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4. Mythical Element and Historical Element
ОглавлениеA sifting of the Nibelungen saga reveals a mythical element (the story of Siegfried) and a historical element (the story of the Burgundians and Etzel). How, when, and where these two elements were blended together must remain largely a matter of conjecture. This united central body received then from time to time accessions of other elements, some of them originally historical in character, some of them pure inventions of the poetic imagination.
The Siegfried myth is the oldest portion of the Nibelungen saga, and had already passed through a long period of development before its union with the story of the Burgundian kings. Like so many others of its kind, it is part of the spiritual equipment of our Germanic ancestors at the dawn of their recorded history. It grew gradually with the people themselves and has its counterpart among other peoples. Such myths are a record of the impressions made upon the mind of man by the mighty manifestations of the world of nature in which he lives; their formation may be likened to the unconscious impressions of its surroundings on the mind of the child. And just as the grown man is unable to trace back the formation of his own individuality to its very beginnings in infancy, so is it impossible for the later nation in its advanced stage to peer back beyond the dawn of its history. It is in the gloom beyond the dawn that such myths as this of Siegfried have their origin.
Though modern authorities differ greatly in their conjectures, it is generally agreed that the Siegfried story was in its original form a nature-myth. The young day slays the mist-dragon and awakens the sun-maiden that sleeps on the mountain; at evening he falls a prey to the powers of gloom that draw the sun down again beneath the earth. With this day-myth was probably combined the parallel myth of the changing seasons: the light returns in spring, slays the cloud-dragon, and frees the budding earth from the bonds of winter.2
In the course of time this nature-myth became transformed into a hero-saga; the liberating power of light was humanized into the person of the light-hero Siegfried. This stage of development had already been reached at the time of our earliest records, and the evidences point to the Rhine Franks, a West Germanic tribe settled in the fifth century in the country about Cologne, as the people among whom the transformation from nature-myth to hero-saga took place, for it is among them that the saga in its earliest form is localized. By the Rhine Siegfried is born, there he wins the Nibelungen hoard, and in Frankenland he finds the sleeping valkyrie. By the Rhine, too, he enters into service with the Nibelungen kings and weds their sister.
The Franks had as neighbors up-stream in the first half of the fifth century the Burgundians, an East Germanic tribe. These Burgundians, who were closely allied to the Goths, had originally dwelt in the Baltic region between the Vistula and the Oder, whence they had made their way south westward across Germany and settled in the year 413 in Germania prima on the west bank of the Rhine about Worms. Here a tragic fate was soon to overtake them. In the year 435 they had already suffered a reverse in a conflict with the Romans under Aëtius, and two years later, in 437, they were practically annihilated by the Huns. Twenty thousand of them, we are told, fell in battle, the remainder were scattered southward. Beyond the brief record by a contemporary, Prosper, we know but little of this event. It has been conjectured that the Huns were on this occasion acting as auxiliaries of Aëtius. At any rate it is fairly certain that Attila was not personally on the scene.
We can easily imagine what a profound impression this extinction of the Burgundians would produce upon the minds of their neighbors the Rhine Franks. Fact, too, would soon become mingled with fiction. This new feat was ascribed to Attila himself, already too well known as the scourge of Europe and the subduer of so many German tribes. A very few years later, however, fate was to subdue the mighty conqueror himself. With the great battle of Châlons in 451 the tide turned against him, and two years afterwards he died a mysterious death. The historian Jordanes of the sixth century relates that on the morning after Attila's wedding with a German princess named Ildico (Hildikô) he was found lying in bed in a pool of blood, having died of a hemorrhage. The mysteriousness of Attila's ending inspired his contemporaries with awe, and the popular fancy was not slow to clothe this event also in a dress of fiction. The attendant circumstances peculiarly favored such a process. Historians soon recorded the belief that Attila had perished at the hands of his wife, and it was only a step further for the imagination to find the motive for the deed in the desire of Hildikô to avenge the death of her German kinsmen who had perished through Attila. The saga of Attila's death is before long connected with the growing Burgundian saga, Hildikô becomes the sister of the Burgundian kings Gundahari, Godomar, and Gislahari, and her deed is vengeance taken upon Attila for his destruction of her brothers. As is seen at once from the outline I have already given (Chapter 2.) of the saga as we find it in the Edda, this is the stage of development it had reached when it began to find its way northward from the Rhine country to Norway and Iceland.
It is unnecessary here to record the speculations—for beyond speculations we cannot go—as to how the union of this historical saga of the Burgundians and Attila with the Siegfried saga took place. In the course of time, and naturally with greatest probability among the Rhine Franks who followed the Burgundians as occupants of Germania prima, the two were brought together, and the three Burgundian kings and their sister were identified with the three Nibelungen kings and their sister of the already localized Siegfried saga. It is also beyond the scope of this introduction to follow the course of the saga northward or to note its further evolution during its wanderings and in its new home until it was finally recorded in poetic form in the Edda. We have now to consider briefly the transformation it passed through in Germany between this date (about 500) and the time (about 1200) when it emerges in written record as the Nibelungenlied.
An account has already been given (Chapter 3.) of the chief features in which the Nibelungenlied differs from the Northern form. As we saw there, the mythical element of the Siegfried saga has almost entirely evaporated and the historical saga of the Burgundian kings and Attila has undergone a complete transformation. That the originally mythical and heathen Siegfried saga should dwindle away with the progress of civilization and under the influence of Christianity was but natural. The character of the valkyrie Brynhild who avenges upon Sigurd his infidelity to her, yet voluntarily unites herself with him in death, as heathen custom demanded, is no longer intelligible. She recedes into the background, and after Siegfried's death, though she is still living, she plays no further part. The Nibelungenlied found its final form on Upper German, doubtless Austrian, territory. Here alone was it possible that that greatest of all transformations could take place, namely, in the character of Attila. The Franks of the Rhine knew him only as the awe-inspiring conqueror who had annihilated their neighbors the Burgundians. In Austrian lands it was quite otherwise. Many Germanic tribes, particularly the East Goths, had fought under the banner of Attila, and in the tradition handed down from them he lived as the embodiment of wisdom and generosity. Here it was impossible that epic story should picture him as slaying the Burgundian kings through a covetous desire for their gold. The annihilation of the Burgundians is thus left without a motive. To supply this, Kriemhild's character is placed upon an entirely different basis. Instead of avenging upon Attila the death of her brothers the Burgundian kings, Kriemhild now avenges upon her brothers the slaying of her first husband Siegfried. This fundamental change in the character of Kriemhild has a deep ethical reason. To the ancient heathen Germans the tie of blood-relationship was stronger than that of wedlock, and thus in the original version of the story Attila's wife avenges upon him the death of her brothers; to the Christianized Germans of later times the marriage bond was the stronger, and accordingly from the altered motive Kriemhild avenges upon her brothers the slaying of her husband. In accordance, too, with this ethical transformation the scene of the catastrophe is transferred from Worms to Attila's court. Kriemhild now looms up as the central figure of the second half of the drama, while Etzel remains to the last ignorant of her designs for revenge.
This transformation of the fundamental parts of the saga was accompanied by another process, namely, the addition of new characters. Some of these are the product of the poetic faculty of the people or individuals who preserved and remoulded the story in the course of centuries, others are based upon history. To the former class belong the Margrave Ruediger, the ideal of gentle chivalry, and Volker the Fiddler-knight, doubtless a creation of the spielleute. To the second class belong Dietrich of Bern, in whom we see the mighty East Gothic king, Theodoric of Verona; also Bishop Pilgrim of Passau, a very late importation, besides several others in whom are perpetuated in more or less faint outline actual persons of history. This introduction of fresh characters from time to time as the saga grew has led to some strange anachronisms, which however are a disturbing element only to us readers of a modern day, who with sacrilegious hand lift the veil through which they were seen in a uniform haze of romance by the eye of the knights and ladies of seven centuries ago. They neither knew nor cared to know, for instance, that Attila was dead before Theodoric was born, and that Bishop Pilgrim flourished at Passau the trifling space of five hundred years later still.3