Читать книгу Lectures on Dramatic Art and Literature - August Wilhelm von Schlegel - Страница 43
LECTURE V.
ОглавлениеEssence of the Greek Tragedies—Ideality of the Representation—Idea of
Fate—Source of the Pleasure derived from Tragical Representations—Import
of the Chorus—The materials of Greek Tragedy derived from Mythology—
Comparison with the Plastic Arts.
We come now to the essence of Greek tragedy. That in conception it was ideal, is universally allowed; this, however, must not be understood as implying that all its characters were depicted as morally perfect. In such a case what room could there be for that contrast and collision which the very plot of a drama requires?—They have their weaknesses, errors, and even crimes, but the manners are always elevated above reality, and every person is invested with as high a portion of dignity as was compatible with his part in the action. But this is not all. The ideality of the representation chiefly consisted in the elevation of every thing in it to a higher sphere. Tragic poetry wished to separate the image of humanity which it presented to us, from the level of nature to which man is in reality chained down, like a slave of the soil. How was this to be accomplished? By exhibiting to us an image hovering in the air? But this would have been incompatible with the law of gravitation and with the earthly materials of which our bodies are framed. Frequently, what is praised in art as ideal is really nothing more. But this would give us nothing more than airy evanescent shadows incapable of making any durable impression on the mind. The Greeks, however, in their artistic creations, succeeded most perfectly, in combining the ideal with the real, or, to drop school terms, an elevation more than human with all the truth of life, and in investing the manifestation of an idea with energetic corporeity. They did not allow their figures to flit about without consistency in empty space, but they fixed the statue of humanity on the eternal and immovable basis of moral liberty; and that it might stand there unshaken, formed it of stone or brass, or some more massive substance than the bodies of living men, making an impression by its very weight, and from its very elevation and magnificence only the more completely subject to the laws of gravity.
Inward liberty and external necessity are the two poles of the tragic world. It is only by contrast with its opposite that each of these ideas is brought into full manifestation. As the feeling of an internal power of self-determination elevates the man above the unlimited dominion of impulse and the instincts of nature; in a word, absolves him from nature's guardianship, so the necessity, which alongside of her he must recognize, is no mere natural necessity, but one lying beyond the world of sense in the abyss of infinitude; consequently it exhibits itself as the unfathomable power of Destiny. Hence this power extends also to the world of gods: for the Grecian gods are mere powers of nature; and although immeasurably higher than mortal man, yet, compared with infinitude, they are on an equal footing with himself. In Homer and in the tragedians, the gods are introduced in a manner altogether different. In the former their appearance is arbitrary and accidental, and communicate to the epic poem no higher interest than the charm of the wonderful. But in Tragedy the gods either come forward as the servants of destiny, and mediate executors of its decrees; or else approve themselves godlike only by asserting their liberty of action, and entering upon the same struggles with fate which man himself has to encounter.
This is the essence of the tragical in the sense of the ancients. We are accustomed to give to all terrible or sorrowful events the appellation of tragic, and it is certain that such events are selected in preference by Tragedy, though a melancholy conclusion is by no means indispensably necessary; and several ancient tragedies, viz., the Eumenides, Philoctetes, and in some degree also the Oedipus Coloneus, without mentioning many of the pieces of Euripides, have a happy and cheerful termination.
But why does Tragedy select subjects so awfully repugnant to the wishes and the wants of our sensuous nature? This question has often been asked, and seldom satisfactorily answered. Some have said that the pleasure of such representations arises from the comparison we make between the calmness and tranquillity of our own situation, and the storms and perplexities to which the victims of passion are exposed. But when we take a warm interest in the persons of a tragedy, we cease to think of ourselves; and when this is not the case, it is the best of all proofs that we take but a feeble interest in the exhibited story, and that the tragedy has failed in its effect. Others again have had recourse to a supposed feeling for moral improvement, which is gratified by the view of poetical justice in the reward of the good and the punishment of the wicked. But he for whom the aspect of such dreadful examples could really be wholesome, must be conscious of a base feeling of depression, very far removed from genuine morality, and would experience humiliation rather than elevation of mind. Besides, poetical justice is by no means indispensable to a good tragedy; it may end with the suffering of the just and the triumph of the wicked, if only the balance be preserved in the spectator's own consciousness by the prospect of futurity. Little does it mend the matter to say with Aristotle, that the object of tragedy is to purify the passions by pity and terror. In the first place commentators have never been able to agree as to the meaning of this proposition, and have had recourse to the most forced explanations of it. Look, for instance, into the Dramaturgie of Lessing. Lessing gives a new explanation of his own, and fancies he has found in Aristotle a poetical Euclid. But mathematical demonstrations are liable to no misconception, and geometrical evidence may well be supposed inapplicable to the theory of the fine arts. Supposing, however, that tragedy does operate this moral cure in us, still she does so by the painful feelings of terror and compassion: and it remains to be proved how it is that we take a pleasure in subjecting ourselves to such an operation.
Others have been pleased to say that we are attracted to theatrical representations from the want of some violent agitation to rouse us out of the torpor of our every-day life. Such a craving does exist; I have already acknowledged the existence of this want, when speaking of the attractions of the drama; but to it we must equally attribute the fights of wild beasts among the Romans, nay, even the combats of the gladiators. But must we, less indurated, and more inclined to tender feelings, require demi-gods and heroes to descend, like so many desperate gladiators, into the bloody arena of the tragic stage, in order to agitate our nerves by the spectacle of their sufferings? No: it is not the sight of suffering which constitutes the charm of a tragedy, or even of the games of the circus, or of the fight of wild beasts. In the latter we see a display of activity, strength, and courage; splendid qualities these, and related to the mental and moral powers of man. The satisfaction, therefore, which we derive from the representation, in a good tragedy, of powerful situations and overwhelming sorrows, must be ascribed either to the feeling of the dignity of human nature, excited in us by such grand instances of it as are therein displayed, or to the trace of a higher order of things, impressed on the apparently irregular course of events, and mysteriously revealed in them; or perhaps to both these causes conjointly.
The true reason, therefore, why tragedy need not shun even the harshest subject is, that a spiritual and invisible power can only be measured by the opposition which it encounters from some external force capable of being appreciated by the senses. The moral freedom of man, therefore, can only be displayed in a conflict with his sensuous impulses: so long as no higher call summons it to action, it is either actually dormant within him, or appears to slumber, since otherwise it does but mechanically fulfil its part as a mere power of nature. It is only amidst difficulties and struggles that the moral part of man's nature avouches itself. If, therefore, we must explain the distinctive aim of tragedy by way of theory, we would give it thus: that to establish the claims of the mind to a divine origin, its earthly existence must be disregarded as vain and insignificant, all sorrows endured and all difficulties overcome. With respect to everything connected with this point, I refer my hearers to the Section on the Sublime in Kant's Criticism of the Judgment (Kritik der Urtheilskraft), to the complete perfection of which nothing is wanting but a more definite idea of the tragedy of the ancients, with which he does not seem to have been very well acquainted.
I come now to another peculiarity which distinguishes the tragedy of the ancients from ours, I mean the Chorus. We must consider it as a personified reflection on the action which is going on; the incorporation into the representation itself of the sentiments of the poet, as the spokesman of the whole human race. This is its general poetical character; and that is all that here concerns us, and that character is by no means affected by the circumstance that the Chorus had a local origin in the feasts of Bacchus, and that, moreover, it always retained among the Greeks a peculiar national signification; publicity being, as we have already said, according to their republican notions, essential to the completeness of every important transaction. If in their compositions they reverted to the heroic ages, in which monarchical polity was yet in force, they nevertheless gave a certain republican cast to the families of their heroes, by carrying on the action in presence either of the elders of the people, or of other persons who represented some correspondent rank or position in the social body. This publicity does not, it is true, quite correspond with Homer's picture of the manners of the heroic age; but both costume and mythology were handled by dramatic poetry with the same spirit of independence and conscious liberty.
These thoughts, then, and these modes of feeling led to the introduction of the Chorus, which, in order not to interfere with the appearance of reality which the whole ought to possess, must adjust itself to the ever- varying requisitions of the exhibited stories. Whatever it might be and do in each particular piece, it represented in general, first the common mind of the nation, and then the general sympathy of all mankind. In a word, the Chorus is the ideal spectator. It mitigates the impression of a heart- rending or moving story, while it conveys to the actual spectator a lyrical and musical expression of his own emotions, and elevates him to the region of contemplation.
Modern critics have never known what to make of the Chorus; and this is the less to be wondered at, as Aristotle affords no satisfactory solution of the matter. Its office is better painted by Horace, who ascribes to it a general expression of moral sympathy, exhortation, instruction, and warning. But the critics in question have either believed that its chief object was to prevent the stage from ever being altogether empty, whereas in truth the stage was not at all the proper place for the Chorus; or else they have censured it as a superfluous and cumbersome appendage, expressing their astonishment at the alleged absurdity of carrying on secret transactions in the presence of assembled multitudes. They have also considered it as the principal reason with the Greek tragedians for the strict observance of the unity of place, as it could not be changed without the removal of the Chorus; an act, which could not have been done without some available pretext. Or lastly, they have believed that the Chorus owed its continuance from the first origin of Tragedy merely to accident; and as it is plain that in Euripides, the last of the three great tragic poets, the choral songs have frequently little or no connexion with the fable, and are nothing better than a mere episodical ornament, they therefore conclude that the Greeks had only to take one more step in the progress of dramatic art, to explode the Chorus altogether. To refute these superficial conjectures, it is only necessary to observe that Sophocles wrote a Treatise on the Chorus, in prose, in opposition to the principles of some other poets; and that, far from following blindly the practice which he found established, like an intelligent artist he was able to assign reasons for his own doings.
Modern poets of the first rank have often, since the revival of the study of the ancients, attempted to introduce the Chorus in their own pieces, for the most part without a correct, and always without a vivid idea of its real import. They seem to have forgotten that we have neither suitable singing or dancing, nor, as our theatres are constructed, any convenient place for it. On these accounts it is hardly likely to become naturalized with us.
The Greek tragedy, in its pure and unaltered state, will always for our theatres remain an exotic plant, which we can hardly hope to cultivate with any success, even in the hot-house of learned art and criticism. The Grecian mythology, which furnishes the materials of ancient tragedy, is as foreign to the minds and imaginations of most of the spectators, as its form and manner of representation. But to endeavour to force into that form materials of a wholly different nature, an historical one, for example, to assume that form, must always be a most unprofitable and hopeless attempt.
I have called mythology the chief materials of tragedy. We know, indeed, of two historical tragedies by Grecian authors: the Capture of Miletus, of Phrynichus, and the Persians, of Aeschylus, a piece which still exists; but these singular exceptions both belong to an epoch when the art had not attained its full maturity, and among so many hundred examples of a different description, only serve to establish more strongly the truth of the rule. The sentence passed by the Athenians on Phrynichus, in which they condemned him to a pecuniary fine because he had painfully agitated them by representing on the stage a contemporary calamity, which with due caution they might, perhaps, have avoided; however hard and arbitrary it may appear in a judicial point of view, displays, however, a correct feeling of the proprieties and limits of art. Oppressed by the consciousness of the proximity and reality of the represented story, the mind cannot retain that repose and self-possession which are necessary for the reception of pure tragical impressions. The heroic fables, on the other hand, came to view at a certain remoteness; and surrounded with a certain halo of the marvellous. The marvellous possesses the advantage that it can, in some measure, be at once believed and disbelieved: believed in so far as it is supported by its connexion with other opinions; disbelieved while we never take such an immediate interest in it as we do in what wears the hue of the every-day life of our own experience. The Grecian mythology was a web of national and local traditions, held in equal honour as a sequence of religion, and as an introduction to history; everywhere preserved in full vitality among the people by ceremonies and monuments, already elaborated for the requirements of art and the higher species of poetry by the diversified manner in which it has been handled, and by the numerous epic or merely mythical poets. The tragedians had only, therefore, to engraft one species of poetry on another. Certain postulates, and those invariably serviceable to the air of dignity and grandeur, and the removing of all meanness of idea, were conceded to them at the very outset. Everything, down to the very errors and weaknesses of that departed race of heroes who claimed their descent from the gods, was ennobled by the sanctity of legend. Those heroes were painted as beings endowed with more than human strength; but, so far from possessing unerring virtue and wisdom, they were even depicted as under the dominion of furious and unbridled passions. It was an age of wild effervescence; the hand of social order had not as yet brought the soil of morality into cultivation, and it yielded at the same time the most beneficent and poisonous productions, with the fresh luxuriant fulness of prolific nature. Here the occurrence of the monstrous and horrible did not necessarily indicate that degradation and corruption out of which alone, under the development of law and order, they could arise, and which, in such a state of things, make them fill us with sentiments of horror and aversion. The guilty beings of the fable are, if we may be allowed the expression, exempt from human jurisdiction, and amenable to a higher tribunal alone. Some, indeed, have advanced the opinion, that the Greeks, as zealous republicans, took a particular pleasure in witnessing the representation of the outrages and consequent calamities of the different royal families, and are almost disposed to consider the ancient tragedy in general as a satire on monarchical government. Such a party- view, however, would have deadened the sympathy of the audience, and consequently destroyed the effect which it was the aim of the tragedy to produce.
Besides, it must be remarked that the royal families, whose crimes and consequent sufferings afforded the most abundant materials for affecting tragical pictures, were the Pelopidae of Mycenae, and the Labdacidae of Thebes, families who had nothing to do with the political history of the Athenians, for whom the pieces were composed. We do not see that the Attic poets ever endeavoured to exhibit the ancient kings of their country in an odious light; on the contrary, they always hold up their national hero, Theseus, for public admiration, as a model of justice and moderation, the champion of the oppressed, the first lawgiver, and even as the founder of liberty. It was also one of their favourite modes of flattering the people, to show to them Athens, even in the heroic ages, as distinguished above all the other states of Greece, for obedience to the laws, for humanity, and acknowledgment of the national rights of the Hellenes. That universal revolution, by which the independent kingdoms of ancient Greece were converted into a community of small free states, had separated the heroic age from the age of social cultivation, by a wide interval, beyond which a few families only attempted to trace their genealogy. This was extremely advantageous for the ideal elevation of the characters of Greek tragedy, as few human things will admit of a very close inspection without betraying some imperfections. To the very different relations of the age in which those heroes lived, the standard of mere civil and domestic morality is not applicable, and to judge of them the feeling must go back to the primary ingredients of human nature. Before the existence of constitutions—when as yet the notions of law and right were undeveloped—the sovereigns were their own lawgivers, in a world which as yet was dependent on them; and the fullest scope was thus given to the energetic will, either for good or for evil. Moreover, an age of hereditary kingdom naturally exhibited more striking instances of sudden changes of fortune than the later times of political equality. It was in this respect that the high rank of the principal characters was essential, or at least favourable to tragic impressiveness; and not, as some moderns have pretended, because the changing fortunes of such persons exercise a material influence on the happiness or misery of numbers, and therefore they alone are sufficiently important to interest us in their behalf; nor, again, because internal elevation of sentiment must be clothed with external dignity, to call forth our respect and admiration. The Greek tragedians paint the downfall of kingly houses without any reference to its effects on the condition of the people; they show us the man in the king, and, far from veiling their heroes from our sight by their purple mantles, they allow us to look, through their vain splendour, into a bosom torn and harrowed with grief and passion. That the main essential was not so much the regal dignity as the heroic costume, is evident from those tragedies of the moderns which have been written under different circumstances indeed, but still upon this supposed principle: such, I mean, as under the existence of monarchy have taken their subject from kings and courts. Prom the existing reality they dare not draw, for nothing is less suitable for tragedy than a court and a court life. Wherever, therefore, they do not paint an ideal kingdom, with the manners of some remote age, they invariably fall into stiffness and formality, which are much more fatal to boldness of character, and to depth of pathos, than the monotonous and equable relations of private life.
A few mythological fables alone seem originally marked out for tragedy: such, for example, as the long-continued alternation of crime, revenge, and curses, which we witness in the house of Atreus. When we examine the names of the pieces which are lost, we have great difficulty in conceiving how the mythological fables (such, at least, as they are known to us,) could have furnished sufficient materials for the compass of an entire tragedy. It is true, the poets, in the various editions of the same story, had a great latitude of selection; and this very fluctuation of tradition justified them in going still farther, and making considerable alterations in the circumstances of an event, so that the inventions employed for this purpose in one piece sometimes contradict the story as given by the same poet in another. We must, however, principally explain the prolific capability of mythology, for the purposes of tragedy, by the principle which we observe in operation throughout the history of Grecian mind and art; that, namely, the tendency which predominated for the time, assimilated everything else to itself. As the heroic legend with all its manifold discrepancies was easily developed into the tranquil fulness and light variety of epic poetry, so afterwards it readily responded to the demands which the tragic writers made upon it for earnestness, energy, and compression; and whatever in this sifting process of transformation fell out as inapplicable to tragedy, afforded materials for a sort of half sportive, though still ideal representation, in the subordinate species called the satirical drama.
I hope I shall be forgiven, if I attempt to illustrate the above reflections on the essence of Ancient Tragedy, by a comparison borrowed from the plastic arts, which will, I trust, be found somewhat more than a mere fanciful resemblance.
The Homeric epic is, in poetry, what bas-relief is in sculpture, and tragedy the distinct isolated group.
The poetry of Homer, sprung from the soil of legend, is not yet wholly detached from it, even as the figures of a bas-relief adhere to an extraneous backing of the original block. These figures are but slightly raised, and in the epic poem all is painted as past and remote. In bas- relief the figures are usually in profile, and in the epos all are characterized in the simplest manner in relief; they are not grouped together, but follow one another; so Homer's heroes advance, one by one, in succession before us. It has been remarked that the Iliad is not definitively closed, but that we are left to suppose something both to precede and to follow it. The bas-relief is equally without limit, and may be continued ad infinitum, either from before or behind, on which account the ancients preferred for it such subjects as admitted of an indefinite extension, sacrificial processions, dances, and lines of combatants, &c. Hence they also exhibited bas-reliefs on curved surfaces, such as vases, or the frieze of a rotunda, where, by the curvature, the two ends are withdrawn from our sight, and where, while we advance, one object appears as another disappears. Reading Homer is very much like such a circuit; the present object alone arresting our attention, we lose sight of that which precedes, and do not concern ourselves about what is to follow.
But in the distinct outstanding group, and in Tragedy, sculpture and poetry alike bring before our eyes an independent and definite whole. To distinguish it from natural reality, the former places it on a base as on an ideal ground, detaching from it as much as possible all foreign and accidental accessories, that the eye may rest wholly on the essential objects, the figures themselves. These figures the sculptor works out with their whole body and contour, and as he rejects the illusion of colours, announces by the solidity and uniformity of the mass in which they are constructed, a creation of no perishable existence, but endowed, with a higher power of endurance.
Beauty is the aim of sculpture, and repose is most advantageous for the display of beauty. Repose alone, therefore, is suitable to the single figure. But a number of figures can only be combined together into unity, i.e., grouped by an action. The group represents beauty in motion, and its aim is to combine both in the highest degree of perfection. This can be effected even while portraying the most violent bodily or mental anguish, if only the artist finds means so to temper the expression by some trait of manly resistance, calm grandeur, or inherent sweetness, that, with all the most moving truth, the lineaments of beauty shall yet be undefaced. The observation of Winkelmann on this subject is inimitable. He says, that "beauty with the ancients was the tongue on the balance of expression," and in this sense the groups of Niobe and Laocoön are master- pieces; the one in the sublime and severe; the other in the studied and ornamental style.
The comparison with ancient tragedy is the more apposite here, as we know that both Aeschylus and Sophocles produced a Niobe, and that Sophocles was also the author of a Laocoön. In the group of the Laocoön the efforts of the body in enduring, and of the mind in resisting, are balanced in admirable equipoise. The children calling for help, tender objects of compassion, not of admiration, recal our eyes to the father, who seems to be in vain uplifting his eyes to the gods. The wreathed serpents represent to us that inevitable destiny which often involves all the parties of an action in one common ruin. And yet the beauty of proportion, the agreeable flow of the outline, are not lost in this violent struggle; and a representation, the most appalling to the senses, is yet managed with forbearance, while a mild breath of gracefulness is diffused over the whole.
In the group of Niobe there is the same perfect mixture of terror and pity. The upturned looks of the mother, and the mouth half open in supplication, seem yet to accuse the invisible wrath of heaven. The daughter, clinging in the agonies of death to the bosom of her mother, in her childish innocence has no fear but for herself: the innate impulse of self-preservation was never more tenderly and affectingly expressed. On the other hand, can there be a more beautiful image of self-devoting, heroic magnanimity than Niobe, as she bends forward to receive, if possible, in her own body the deadly shaft? Pride and defiance dissolve in the depths of maternal love. The more than earthly dignity of the features are the less marred by the agony, as under the rapid accumulation of blow upon blow she seems, as in the deeply significant fable, already petrifying into the stony torpor. But before this figure, thus twice struck into stone, and yet so full of life and soul—before this stony terminus of the limits of human endurance, the spectator melts into tears.
Amid all the agitating emotions which these groups give rise to, there is still a something in their aspect which attracts the mind and gives rise to manifold contemplation; so the ancient tragedy leads us forward to the highest reflections involved in the very sphere of things it sets before us—reflections on the nature and the inexplicable mystery of man's being.