Читать книгу Lectures on Dramatic Art and Literature - August Wilhelm von Schlegel - Страница 39

Table of Contents

Definition of the Drama—View of the Theatres of all Nations—Theatrical

Effect—Importance of the Stage—Principal Species of the Drama.

Before, however, entering upon such a history as we have now described, it will be necessary to examine what is meant by dramatic, theatrical, tragic, and comic.

What is dramatic? To many the answer will seem very easy: where various persons are introduced conversing together, and the poet does not speak in his own person. This is, however, merely the first external foundation of the form; and that is dialogue. But the characters may express thoughts and sentiments without operating any change on each other, and so leave the minds of both in exactly the same state in which they were at the commencement; in such a case, however interesting the conversation may be, it cannot be said to possess a dramatic interest. I shall make this clear by alluding to a more tranquil species of dialogue, not adapted for the stage, the philosophic. When, in Plato, Socrates asks the conceited sophist Hippias, what is the meaning of the beautiful, the latter is at once ready with a superficial answer, but is afterwards compelled by the ironical objections of Socrates to give up his former definition, and to grope about him for other ideas, till, ashamed at last and irritated at the superiority of the sage who has convicted him of his ignorance, he is forced to quit the field: this dialogue is not merely philosophically instructive, but arrests the attention like a drama in miniature. And justly, therefore, has this lively movement in the thoughts, this stretch of expectation for the issue, in a word, the dramatic cast of the dialogues of Plato, been always celebrated.

From this we may conceive wherein consists the great charm of dramatic poetry. Action is the true enjoyment of life, nay, life itself. Mere passive enjoyments may lull us into a state of listless complacency, but even then, if possessed of the least internal activity, we cannot avoid being soon wearied. The great bulk of mankind merely from their situation in life, or from their incapacity for extraordinary exertions, are confined within a narrow circle of insignificant operations. Their days flow on in succession under the sleepy rule of custom, their life advances by an insensible progress, and the bursting torrent of the first passions of youth soon settles into a stagnant marsh. From the discontent which this occasions they are compelled to have recourse to all sorts of diversions, which uniformly consist in a species of occupation that may be renounced at pleasure, and though a struggle with difficulties, yet with difficulties that are easily surmounted. But of all diversions the theatre is undoubtedly the most entertaining. Here we may see others act even when we cannot act to any great purpose ourselves. The highest object of human activity is man, and in the drama we see men, measuring their powers with each other, as intellectual and moral beings, either as friends or foes, influencing each other by their opinions, sentiments, and passions, and decisively determining their reciprocal relations and circumstances. The art of the poet accordingly consists in separating from the fable whatever does not essentially belong to it, whatever, in the daily necessities of real life, and the petty occupations to which they give rise, interrupts the progress of important actions, and concentrating within a narrow space a number of events calculated to attract the minds of the hearers and to fill them with attention and expectation. In this manner he gives us a renovated picture of life; a compendium of whatever is moving and progressive in human existence.

But this is not all. Even in a lively oral narration, it is not unusual to introduce persons in conversation with each other, and to give a corresponding variety to the tone and the expression. But the gaps, which these conversations leave in the story, the narrator fills up in his own name with a description of the accompanying circumstances, and other particulars. The dramatic poet must renounce all such expedients; but for this he is richly recompensed in the following invention. He requires each of the characters in his story to be personated by a living individual; that this individual should, in sex, age, and figure, meet as near as may be the prevalent conceptions of his fictitious original, nay, assume his entire personality; that every speech should be delivered in a suitable tone of voice, and accompanied by appropriate action and gesture; and that those external circumstances should be added which are necessary to give the hearers a clear idea of what is going forward. Moreover, these representatives of the creatures of his imagination must appear in the costume belonging to their assumed rank, and to their age and country; partly for the sake of greater resemblance, and partly because, even in dress, there is something characteristic. Lastly, he must see them placed in a locality, which, in some degree, resembles that where, according to his fable, the action took place, because this also contributes to the resemblance: he places them, i.e., on a scene. All this brings us to the idea of the theatre. It is evident that the very form of dramatic poetry, that is, the exhibition of an action by dialogue without the aid of narrative, implies the theatre as its necessary complement. We allow that there are dramatic works which were not originally designed for the stage, and not calculated to produce any great effect there, which nevertheless afford great pleasure in the perusal. I am, however, very much inclined to doubt whether they would produce the same strong impression, with which they affect us, upon a person who had never seen or heard a description of a theatre. In reading dramatic works, we are accustomed ourselves to supply the representation.

The invention of dramatic art, and of the theatre, seems a very obvious and natural one. Man has a great disposition to mimicry; when he enters vividly into the situation, sentiments, and passions of others, he involuntarily puts on a resemblance to them in his gestures. Children are perpetually going out of themselves; it is one of their chief amusements to represent those grown people whom they have had an opportunity of observing, or whatever strikes their fancy; and with the happy pliancy of their imagination, they can exhibit all the characteristics of any dignity they may choose to assume, be it that of a father, a schoolmaster, or a king. But one step more was requisite for the invention of the drama, namely, to separate and extract the mimetic elements from the separate parts of social life, and to present them to itself again collectively in one mass; yet in many nations it has not been taken. In the very minute description of ancient Egypt given by Herodotus and other writers, I do not recollect observing the smallest trace of it. The Etruscans, on the contrary, who in many respects resembled the Egyptians, had theatrical representations; and what is singular enough, the Etruscan name for an actor histrio, is preserved in living languages even to the present day. The Arabians and Persians, though possessed of a rich poetical literature, are unacquainted with the drama. It was the same with Europe in the Middle Ages. On the introduction of Christianity, the plays handed down from the Greeks and Romans were set aside, partly because they had reference to heathen ideas, and partly because they had degenerated into the most shameless immorality; nor were they again revived till after the lapse of nearly a thousand years. Even in the fourteenth century, in that complete picture which Boccacio gives us of the existing frame of society, we do not find the smallest trace of plays. In place of them they had simply their conteurs, menestriers, jongleurs. On the other hand we are by no means entitled to assume that the invention of the drama was made once for all in the world, to be afterwards borrowed by one people from another. The English circumnavigators tell us, that among the islanders of the South Seas, who in every mental qualification and acquirement are at the lowest grade of civilization, they yet observed a rude drama in which a common incident in life was imitated for the sake of diversion. And to pass to the other extremity of the world, among the Indians, whose social institutions and mental cultivation descend unquestionably from a remote antiquity, plays were known long before they could have experienced any foreign influence. It has lately been made known to Europe that they possess a rich dramatic literature, which goes backward through nearly two thousand years. The only specimen of their plays (nataks) hitherto known to us in the delightful Sakontala, which, notwithstanding the foreign colouring of its native climate, bears in its general structure such a striking resemblance to our own romantic drama, that we might be inclined to suspect we owe this resemblance to the predilection for Shakspeare entertained by the English translator (Sir William Jones), if his fidelity were not attested by other learned orientalists. The drama, indeed, seems to have been a favourite amusement of the Native Princes; and to owe to this circumstance that tone of refined society which prevails in it. Uggargini (Oude?) is specially named as a seat of this art. Under the Mahommedan rulers it naturally fell into decay: the national tongue was strange to them, Persian being the language of the court; and moreover, the mythology which was so intimately interwoven with poetry was irreconcilable with their religious notions. Generally, indeed, we know of no Mahommedan nation that has accomplished any thing in dramatic poetry, or even had any notion of it. The Chinese again have their standing national theatre, standing perhaps in every sense of the word; and I do not doubt, that in the establishment of arbitrary rules, and the delicate observance of insignificant conventionalities, they leave the most correct Europeans very far behind them. When the new European stage sprung up in the fifteenth century, with its allegorical and religious pieces called Moralities and Mysteries, its rise was uninfluenced by the ancient dramatists, who did not come into circulation till some time afterwards. In those rude beginnings lay the germ of the romantic drama as a peculiar invention.

In this wide diffusion of theatrical entertainments, the great difference in dramatic talent which subsists between nations equally distinguished for intellect, is something remarkable; so that theatrical talent would seem to be a peculiar quality, essentially distinct from the poetical gift in general. We do not wonder at the contrast in this respect between the Greeks and the Romans, for the Greeks were altogether a nation of artists, and the Romans a practical people. Among the latter the fine arts were introduced as a corrupting article of luxury, both betokening and accelerating the degeneracy of the times. They carried this luxury so far with respect to the theatre itself, that the perfection in essentials was sacrificed to the accessories of embellishment. Even among the Greeks dramatic talent was far from universal. The theatre was invented in Athens, and in Athens alone was it brought to perfection. The Doric dramas of Epicharmus form only a slight exception to the truth of this remark. All the great creative dramatists of the Greeks were born in Attica, and formed their style in Athens. Widely as the Grecian race was spread, successfully as everywhere almost it cultivated the fine arts, yet beyond the bounds of Attica it was content to admire, without venturing to rival, the productions of the Athenian stage.

Equally remarkable is the difference in this respect between the Spaniards and their neighbours the Portuguese, though related to them both by descent and by language. The Spaniards possess a dramatic literature of inexhaustible wealth; in fertility their dramatists resemble the Greeks, among whom more than a hundred pieces can frequently be assigned by name to a single author. Whatever judgment may be pronounced on them in other respects, the praise of invention has never yet been denied to them; their claim to this has in fact been but too well established, since Italian, French, and English writers have all availed themselves of the ingenious inventions of the Spaniards, and often without acknowledging the source from which they derived them. The Portuguese, on the other hand, while in the other branches of poetry they rival the Spaniards, have in this department accomplished hardly anything, and have never even possessed a national theatre; visited from time to time by strolling players from Spain, they chose rather to listen to a foreign dialect, which, without previous study, they could not perfectly understand, than to invent, or even to translate and imitate, for themselves.

Of the many talents for art and literature displayed by the Italians, the dramatic is by no means pre-eminent, and this defect they seem to have inherited from the Romans, in the same manner as their great talent for mimicry and buffoonery goes back to the most ancient times. The extemporary compositions called Fabulae Atellanae, the only original and national form of the Roman drama, in respect of plan, were not perhaps more perfect than the so-called Commedia dell' Arte, in which, the parts being fixed and invariable, the dialogue is extemporised by masked actors. In the ancient Saturnalia we have probably the germ of the present carnival, which is entirely an Italian invention. The Opera and the Ballet were also the invention of the Italians: two species of theatrical amusement, in which the dramatic interest is entirely subordinate to music and dancing.

If the German mind has not developed itself in the drama with the same fulness and ease as in other departments of literature, this defect is perhaps to be accounted for by the peculiar character of the nation. The Germans are a speculative people; in other words, they wish to discover by reflection and meditation, the principle of whatever they engage in. On that very account they are not sufficiently practical; for if we wish to act with skill and determination, we must make up our minds that we have somehow or other become masters of our subject, and not be perpetually recurring to an examination of the theory on which it rests; we must, as it were, have settled down and contented ourselves with a certain partial apprehension of the idea. But now in the invention and conduct of a drama the practical spirit must prevail: the dramatic poet is not allowed to dream away under his inspiration, he must take the straightest road to his end; but the Germans are only too apt to lose sight of the object in the course of their way to it. Besides, in the drama the nationality does usually, nay, must show itself in the most marked manner, and the national character of the Germans is modest and retiring: it loves not to make a noisy display of itself; and the noble endeavour to become acquainted with, and to appropriate to itself whatever is excellent in others, is not seldom accompanied with an undervaluing of its own worth. For these reasons the German stage has often, in form and matter, been more than duly affected by foreign influence. Not indeed that the Germans propose to themselves no higher object than the mere passive repetition of the Grecian, the French, the Spanish, or the English theatre; but, as it appears to me, they are in search of a more perfect form, which, excluding all that is merely local or temporary, may combine whatever is truly poetical in all these theatres. In the matter, however, the German national features ought certainly to predominate.

After this rapid sketch of what may be called the map of dramatic literature, we return to the examination of its fundamental ideas. Since, as we have already shown, visible representation is essential to the very form of the drama; a dramatic work may always be regarded from a double point of view—how far it is poetical, and how far it is theatrical. The two are by no means inseparable. Let not, however, the expression poetical be misunderstood: I am not now speaking of the versification and the ornaments of language; these, when not animated by some higher excellence, are the least effective on the stage; but I speak of the poetry in the spirit and design of a piece; and this may exist in as high a degree when the drama is written in prose as in verse. What is it, then, that makes a drama poetical? The very same, assuredly, that makes other works so. It must in the first place be a connected whole, complete and satisfactory within itself. But this is merely the negative definition of a work of art, by which it is distinguished from the phenomena of nature, which run into each other, and do not possess in themselves a complete and independent existence. To be poetical it is necessary that a composition should be a mirror of ideas, that is, thoughts and feelings which in their character are necessary and eternally true, and soar above this earthly life, and also that it should exhibit them embodied before us. What the ideas are, which in this view are essential to the different departments of the drama, will hereafter be the subject of our investigation. We shall also, on the other hand, show that without them a drama becomes altogether prosaic and empirical, that is to say, patched together by the understanding out of the observations it has gathered from literal reality.

But how does a dramatic work become theatrical, or fitted to appear with advantage on the stage? In single instances it is often difficult to determine whether a work possesses such a property or not. It is indeed frequently the subject of great controversy, especially when the self-love of authors and actors comes into collision; each shifts the blame of failure on the other, and those who advocate the cause of the author appeal to an imaginary perfection of the histrionic art, and complain of the insufficiency of the existing means for its realization. But in general the answer to this question is by no means so difficult. The object proposed is to produce an impression on an assembled multitude, to rivet their attention, and to excite their interest and sympathy. In this respect the poet's occupation coincides with that of the orator. How then does the latter attain his end? By perspicuity, rapidity, and energy. Whatever exceeds the ordinary measure of patience or comprehension he must diligently avoid. Moreover, when a number of men are assembled together, they mutually distract each other's attention whenever their eyes and ears are not drawn to a common object without and beyond themselves.

Hence the dramatic poet, as well as the orator, must from the very commencement, by strong impressions, transport his hearers out of themselves, and, as it were, take bodily possession of their attention. There is a species of poetry which gently stirs a mind attuned to solitary contemplation, as soft breezes elicit melody from the Aeolian harp. However excellent this poetry may be in itself, without some other accompaniments its tones would be lost on the stage. The melting harmonica is not calculated to regulate the march of an army, and kindle its military enthusiasm. For this we must have piercing instruments, but above all a strongly-marked rhythm, to quicken the pulsation and give a more rapid movement to the animal spirits. The grand requisite in a drama is to make this rhythm perceptible in the onward progress of the action. When this has once been effected, the poet may all the sooner halt in his rapid career, and indulge the bent of his own genius. There are points, when the most elaborate and polished style, the most enthusiastic lyrics, the most profound thoughts and remote allusions, the smartest coruscations of wit, and the most dazzling flights of a sportive or ethereal fancy, are all in their place, and when the willing audience, even those who cannot entirely comprehend them, follow the whole with a greedy ear, like music in unison with their feelings. Here the poet's great art lies in availing himself of the effect of contrasts, which enable him at one time to produce calm repose, profound contemplation, and even the self-abandoned indifference of exhaustion, or at another, the most tumultuous emotions, the most violent storm of the passions. With respect to theatrical fitness, however, it must not be forgotten that much must always depend on the capacities and humours of the audience, and, consequently, on the national character in general, and the particular degree of mental culture. Of all kinds of poetry the dramatic is, in a certain sense, the most secular; for, issuing from the stillness of an inspired mind, it yet fears not to exhibit itself in the midst of the noise and tumult of social life. The dramatic poet is, more than any other, obliged to court external favour and loud applause. But of course it is only in appearance that he thus lowers himself to his hearers; while, in reality, he is elevating them to himself.

In thus producing an impression on an assembled multitude the following circumstance deserves to be weighed, in order to ascertain the whole amount of its importance. In ordinary intercourse men exhibit only the outward man to each other. They are withheld by mistrust or indifference from allowing others to look into what passes within them; and to speak with any thing like emotion or agitation of that which is nearest our heart is considered unsuitable to the tone of polished society. The orator and the dramatist find means to break through these barriers of conventional reserve. While they transport their hearers into such lively emotions that the outward signs thereof break forth involuntarily, every man perceives those around him to be affected in the same manner and degree, and those who before were strangers to one another, become in a moment intimately acquainted. The tears which the dramatist or the orator compels them to shed for calumniated innocence or dying heroism, make friends and brothers of them all. Almost inconceivable is the power of a visible communion of numbers to give intensity to those feelings of the heart which usually retire into privacy, or only open themselves to the confidence of friendship. The faith in the validity of such emotions becomes irrefragable from its diffusion; we feel ourselves strong among so many associates, and all hearts and minds flow together in one great and irresistible stream. On this very account the privilege of influencing an assembled crowd is exposed to most dangerous abuses. As one may disinterestedly animate them, for the noblest and best of purposes, so another may entangle them in the deceitful meshes of sophistry, and dazzle them by the glare of a false magnanimity, whose vainglorious crimes may be painted as virtues and even as sacrifices. Beneath the delightful charms of oratory and poetry, the poison steals imperceptibly into ear and heart. Above all others must the comic poet (seeing that his very occupation keeps him always on the slippery brink of this precipice,) take heed, lest he afford an opportunity for the lower and baser parts of human nature to display themselves without restraint. When the sense of shame which ordinarily keeps these baser propensities within the bounds of decency, is once weakened by the sight of others' participation in them, our inherent sympathy with what is vile will soon break out into the most unbridled licentiousness.

The powerful nature of such an engine for either good or bad purposes has in all times justly drawn the attention of the legislature to the drama. Many regulations have been devised by different governments, to render it subservient to their views and to guard against its abuse. The great difficulty is to combine such a degree of freedom as is necessary for the production of works of excellence, with the precautions demanded by the customs and institutions of the different states. In Athens the theatre enjoyed up to its maturity, under the patronage of religion, almost unlimited freedom, and the public morality preserved it for a time from degeneracy. The comedies of Aristophanes, which with our views and habits appear to us so intolerably licentious, and in which the senate and the people itself are unmercifully turned to ridicule, were the seal of Athenian freedom. To meet this abuse, Plato, who lived in the very same Athens, and either witnessed or foresaw the decline of art, proposed the entire banishment of dramatic poets from his ideal republic. Few states, however, have conceived it necessary to subscribe to this severe sentence of condemnation; but few also have thought proper to leave the theatre to itself without any superintendence. In many Christian countries the dramatic art has been honoured by being made subservient to religion, in the popular treatment and exhibition of religious subjects; and in Spain more especially competition in this department has given birth to many works which, neither devotion nor poetry will disown. In other states and under other circumstances this has been thought both objectionable and inexpedient. Wherever, however, the subsequent responsibility of the poet and actor has been thought insufficient, and it has been deemed advisable to submit every piece before its appearance on the stage to a previous censorship, it has been generally found to fail in the very point which is of the greatest importance: namely, the spirit and general impression of a play. From the nature of the dramatic art, the poet must put into the mouths of his characters much of which he does not himself approve, while with respect to his own sentiments he claims to be judged by the spirit and connexion of the whole. It may again happen that a piece is perfectly inoffensive in its single speeches, and defies all censorship, while as a whole it is calculated to produce the most pernicious effect. We have in our own times seen but too many plays favourably received throughout Europe, over-flowing with ebullitions of good-heartedness and traits of magnanimity, and in which, notwithstanding, a keener eye cannot fail to detect the hidden purpose of the writer to sap the foundations of moral principle, and the veneration for whatever ought to be held sacred by man; while all this sentimentality is only to bribe to his purpose the effeminate soft-heartedness of his contemporaries [Footnote: The author it is supposed alludes to Kotzebue.—TRANS.]. On the other hand, if any person were to undertake the moral vindication of poor Aristophanes, who has such a bad name, and whose licentiousness in particular passages, is to our ideas quite intolerable, he will find good grounds for his defence in the general object of his pieces, in which he at least displays the sentiments of a patriotic citizen.

The purport of these observations is to evince the importance of the subject we are considering. The theatre, where many arts are combined to produce a magical effect; where the most lofty and profound poetry has for its interpreter the most finished action, which is at once eloquence and an animated picture; while architecture contributes her splendid decorations, and painting her perspective illusions, and the aid of music is called in to attune the mind, or to heighten by its strains the emotions which already agitate it; the theatre, in short, where the whole of the social and artistic enlightenment, which a nation possesses, the fruit of many centuries of continued exertion, are brought into play within the representation of a few short hours, has an extraordinary charm for every age, sex, and rank, and has ever been the favourite amusement of every cultivated people. Here, princes, statesmen, and generals, behold the great events of past times, similar to those in which they themselves are called upon to act, laid open in their inmost springs and motives; here, too, the philosopher finds subject for profoundest reflection on the nature and constitution of man; with curious eye the artist follows the groups which pass rapidly before him, and from them impresses on his fancy the germ of many a future picture; the susceptible youth opens his heart to every elevating feeling; age becomes young again in recollection; even childhood sits with anxious expectation before the gaudy curtain, which is soon to be drawn up with its rustling sound, and to display to it so many unknown wonders: all alike are diverted, all exhilarated, and all feel themselves for a time raised above the daily cares, the troubles, and the sorrows of life. As the drama, with the arts which are subservient to it, may, from neglect and the mutual contempt of artists and the public, so far degenerate, as to become nothing better than a trivial and stupid amusement, and even a downright waste of time, we conceive that we are attempting something more than a passing entertainment, if we propose to enter on a consideration of the works produced by the most distinguished nations in their most brilliant periods, and to institute an inquiry into the means of ennobling and perfecting so important an art.