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PRINCIPLES OF CLASSIFICATION
(1874)[3]

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I gladly avail myself of the opportunity that has been afforded me of explaining the principles of classification that I have adopted in the arrangement of my collection, in the hopes that, by offering them to the consideration of anthropologists, their soundness may be put to the test, and that they may elicit criticism on the part of those who have devoted their attention to the subject of primitive culture.

The collection is divided into four parts. The first has reference to physical anthropology, and consists of a small collection of typical skulls and hair of races. This part of the collection, as it relates to a subject that has received a large amount of attention from anthropologists, and has been frequently treated by abler hands than mine, I do not propose to enter into. The remainder of the collection is devoted to objects illustrating the development of prehistoric and savage culture, and consists of—Part II. The weapons of existing savages. Part III. Miscellaneous arts of modern savages, including pottery and substitutes for pottery; modes of navigation, clothing, textile fabrics, and weaving; personal ornament; realistic art; conventionalized art; ornamentation; tools; household furniture; musical instruments; idols and religious emblems; specimens of the written character of races; horse furniture; money and substitutes for money; fire-arms; sundry smaller classes of objects, such as mirrors, spoons, combs, games, and a collection of implements of modern savages, arranged to illustrate the mode of hafting stone implements. Part IV refers to the prehistoric series, and consists of specimens of natural forms simulating artificial forms, for comparison with artificial forms; a collection of modern forgeries for comparison with genuine prehistoric implements; palaeolithic implements; neolithic implements; implements of bronze, iron, and bone.

The collection does not contain any considerable number of unique specimens, and has been collected during upwards of twenty years, not for the purpose of surprising any one, either by the beauty or value of the objects exhibited, but solely with a view to instruction. For this purpose ordinary and typical specimens, rather than rare objects, have been selected and arranged in sequence, so as to trace, as far as practicable, the succession of ideas by which the minds of men in a primitive condition of culture have progressed from the simple to the complex, and from the homogeneous to the heterogeneous.

Many ethnological museums exist in this country and elsewhere, and therefore, in claiming to have accomplished a useful purpose in forming this collection, I am bound to endeavour to show that it performs some function that is not performed by the majority of the other museums that are to be found. I propose, therefore, to consider, in the first place, what the defect of an ethnological museum usually is.

The classification of natural history specimens has long been a recognized necessity in the arrangement of every museum which professes to impart useful information, but ethnological specimens have not generally been thought capable of anything more than a geographical arrangement. This arises mainly from sociology not having until recently been recognized as a science, if indeed it can be said to be so regarded by the public generally at the present time. Travellers, as a rule, have not yet embraced the idea, and consequently the specimens in our museums, not having been systematically collected, cannot be scientifically arranged. They consist of miscellaneous objects brought home as reminiscences of travel, or of such as have been most easily procured by sailors at the seaports. Unlike natural history specimens, which have for years past been selected with a view to variety, affinity, and sequence, these ethnological curiosities, as they have been termed, have been chosen without any regard to their history or psychology, and, although they would be none the less valuable for having been collected without influence from the bias of preconceived theories, yet, not being supposed capable of any scientific interpretation, they have not been obtained in sufficient number or variety to render classification possible.

This does not apply with the same force to collections of prehistoric objects, which during the last ten or fifteen years have received better treatment. It is to the arts and implements of modern savages that my remarks chiefly relate.

Since the year 1852 I have endeavoured to supply this want by selecting from amongst the commoner class of objects which have been brought to this country those which appeared to show connexion of form. Whenever missing links have been found they have been added to the collection, and the result has been to establish, however imperfectly, sequence in several series.

The primary arrangement has been by form—that is to say, that the spears, bows, clubs, and other objects above mentioned, have each been placed by themselves in distinct classes. Within each there is a sub-class for special localities, and in each of these sub-classes, or wherever a connexion of ideas can be traced, the specimens have been arranged according to their affinities, the simpler on the left and the successive improvements in line to the right of them. This arrangement has been varied to suit the form of the room, or of the screens, or the number of specimens, but in all cases the object kept in view has been, as far as possible, to trace the succession of ideas.

This is the distinctive difference between my collection and most others which I have seen, in which the primary arrangement has been geographical, that is to say, all the arts of the same tribe or nation have been placed together in one class, and within this there may perhaps have been in some cases a sub-class for special arts or special forms. Both systems have their advantages and disadvantages. By a geographical or racial arrangement the general culture of each distinct race is made the prominent feature of the collection, and it is therefore more strictly ethnological, whereas in the arrangement which I have adopted, the development of specific ideas and their transmission from one people to another, or from one locality to another, is made more apparent, and it is therefore of greater sociological value. Different points of interest are brought to light by each, and, in my judgement, a great National Anthropological Collection, should we ever possess such a desideratum, can never be considered complete until it embraces two series, arranged upon these two distinct systems.

Following the orthodox scientific principle of reasoning from the known to the unknown, I have commenced my descriptive catalogue with the specimens of the arts of existing savages, and have employed them, as far as possible, to illustrate the relics of primaeval men, none of which, except those constructed of the more imperishable materials, such as flint and stone, have survived to our time. All the implements of primaeval man that were of decomposable materials have disappeared, and can be replaced only in imagination by studying those of his nearest congener, the modern savage.

This being the system adopted, one of the first points to which I desire to invite your attention is the question, to what extent the modern savage truly represents primaeval man, or rather to what extent may we take the arts of modern savages to represent those of the first progenitors of our species?

In order to do this it is necessary to view the question in its psychological aspects. This I shall touch upon as lightly as possible, avoiding all technicalities, which in a cursory view of the matter, might tend to confuse, and confining myself to those parts of the subject which appear to have a direct bearing on evolution.

It is a matter of common observation that animals act by instinct, that is to say, that in the construction of their habitations and other arrangements for providing for their wants, they act intuitively, and apparently without the intervention of reason; and that the things which they construct, though often of a more or less complex character, are usually of a fixed type; that they are repeated by nearly all animals of the same kind with but little variety; and that within the limited space of time during which we are able to observe them, they do not appear to be susceptible of progress, although evidence has been adduced to show that animals, even in a wild state, do change their habits to a certain extent with the change of external conditions.

On the other hand, we recognize in many animals the operation of a reasoning mind. In their efforts to escape, or when conditions of a novel character are presented to them, they act in a manner that shows clear evidence of intelligence, although they show this to a very limited extent as compared with man. We also know that habits acquired by animals during domestication, or taught them by the exercise of their reasoning faculties, become instinctive in them, and are inherited in their offspring, as in the familiar case of the pointer dog. We also know that under domestication animals lose the instincts acquired in a wild state.

In the human mind we recognize the presence of all these phenomena, only in a different degree. We are conscious of an intellectual mind capable of reasoning upon unfamiliar occurrences, and of an automaton mind capable of acting intuitively in certain matters without effort of the will or consciousness. And we know that habits acquired by the exercise of conscious reason, by constant habit, become automatic, and then they no longer require the exercise of conscious reason to direct the actions, as they did at first; as, for example, the habit of walking upright, which the child learns with pain and labour, but in time performs without conscious effort of the mind. Or the habit of reading and writing, the learning of which requires a strong and continuous effort of the intellect, but which in time becomes so completely automatic that it becomes possible to read a whole page aloud whilst the intellectual mind is conscious of being engaged in other things.

We perceive clearly that this automatic action of the brain is dependent on frequent repetition by the intellectual brain, as in the familiar case of learning by heart; and also that the transfer of the action from the intellectual to the automaton brain—if indeed there are separate portions of the brain allotted to these separate functions, as appears probable—is a gradual and not a sudden process, and that there are intermediate stages in which an action may be performed partly by direction of the intellect and partly automatically. This is shown in the case of a person who, wishing to make an effective speech at a public meeting, reasons out his address carefully, and then learns it partially by heart. When the time comes to address the assembly, the speech having been partly referred to the automaton brain, the intellect is relieved from action, and, being unoccupied, is apt to wander and engage itself in other matters that are passing at the time; but the automaton brain, being insufficiently prepared to bear the whole responsibility, is unable to continue, and the intellectual brain, having already started on a journey elsewhere, is unable to return quick enough to take up the thread of the discourse. The result is that the would-be orator breaks down pitiably in the middle of his speech, owing to his having learnt his lesson too well for one function of his mind, and not well enough for the other. The same is seen in many business transactions, which, from frequent repetition, become what is called a second nature, and in the conduct of which the conscious intellect is partly freed from the control of the actions.

We see also that both automatic and intellectual activity are inherited in different degrees by different persons. Thus it is a matter of common observation that there are some persons who are able to acquire with great facility the power of conversing upon simple subjects in many different languages, whilst upon more complex subjects, requiring intellectual effort, they never acquire the power of conversing in any language. Thus, also, it is frequently seen that some children show a remarkable aptitude for learning in their youth. It is said to be a pleasure to educate them; everything speedily becomes automatic in them; great hopes are entertained of their future prospects; but they frequently become a grievous disappointment to their parents, who have built castles in the air upon the strength of their apparent precocity, whereas an acute observer might have seen that they had never from the first showed signs of great intellectual capacity. On the other hand, we hear of dunces who are the despair of their tutors, who can with difficulty be taught to read and write and spell, but in after years become philosophers and scientists, all which might have been foretold from the first if the system of education had been such as to call forth the intellectual powers.

It is not merely that some inherit automatic capacity whilst in others the capacity is intellectual. There is, without doubt, in both cases an hereditary capacity for special things. Thus, whilst some acquire a knowledge of music with facility, others can never be made to appreciate a note of music, and so with respect to other arts.

How then are we to account for this innate indifference in the capacity of individuals, unless by supposing it to be proportioned to the length of time during which, or the degree of intensity with which, the ancestors of the individuals have had their minds occupied in the particular branch of culture for which capacity is shown? Unfortunately the difficulty of tracing the channel of hereditary transmission stands in the way of obtaining any certainty on this point, although the labours of our Vice-President, Mr. Galton, have already thrown much light on this interesting subject. But on this assumption, it is easy to account for the more perfect action of instinct in the lower animals than in men, when it is considered that the minds of their progenitors must have been confined to the experience of those particular things for which instinct is shown, far longer than is the case with man; and this brings us to the point which has an important bearing upon the question before us, viz. that every action which is now performed by instinct, has at some former period in the history of the species been the result of conscious experience.

But, in adopting this theory, it is not necessary to assume that the ideas themselves have been communicated by hereditary transmission. The doctrine of innate ideas, exploded by Locke, I believe, can never again establish itself. What is inherited is no doubt a certain organization of the nervous system, which, by repeated use through many generations, aided by natural selection, has become exquisitely adapted to the recognition of experience of a particular kind, and which, by the constant renovation that is going on within the body, has grown in harmony with those experiences, so that, when the spring is touched, as it were, the machinery is at once set in motion; but, until the necessary external conditions are presented to the mind, there can be no consciousness of them in the mind. The mind creates nothing apart from experience; its function is limited to building with the materials presented to it through the medium of the senses. The broader the basis of experience, the more lofty the superstructure that can be raised upon it. Or, to use the words of Mr. Herbert Spencer[4], ‘the supposition that the inner cohesions are adjusted to the outer persistencies by accumulated experience of these outer persistencies, is in harmony with all our actual knowledge of mental phenomena. Though in so far as reflex actions and instincts are concerned, the experience hypothesis seems insufficient; yet, its seeming insufficiency occurs only where the evidence is beyond our reach. Nay, even here, such few facts as we can get, point to the conclusion that automatic physical connexions result from the registration of experiences continued for numberless generations.’ And further on he says: ‘In the progress of life at large, as in the progress of the individual, the adjustment of inner tendencies to outer persistencies must begin with the simple and advance to the complex, seeing that, both within and without, complex relations, being made up of simple ones, cannot be established before simple ones have been established.’

From the foregoing considerations it follows that, in studying the evidence of intellectual progress, the phenomena which we may expect to observe are—firstly, a continuous succession of ideas; secondly, that the complexity of the ideas will be in an increasing ratio in proportion to the time; and thirdly, that the tendency to automatic action upon any given set of ideas will be in proportion to the length of time during which the ancestors of the individual have exercised their minds in those particular ideas. Hence it follows, as a corollary to this, that at the present time the tendency to automatic action will be greater in the lower animals than in the higher, because the minds of their progenitors have been exercised in the simple ideas, for which instinct is shown, for a greater length of time than those of the higher animals, amongst whom the simpler ideas have, at a comparatively recent period in the history of the race, been replaced, or otherwise modified, by ideas of a more complex character, which latter have not yet had time to become instinctive. And this is in accordance with what is practically observed in nature.

Now, in applying these principles to the study of progress in man, we must expect to find that the phenomena observed will be in proportion to the spaces of time we have to deal with in treating of man as compared with animals in general.

Assuming this psychological standard of humanity to have been at the level at which we find the highest of the lower animals that exist at the present time, we may suppose primaeval man to have been so far acquainted with the use of tools as to be able to employ a stone for the purpose of cracking the shells of nuts, but incapable of trimming the stone into any form that would answer his purpose better than that into which it had been shaped by rolling in a river bed or upon the seashore.

By the repeated use of stones for this and similar purposes, it would be found that, as Sir John Lubbock has pointed out, they sometimes split in the hand, and that the sharp edges of the fractured portions were more serviceable than the stones before fracture. By constant repetition of the same occurrence, there would grow up in the mind of the creature an association of ideas between the fracture of the stone and the saving of labour effected by the fractured portion, and also a sequence of ideas by which it would be perceived that the fracture of the stone was a necessary preliminary to the other, and ultimately, by still continued repetition, the creature would be led to perform the motions which had been found effectual in cracking the stone before applying it to the purposes for which it was to be used. So also in using the various natural forms of the branches of trees which fell into his hands, it would be found that particular forms were of use for particular purposes; and by constant repetition there would arise an association of ideas between those forms and the purposes for which they were useful, and he would begin to select them for such purposes; and in proportion to the length of time during which this association of ideas continued to exist in the minds of successive generations of the creatures which we may now begin to call men, would be the tendency on the part of the offspring to continue to select and use these particular forms, more or less instinctively—not, indeed, with that unvarying instinct which in animals arises from the perfect adaptation of the internal organism to external condition, but with that modified instinct which assumes the form of a persistent conservatism.

‘The savage,’ says Mr. Tylor, ‘is firmly, obstinately conservative. No man appeals with more unhesitating confidence to the great precedent-makers of the past; the wisdom of his ancestors can control against the most obvious evidence of his own opinions and actions.’

In a similar manner mankind would be led to the conception of many other ideas, but of the majority of them no record would be preserved; it is only where the ideas have been associated with material forms that any record of them would be kept in prehistoric times; and this brings us to what I conceive to be the object of an anthropological collection—to trace out, by means of the only evidence available, the sequence of ideas by which mankind has advanced from the condition of the lower animals to that in which we find him at the present time, and by this means to provide really reliable materials for a philosophy of progress. We may not be able to find in these objects any associations that may lead us to form an estimate of the highest aspirations of the mind at any period of its development, but their importance to anthropologists consists in their value as evidence. Affording us as they do the only available evidence of man in his most primitive condition, they are well worthy of our attention, in order that by studying their grammar, we may be able to conjugate their forms.

Yet, although our data are thus limited to the material arts of mankind, only a small portion of those of prehistoric races are available for our purpose. As already said, only those tools and implements which were constructed of durable materials have remained; the rest have perished, and we have only the implements of existing savages by which to judge of them. The question, therefore, is, to what extent they may be taken as the representatives of the implements of prehistoric men, seeing that in point of time they are contemporaneous with the arts of the most civilized races, and not with those of prehistoric races.

Scattered over the world in various localities are savage races showing various degrees of culture, some higher and some lower than others, many of which have now been greatly influenced by contact with civilized races, but of the majority of which we have more or less detailed records, dating from the time of their first discovery by Europeans, when their arts may be regarded as indigenous, or, at any rate, free from any admixture with the arts of civilized races.

If these savage races have been degraded from a higher condition of culture, then, seeing that sequence of ideas is necessary to the existence of any ideas whatever, we must inevitably find traces in their arts of those higher arts from which they descended. But if, on the other hand, they have risen from a lower state, and their present savage condition arises from their having advanced less rapidly than those races which are now above them in the social scale, then what are the conditions which we must expect to find prevailing amongst them?

We shall find, firstly, that the forms of their implements, instead of showing evidence of having been derived from higher and more complex forms, will, in proportion to the low state of their civilization, show evidence of being derived from natural forms, such as might have been employed by man before he had learnt the art of modifying them to his uses; and secondly, we shall find that the persistency of the forms is proportioned to the low state of their culture.

Now this is found to be the case with nearly every race of savages of whose condition we have any knowledge. Lowest amongst the existing races of the world of whom we have any accurate knowledge are the Australians. All their weapons assimilate to the forms of nature; all their wooden weapons are constructed on the grain of the wood, and consequently their curves are the curves of the branches out of which they were constructed. In every instance in which I have attempted to arrange my collection in sequence, so as to trace the higher forms from natural forms, the weapons of the Australians have found their place lowest in the scale, because they assimilate most closely to the natural forms.

Of this many examples may be given. I will not now again enter into the history of the boomerang, to which I have already drawn the attention of the Society on former occasions. Those who wish to see the subject treated in greater detail will find it discussed in my catalogue of the collection, in which are also given the authorities for many facts that are mentioned here, and which the limits of time and space do not enable me to quote at length. Suffice to say that the whole of the Australian weapons can be traced by their connecting links to the simple stick, such as might have been used by an ape or an elephant before mankind appeared upon this earth, and I have arranged them so as to show this connexion on the screens. Here also we are able to trace the development of the idea of a shield to cover the body, which in its simplest form is a simple parrying-stick held in the centre, and which expands gradually into an oval shield. It is also shown upon the screens how the simple waddy, or club with a lozenge-shaped head, by a gradual development of one side, grew into a kind of wooden hatchet, which ultimately became converted into a hatchet-boomerang.

The whole of the Australian weapons, without exception, are of this simple character, and in proof of the persistency with which this nation has continued to employ the same forms, no further evidence is necessary than the fact that they are the same, with but slight variations, over the whole continent. The slight differences between them, as Mr. Oldfield has pointed out, are so minute as scarcely to be perceptible to a European, but sufficient to enable a native to determine at a glance from what locality any specimen that may be shown him has been obtained.

But although all the connecting forms between the forms of nature and the more advanced forms are found amongst the existing weapons of these savages, we are not to assume from this that the whole of the progress observed has been effected in modern times. The whole sequence of ideas connecting these weapons (which are now constructed in a manner to show that the art of producing them is partly automatic) was reasoned out by such processes of the mind as stood for reason, at various former periods in the history of the race, each successive improvement constituting a link in the chain of progressive development. Each link has left its representatives, which, with certain modifications, have survived to the present time; and it is by the means of these survivals, and not by the links themselves, that we are able to trace out the sequence that has been spoken of.

This is the hypothesis put forward, and which I profess to justify by the facts accumulated in this collection.

Every form marks its own place in sequence by its relative complexity or affinity to other allied forms, in the same manner that every word in the science of language has a place assigned to it in the order of development or phonetic decay.

If there is such a thing as a science of language, and none can doubt it, who shall affirm that there is no such thing as a science of the arts? Language, it is true, embraces a wider sphere, and includes the arts; but, on the other hand, it is liable to sources of uncertainty for the purposes of science, from which the arts are free. Language is impalpable, invisible to the eye, except through the medium of a written character, which may or may not accurately express the sounds, and subject to acoustic changes in the collection of the materials, which are a perpetual cause of error and misclassification.

In tracing the development of the material arts, on the other hand, we have, in the earliest periods, the support of collateral evidence afforded by the fauna with which they are associated and by geological sequence, all which is wanting in the science of language.

Why, then, has language hitherto received more scientific treatment than the arts? Merely on account of the greater facility with which the data are collected. Whilst words take seconds to record, hours and days may be spent in the accurate delineation of form. Words cost nothing, are packed in folios, transmitted by post, and stored on the shelves of every private library. A million classified words may be carried in the coat pocket without inconvenience, whilst a hundredth part of that number of material objects require a museum to contain them, and are accessible only to a few. This is the reason why the arts have never been subjected to those classifications which form the groundwork of a science.

Then, again, in approaching prehistoric times, or in studying modern savages who represent prehistoric man, language loses its persistency, or fails us altogether. Although, in an advanced stage of civilization, especially when it has been committed to writing, it affords the surest test of culture, this is certainly not the case with the lowest savages, amongst whom language changes so rapidly that even neighbouring tribes cannot understand one another. And if this is the case in respect to language, still more strongly does it apply to all ideas that are communicated by word of mouth. In endeavouring to trace back prehistoric culture to its root forms, we find that in proportion as the value of language and of the ideas conveyed by language diminishes, that of ideas embodied in material forms increases in stability and permanence. Whilst in the earliest phases of humanity the names for things change with every generation if not more frequently, the things themselves are handed down unchanged from father to son and from tribe to tribe, and many of them have continued to our own time, faithful records of the condition of the people by whom they were fabricated.

The Evolution of Culture, and Other Essays

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