said. It will be agreed, further, that in all tragedy there is some sort of collision or conflict—conflict of feelings, modes of thought, desires, wills, purposes; conflict of persons with one another, or with circumstances, or with themselves; one, several, or all of these kinds of conflict, as the case may be. Again, it may be taken for granted that a tragedy is a story of unhappiness or suffering, and excites such feelings as pity and fear. To this, if we followed the present usage of the term, we should add that the story of unhappiness must have an unhappy end; by which we mean in effect that the conflict must close with the death of one or more of the principal characters. But this usage of the word ‘tragedy’ is comparatively recent; it leaves us without a name for many plays, in many languages, which deal with unhappiness without ending unhappily; and Hegel takes the word in its older and wider sense.
Passing on from these admitted characteristics of tragedy, we may best approach Hegel’s peculiar view by observing that he lays particular stress on one of them. That a tragedy is a story of suffering is probably to many people the most obvious fact about it. Hegel says very little of this; partly, perhaps, because it is obvious, but more because the essential point to him is not the suffering but its cause, namely, the action or conflict. Mere suffering, he would say, is not tragic, but only the suffering that comes of a special kind of action. Pity for mere misfortune, like fear of it, is not tragic pity or fear. These are due to the spectacle of the conflict and its attendant suffering, which do not appeal simply to our sensibilities or our instinct of self-preservation, but also to our deeper mind or spirit (Geist, a word which, with its adjective, I shall translate ‘spirit,’ ‘spiritual,’ because our words ‘mind’ and ‘mental’ suggest something merely intellectual).
The reason why the tragic conflict thus appeals to the spirit is that it is itself a conflict of the spirit. It is a conflict, that is to say, between powers that rule the world of man’s will and action—his ‘ethical substance.’ The family and the state, the bond of parent and child, of brother and sister, of husband and wife, of citizen and ruler, or citizen and citizen, with the obligations and feelings appropriate to these bonds; and again the powers of personal love and honour, or of devotion to a great cause or an ideal interest like religion or science or some kind of social welfare—such are the forces exhibited in tragic action; not indeed alone, not without others less affirmative and perhaps even evil, but still in preponderating mass. And as they form the substance of man, are common to all civilised men, and are acknowledged as powers rightfully claiming human allegiance, their exhibition in tragedy has that interest, at once deep and universal, which is essential to a great work of art.
In many a work of art, in many a statue, picture, tale, or song, such powers are shown in solitary peace or harmonious co-operation. Tragedy shows them in collision. Their nature is divine, and in religion they appear as gods; but, as seen in the world of tragic action, they have left the repose of Olympus, have entered into human wills, and now meet as foes. And this spectacle, if sublime, is also terrible. The essentially tragic fact is the self-division and intestinal warfare of the ethical substance, not so much the war of good with evil as the war of good with good. Two of these isolated powers face each other, making incompatible demands. The family claims what the state refuses, love requires what honour forbids. The competing forces are both in themselves rightful, and so far the claim of each is equally justified; but the right of each is pushed into a wrong, because it ignores the right of the other, and demands that absolute sway which belongs to neither alone, but to the whole of which each is but a part.
And one reason why this happens lies in the nature of the characters through whom these claims are made. It is the nature of the tragic hero, at once his greatness and his doom, that he knows no shrinking or half-heartedness, but identifies himself wholly with the power that moves him, and will admit the justification of no other power. However varied and rich his inner life and character may be, in the conflict it is all concentrated in one point. Antigone is the determination to do her duty to her dead brother; Romeo is not a son or a citizen as well as a lover, he is lover pure and simple, and his love is the whole of him.
The end of the tragic conflict is the denial of both the exclusive claims. It is not the work of chance or blank fate; it is the act of the ethical substance itself, asserting its absoluteness against the excessive pretensions of its particular powers. In that sense, as proceeding from an absolute right which cancels claims based on right but pushed into wrong, it may be called the act of ‘eternal justice.’ Sometimes it can end the conflict peacefully, and the tragedy closes with a solution. Appearing as a divine being, the spiritual unity reconciles by some adjustment the claims of the contending powers (Eumenides); or at its bidding one of them softens its demand (Philoctetes); or again, as in the more beautiful solution of the Oedipus Coloneus, the hero by his own self-condemnation and inward purification reconciles himself with the supreme justice, and is accepted by it. But sometimes the quarrel is pressed to extremes; the denial of the one-sided claims involves the death of one or more of the persons concerned; and we have a catastrophe. The ultimate power thus appears as a destructive force. Yet even here, as Hegel insists, the end is not without an aspect of reconciliation. For that which is denied is not the rightful powers with which the combatants have identified themselves. On the contrary, those powers, and with them the only thing for which the combatants cared, are affirmed. What is denied is the exclusive and therefore wrongful assertion of their right.
Such in outline is Hegel’s main view. It may be illustrated more fully by two examples, favourites of his, taken from Aeschylus and Sophocles. Clytemnestra has murdered Agamemnon, her husband and king. Orestes, their son, is impelled by filial piety to avenge his father, and is ordered by Apollo to do so. But to kill a mother is to sin against filial piety. The spiritual substance is divided against itself. The sacred bond of father and son demands what the equally sacred bond of son and mother forbids. When, therefore, Orestes has done the deed, the Furies of his murdered mother claim him for their prey. He appeals to Apollo, who resists their claim. A solution is arrived at without a catastrophe. The cause is referred to Athene, who institutes at Athens a court of sworn judges. The votes of this court being equally divided, Athene gives her casting-vote for Orestes; while the Furies are at last appeased by a promise of everlasting honour at Athens.
In the Antigone, on the other hand, to Hegel the ‘perfect exemplar of tragedy,’ the solution is negative. The brother of Antigone has brought against his native city an army of foreigners bent on destroying it. He has been killed in the battle, and Creon, the ruler of the city, has issued an edict forbidding anyone on pain of death to bury the corpse. In so doing he not only dishonours the dead man, but violates the rights of the gods of the dead. Antigone without hesitation disobeys the edict, and Creon, despite the remonstrance of his son, who is affianced to her, persists in exacting the penalty. Warned by the prophet Teiresias, he gives way, but too late. Antigone, immured in a rocky chamber to starve, has anticipated her death. Her lover follows her example, and his mother refuses to survive him. Thus Antigone has lost her life through her absolute assertion of the family against the state; Creon has violated the sanctity of the family, and in return sees his own home laid in ruins. But in this catastrophe neither the right of the family nor that of the state is denied; what is denied is the absoluteness of the claim of each.
The danger of illustrations like these is that they divert attention from the principle illustrated to questions about the interpretation of particular works. So it will be here. I cannot stay to discuss these questions, which do not affect Hegel’s principle; but it will be well, before going further, to remove a misunderstanding of it which is generally to be found in criticisms of his treatment of the Eumenides and the Antigone. The main objection may be put thus: ‘Hegel talks of equally justified powers or claims. But Aeschylus never meant that Orestes and the Furies were equally justified; for Orestes was acquitted. Nor did Sophocles mean that Antigone and Creon were equally right. And how can it have been equally the duty of Orestes to kill his mother and not to kill her?’ But, in the first place, it is most important to observe that Hegel is not discussing at all what we should generally call the moral quality of the acts and persons concerned, or, in the ordinary sense, what it was their duty to do. And, in the second place, when he speaks of ‘equally justified’ powers, what he means, and, indeed, sometimes says, is that these powers are in themselves equally justified. The family and the state, the bond of father and son, the bond of mother and son, the bond of citizenship, these are each and all, one as much as another, powers rightfully claiming human allegiance. It is tragic that observance of one should involve the violation of another. These are Hegel’s propositions, and surely they are true. Their truth is quite unaffected by the fact (assuming it is one) that in the circumstances the act combining this observance of one and violation of another was morally right, or by the fact (if so it is) that one such act (say Antigone’s) was morally right, and another (say Creon’s) was morally wrong. It is sufficient for Hegel’s principle that the violation should take place, and that we should feel its weight. We do feel it. We may approve the act of Antigone or Orestes, but in approving it we still feel that it is no light matter to disobey the law or to murder a mother, that (as we might say) there is much justice in the pleas of the Furies and of Creon, and that the tragic effect depends upon these facts. If, again, it is objected that the underlying conflict in the Antigone is not between the family and the state, but between divine and human law, that objection, if sound, might touch Hegel’s interpretation,3 but it would not affect his principle, except for those who recognise no obligation in human law; and it will scarcely be contended that Sophocles is to be numbered among them. On the other hand, it is, I think, a matter for regret that Hegel employed such words as ‘right,’ ‘justified,’ and ‘justice.’ They do not mislead readers familiar with his writings, but to others they suggest associations with criminal law, or our everyday moral judgments, or perhaps the theory of ‘poetic justice’; and these are all out of place in a discussion on tragedy.
Having determined in outline the idea or principle of tragedy, Hegel proceeds to give an account of some differences between ancient and modern works. In the limited time at our disposal we shall do best to confine ourselves to a selection from his remarks on the latter. For in speaking of ancient tragedy Hegel, who finds something modern in Euripides, makes accordingly but little use of him for purposes of contrast, while his main point of view as to Aeschylus and Sophocles has already appeared in the illustrations we have given of the general principle. I will only add, by way of preface, that the pages about to be summarised leave on one, rightly or wrongly, the impression that to his mind the principle is more adequately realised in the best classical tragedies than in modern works. But the question whether this really was his deliberate opinion would detain us too long from weightier matters.4
Hegel considers first the cases where modern tragedy resembles ancient in dealing with conflicts arising from the pursuit of ends which may be called substantial or objective and not merely personal. And he points out that modern tragedy here shows a much greater variety. Subjects are taken, for example, from the quarrels of dynasties, of rivals for the throne, of kings and nobles, of state and church. Calderon shows the conflict of love and honour regarded as powers imposing obligations. Schiller in his early works makes his characters defend the rights of nature against convention, or of freedom of thought against prescription—rights in their essence universal. Wallenstein aims at the unity and peace of Germany; Karl Moor attacks the whole arrangement of society; Faust seeks to attain in thought and action union with the Absolute. In such cases the end is more than personal; it represents a power claiming the allegiance of the individual; but, on the other hand, it does not always or generally represent a great ethical institution or bond like the family or the state. We have passed into a wider world.
But, secondly, he observes, in regard to modern tragedy, that in a larger number of instances such public or universal interests either do not appear at all, or, if they appear, are scarcely more than a background for the real subject. The real subject, the impelling end or passion, and the ensuing conflict, is personal—these particular characters with their struggle and their fate. The importance given to subjectivity—this is the distinctive mark of modern sentiment, and so of modern art; and such tragedies bear its impress. A part at least of Hegel’s meaning may be illustrated thus. We are interested in the personality of Orestes or Antigone, but chiefly as it shows itself in one aspect, as identifying itself with a certain ethical relation; and our interest in the personality is inseparable and indistinguishable from our interest in the power it represents. This is not so with Hamlet, whose position so closely resembles that of Orestes. What engrosses our attention is the whole personality of Hamlet in his conflict, not with an opposing spiritual power, but with circumstances and, still more, with difficulties in his own nature. No one could think of describing Othello as the representative of an ethical family relation. His passion, however much nobility he may show in it, is personal. So is Romeo’s love. It is not pursued, like Posa’s freedom of thought, as something universal, a right of man. Its right, if it could occur to us to use the term at all, is Romeo’s right.
On this main characteristic of modern tragedy others depend. For instance, that variety of subject to which reference has just been made depends on it. For when so much weight is attached to personality, almost any fatal collision in which a sufficiently striking character is involved may yield material for tragedy. Naturally, again, characterisation has become fuller and more subtle, except in dramas which are more or less an imitation of the antique. The characters in Greek tragedy are far from being types or personified abstractions, as those of classical French tragedy tend to be: they are genuine individuals. But still they are comparatively simple and easy to understand, and have not the intricacy of the characters in Shakespeare. These, for the most part, represent simply themselves; and the loss of that interest which attached to the Greek characters from their identification with an ethical power, is compensated by an extraordinary subtlety in their portrayal, and also by their possession of some peculiar charm or some commanding superiority. Finally, the interest in personality explains the freedom with which characters more or less definitely evil are introduced in modern tragedy. Mephistopheles is as essentially modern as Faust. The passion of Richard or Macbeth is not only personal, like that of Othello; it is egoistic and anarchic, and leads to crimes done with a full knowledge of their wickedness; but to the modern mind the greatness of the personality justifies its appearance in the position of hero. Such beings as Iago and Goneril, almost portents of evil, are not indeed made the heroes of tragedies; but, according to Hegel, they would not have been admitted in Greek tragedy at all. If Clytemnestra had been cited in objection as a parallel to Lady Macbeth, he would have replied that Lady Macbeth had not the faintest ground of complaint against Duncan, while in reading the Agamemnon we are frequently reminded that Clytemnestra’s husband was the sacrificer of their child. He might have added that Clytemnestra is herself an example of the necessity, where one of the principal characters inspires hatred or horror, of increasing the subtlety of the drawing or adding grandeur to the evil will.
It remains to compare ancient and modern tragedy in regard to the issue of the conflict. We have seen that Hegel attributes this issue in the former to the ethical substance or eternal justice, and so accounts for such reconciliation as we feel to be present even where the end is a catastrophe. Now, in the catastrophe of modern tragedy, he says, a certain justice is sometimes felt to be present; but even then it differs from the antique justice. It is in some cases more ‘abstract’: the end pursued by the hero, though it is not egoistic, is still presented rather as his particular end than as something rightful though partial; and hence the catastrophe appears as the reaction, not of an undivided ethical totality, but merely of the universal turning against a too assertive particular.5 In cases, again, where the hero (Richard or Macbeth) openly attacks an ethical power and plunges into evil, we feel that he meets with justice, and only gets what he deserves; but then this justice is colder and more ‘criminalistic’ than that of ancient tragedy. Thus even when the modern work seems to resemble the ancient in its issue, the sense of reconciliation is imperfect. And partly for this reason, partly from the concentration of our interest on individuality as such, we desire to see in the individual himself some sort of reconciliation with his fate. What shape this will take depends, of course, on the story and the character of the hero. It may appear in a religious form, as his feeling that he is exchanging his earthly being for an indestructible happiness; or again, in his recognition of the justice of his fall; or at least he may show us that, in face of the forces that crush him to death, he maintains untouched the freedom and strength of his own will.
But there remain, says Hegel, many modern tragedies where we have to attribute the catastrophe not to any kind of justice, but to unhappy circumstances and outward accidents. And then we can only feel that the individual whose merely personal ends are thwarted by mere particular circumstances and chances, pays the penalty that awaits existence in a scene of contingency and finitude. Such a feeling cannot rise above sadness, and, if the hero is a noble soul, it may become the impression of a dreadful external necessity. This impression can be avoided only when circumstance and accident are so depicted that they are felt to coincide with something in the hero himself, so that he is not simply destroyed by an outward force. So it is with Hamlet. ‘This bank and shoal of time’ is too narrow for his soul, and the death that seems to fall on him by chance is also within him. And so in Romeo and Juliet we feel that the rose of a love so beautiful is too tender to bloom in the storm-swept valley of its birth. But such a feeling of reconciliation is still one of pain, an unhappy blessedness.6 And if the situation displayed in a drama is of such a kind that we feel the issue to depend simply on the turn the dramatist may choose to give to the course of events, we are fully justified in our preference for a happy ending.
In this last remark (or rather in the pages misrepresented by it) Hegel, of course, is not criticising Shakespeare. He is objecting to the destiny-dramas of his own time, and to the fashionable indulgence in sentimental melancholy. Strongly as he asserted the essential function of negation throughout the universe, the affirmative power of the spirit, even in its profoundest divisions, was for him the deepest truth and the most inspiring theme. And one may see this even in his references to Shakespeare. He appreciated Shakespeare’s representation of extreme forms of evil, but, even if he was fully satisfied of its justification, his personal preference lay in another direction, and while I do not doubt that he thought Hamlet a greater work than Iphigenie, I suspect he loved Goethe’s play the best.
Most of those who have thought about this subject will agree that the ideas I have tried to sketch are interesting and valuable; but they suggest scores of questions. Alike in the account of tragedy in general, and in that of the differences between ancient and modern tragedy, everyone will find statements to doubt and omissions to regret; and scarcely one of Hegel’s interpretations of particular plays will escape objection. It is impossible for me to touch on more than a few points; and to the main ideas I owe so much that I am more inclined to dwell on their truth than to criticise what seem to be defects. But perhaps after all an attempt to supplement and amend may be the best way of throwing some part of Hegel’s meaning more into relief. And I will begin with the attempt to supplement.
He seems to be right in laying emphasis on the action and conflict in tragedy rather than on the suffering and misfortune. No mere suffering or misfortune, no suffering that does not spring in great part from human agency, and in some degree from the agency of the sufferer, is tragic, however pitiful or dreadful it may be. But, sufficient connection with these agencies being present, misfortune, the fall from prosperity to adversity, with the suffering attending it, at once becomes tragic; and in many tragedies it forms a large ingredient, as does the pity for it in the tragic feeling. Hegel, I think, certainly takes too little notice of it; and by this omission he also withdraws attention from something the importance of which he would have admitted at once; I mean the way in which suffering is borne. Physical pain, to take an extreme instance, is one thing: Philoctetes, bearing it, is another. And the noble endurance of pain that rends the heart is the source of much that is best worth having in tragedy.
Again, there is one particular kind of misfortune not obviously due to human agency, which undoubtedly may affect us in a tragic way. I mean that kind which suggests the idea of fate. Tragedies which represent man as the mere plaything of chance or a blank fate or a malicious fate, are never really deep: it is satisfactory to see that Maeterlinck, a man of true genius, has now risen above these ideas. But, where those factors of tragedy are present which Hegel emphasises, the impression of something fateful in what we call accident, the impression that the hero not only invites misfortune by his exceptional stature and exceptional daring, but is also, if I may so put it, strangely and terribly unlucky, is in many plays a genuine ingredient in tragic effect. It is so, for example, in the Oedipus Tyrannus. It is so even in dramas like Shakespeare’s, which exemplify the saying that character is destiny. Hegel’s own reference to the prominence of accident in the plot of Hamlet proves it. Othello would not have become Iago’s victim if his own character had been different; but still, as we say, it is an extraordinary fatality which makes him the companion of the one man in the world who is at once able enough, brave enough, and vile enough to ensnare him. In the Antigone itself, and in the very catastrophe of it, accident plays its part: we can hardly say that it depends solely on the characters of Creon and Antigone that the one yields just too late to save the life of the other. Now, it may be said with truth that Hegel’s whole account of the ultimate power in tragedy is a rationalisation of the idea of fate, but his remarks on this particular aspect of fate are neither sufficient nor satisfactory.
His insistence on the need for some element of reconciliation in a tragic catastrophe, and his remarks on the various forms it assumes, have the greatest value; but one result of the omissions just noticed is that he sometimes exaggerates it, and at other times rates it too low. When he is speaking of the kind of tragedy he most approves, his language almost suggests that our feeling at the close of the conflict is, or should be, one of complete reconciliation. This it surely neither is nor can be. Not to mention the suffering and death we have witnessed, the very existence of the conflict, even if a supreme ethical power is felt to be asserted in its close, remains a painful fact, and, in large measure, a fact not understood. For, though we may be said to see, in one sense, how the opposition of spiritual powers arises, something in us, and that the best, still cries out against it. And even the perception or belief that it must needs be that offences come would not abolish our feeling that the necessity is terrible, or our pain in the woe of the guilty and the innocent. Nay, one may conjecture, the feeling and the pain would not vanish if we fully understood that the conflict and catastrophe were by a rational necessity involved in the divine and eternally accomplished purpose of the world. But this exaggeration in Hegel’s language, if partly due to his enthusiasm for the affirmative, may be mainly, like some other defects, an accident of lecturing. In the Philosophy of Religion, I may add, he plainly states that in the solution even of tragedies like the Antigone something remains unresolved (ii. 135).
On the other hand, his treatment of the aspect of reconciliation in modern tragedy is in several respects insufficient. I will mention only one. He does not notice that in the conclusion of not a few tragedies pain is mingled not merely with acquiescence, but with something like exultation. Is there not such a feeling at the close of Hamlet, Othello, and King Lear; and that although the end in the last two cases touches the limit of legitimate pathos? This exultation appears to be connected with our sense that the hero has never shown himself so great or noble as in the death which seals his failure. A rush of passionate admiration, and a glory in the greatness of the soul, mingle with our grief; and the coming of death, so far from destroying these feelings, appears to leave them untouched, or even to be entirely in harmony with them. If in such dramas we may be said to feel that the ultimate power is no mere fate, but a spiritual power, then we also feel that the hero was never so near to this power as in the moment when it required his life.
The last omission I would notice in Hegel’s theory is that he underrates the action in tragedy of what may be called by a rough distinction moral evil rather than defect. Certainly the part played by evil differs greatly in different cases, but it is never absent, not even from tragedies of Hegel’s favourite type. If it does not appear in the main conflict, it appears in its occasion. You may say that, while Iago and Macbeth have evil purposes, neither the act of Orestes nor the vengeance of the Furies, neither Antigone’s breach of the edict nor even Creon’s insistence on her punishment, springs from evil in them; but the situation with which Orestes or Antigone has to deal, and so in a sense the whole tragedy, arises from evil, the murder of Agamemnon, and the attempt of Polyneices to bring ruin on his native city. In fact, if we confine the title ‘tragedy’ to plays ending with a catastrophe, it will be found difficult to name great tragedies, ancient or modern, in which evil has not directly or indirectly a prominent part. And its presence has an important bearing on the effect produced by the catastrophe. On the one hand, it deepens the sense of painful awe. The question why affirmative spiritual forces should collide is hard enough; but the question why, together with them, there should be generated violent evil and extreme depravity is harder and more painful still. But, on the other hand, the element of reconciliation in the catastrophe is strengthened by recognition of the part played by evil in bringing it about; because our sense that the ultimate power cannot endure the presence of such evil is implicitly the sense that this power is at least more closely allied with good. If it rejects the exaggerated claims of its own isolated powers, that which provokes from it a much more vehement reaction must be still more alien to its nature. This feeling is forcibly evoked by Shakespeare’s tragedies, and in many Greek dramas it is directly appealed to by repeated reminders that what is at work in the disasters is the unsleeping Ate which follows an ancestral sin. If Aristotle did not in some lost part of the Poetics discuss ideas like this, he failed to give a complete rationale of Greek tragedy.
I come lastly to the matter I have most at heart. What I take to be the central idea in Hegel’s theory seems to me to touch the essence of tragedy. And I will not assert that his own statement of it fails to cover the whole field of instances. For he does not teach, as he is often said to do, that tragedy portrays only the conflict of such ethical powers as the family and the state. He adds to these, as we have seen, others, such as love and honour, together with various universal ends; and it may even be maintained that he has provided in his general statement for those numerous cases where, according to himself, no substantial or universal ends collide, but the interest is centred on ‘personalities.’ Nevertheless, when these cases come to be considered more fully—and, in Hegel’s view, they are the most characteristically modern cases—we are not satisfied. They naturally tend to appear as declensions from the more ideal ancient form; for how can a personality which represents only itself claim the interest of one which represents something universal? And further, they are sometimes described in a manner which strikes the reader, let us say, of Shakespeare, as both insufficient and misleading. Without raising, then, unprofitable questions about the comparative merits of ancient and modern tragedy, I should like to propose a restatement of Hegel’s general principle which would make it more obviously apply to both.
If we omit all reference to ethical or substantial powers and interests, what have we left? We have the more general idea—to use again a formula not Hegel’s own—that tragedy portrays a self-division and self-waste of spirit, or a division of spirit involving conflict and waste. It is implied in this that on both sides in the conflict there is a spiritual value. The same idea may be expressed (again, I think, not in Hegel’s own words) by saying that the tragic conflict is one not merely of good with evil, but also, and more essentially, of good with good. Only, in saying this, we must be careful to observe that ‘good’ here means anything that has spiritual value, not moral goodness alone,7 and that ‘evil’ has a similarly wide sense.
Now this idea of a division of spirit involving conflict and waste covers the tragedies of ethical and other universal powers, and it covers much besides. According to it the collision of such powers would be one kind of tragic collision, but only one. Why are we tragically moved by the conflict of family and state? Because we set a high value on family and state. Why then should not the conflict of anything else that has sufficient value affect us tragically? It does. The value must be sufficient—a moderate value will not serve; and other characteristics must be present which need not be considered here. But, granted these conditions, any spiritual conflict involving spiritual waste is tragic. And it is just one greatness of modern art that it has shown the tragic fact in situations of so many and such diverse kinds. These situations have not the peculiar effectiveness of the conflicts preferred by Hegel, but they may have an equal effectiveness peculiar to themselves.
Let me attempt to test these ideas by choosing a most unfavourable instance—unfavourable because the play seems at first to represent a conflict simply of good and evil, and so, according both to Hegel’s statement and the proposed restatement, to be no tragedy at all: I mean Macbeth. What is the conflict here? It will be agreed that it does not lie between two ethical powers or universal ends, and that, as Hegel says, the main interest is in personalities. Let us take it first, then, to lie between Macbeth and the persons opposing him, and let us ask whether there is not spiritual value or good on both sides—not an equal amount of good (that is not necessary), but enough good on each to give the impression of spiritual waste. Is there not such good in Macbeth? It is not a question merely of moral goodness, but of good. It is not a question of the use made of good, but of its presence. And such bravery and skill in war as win the enthusiasm of everyone about him; such an imagination as few but poets possess; a conscience so vivid that his deed is to him beforehand a thing of terror, and, once done, condemns him to that torture of the mind on which he lies in restless ecstasy; a determination so tremendous and a courage so appalling that, for all this torment, he never dreams of turning back, but, even when he has found that life is a tale full of sound and fury, signifying nothing, will tell it out to the end though earth and heaven and hell are leagued against him; are not these things, in themselves, good, and gloriously good? Do they not make you, for all your horror, admire Macbeth, sympathise with his agony, pity him, and see in him the waste of forces on which you place a spiritual value? It is simply on this account that he is for you, not the abstraction called a criminal who merely ‘gets what he deserves’ (art, like religion, knows no such thing), but a tragic hero, and that his war with other forces of indubitable spiritual worth is a tragic war.8
It is required by the restatement of Hegel’s principle to show that in the external conflict of persons there is good on both sides. It is not required that this should be true, secondly, of both sides in the conflict within the hero’s soul; for the hero is only a part of the tragedy. Nevertheless in almost all cases, if not in all, it is true. It is obviously so where, as in the hero and also the heroine of the Cid, the contending powers in this internal struggle are love and honour. Even when love is of a quality less pure and has a destructive force, as in Shakespeare’s Antony, it is clearly true. And it remains true even where, as in Hamlet and Macbeth, the contest seems to lie, and for most purposes might conveniently be said to lie, between forces simply good and simply the reverse. This is not really so, and the tragic effect depends upon the fact. It depends on our feeling that the elements in the man’s nature are so inextricably blended that the good in him, that which we admire, instead of simply opposing the evil, reinforces it. Macbeth’s imagination deters him from murder, but it also makes the vision of a crown irresistibly bright. If he had been less determined, nay, if his conscience had been less maddening in its insistence that he had thrown the precious jewel of his soul irretrievably away, he might have paused after his first deed, might even have repented. Yet his imagination, his determination, and his conscience were things good. Hamlet’s desire to do his duty is a good thing, but what opposes this desire is by no means simply evil. It is something to which a substantial contribution is made by the qualities we most admire in him. Thus the nature of tragedy, as seen in the external conflict, repeats itself on each side of this conflict, and everywhere there is a spiritual value in both the contending forces.
In showing that Macbeth, a tragedy as far removed as possible from the Antigone as understood by Hegel, is still of one nature with it, and equally answers to the account of tragedy proposed, it has been necessary to ignore the great difference between the two plays. But when once the common essence of all tragedies has been determined, their differences become the interesting subject. They could be distinguished according to the character of the collisions on which they are built, or of the main forces which move the principal agents. And it may well be that, other things being equal (as they never are), the tragedy in which the hero is, as we say, a good man, is more tragic than that in which he is, as we say, a bad one. The more spiritual value, the more tragedy in conflict and waste. The death of Hamlet or Othello is, so far, more tragic than that of Macbeth, that of Macbeth than that of Richard. Below Richard stands Iago, a figure still tragic, but unfit for the hero’s part; below him persons like Regan or, in the very depth, Oswald, characters no longer (at least in the dramatic sense) tragic at all. Moral evil, that is to say, so greatly diminishes the spiritual value we ascribe to the personality that a very large amount of good of some kind is required to bring this personality up to the tragic level, the destruction of evil as such being in no degree tragic. And again, it may well be that, other things being equal, the more nearly the contending forces approach each other in goodness, the more tragic is the conflict; that the collision is, so far, more tragic in the Antigone than in Macbeth, and Hamlet’s internal conflict than his struggle with outward enemies and obstacles. But it is dangerous to describe tragedy in terms that even appear to exclude Macbeth, or to describe Macbeth, even casually or by implication, in terms which imply that it portrays a conflict of mere evil with mere good.
The restatement of Hegel’s main principle as to the conflict would involve a similar restatement as to the catastrophe (for we need not consider here those ‘tragedies’ which end with a solution). As before, we must avoid any reference to ethical or universal ends, or to the work of ‘justice’ in the catastrophe. We might then simply say that, as the tragic action portrays a self-division or intestinal conflict of spirit, so the catastrophe displays the violent annulling of this division or conflict. But this statement, which might be pretty generally accepted, would represent only half of Hegel’s idea, and perhaps nothing of what is most characteristic and valuable in it. For the catastrophe (if I may put his idea in my own way) has two aspects, a negative and an affirmative, and we have ignored the latter. On the one hand it is the act of a power immeasurably superior to that of the conflicting agents, a power which is irresistible and unescapable, and which overbears and negates whatever is incompatible with it. So far, it may be called, in relation to the conflicting agents,9 necessity or fate; and unless a catastrophe affects us in ways corresponding with this aspect it is not truly tragic. But then if this were all and this necessity were merely infinite, characterless, external force, the catastrophe would not only terrify (as it should), it would also horrify, depress, or at best provoke indignation or rebellion; and these are not tragic feelings. The catastrophe, then, must have a second and affirmative aspect, which is the source of our feelings of reconciliation, whatever form they may assume. And this will be taken into account if we describe the catastrophe as the violent self-restitution of the divided spiritual unity. The necessity which acts and negates in it, that is to say, is yet of one substance with both the agents. It is divided against itself in them; they are its conflicting forces; and in restoring its unity through negation it affirms them, so far as they are compatible with that unity. The qualification is essential, since the hero, for all his affinity with that power, is, as the living man we see before us, not so compatible. He must die, and his union with ‘eternal justice’ (which is more than ‘justice’) must itself be ‘eternal’ or ideal. But the qualification does not abolish what it qualifies. This is no occasion to ask how in particular, and in what various ways in various works, we feel the effect of this affirmative aspect in the catastrophe. But it corresponds at least with that strange double impression which is produced by the hero’s death. He dies, and our hearts die with him; and yet his death matters nothing to us, or we even exult. He is dead; and he has no more to do with death than the power which killed him and with which he is one.
I leave it to students of Hegel to ask whether he would have accepted the criticisms and modifications I have suggested. Naturally I think he would, as I believe they rest on truth, and am sure he had a habit of arriving at truth. But in any case their importance is trifling, compared with that of the theory which they attempt to strengthen and to which they owe their existence.
1901.
