Читать книгу On War - Carl von Clausewitz - Страница 35

by it from necessity, never by inclination. But amongst uncivilised people we never find a really great General, and very seldom what we can properly call a military genius, because that requires a development of the intelligent powers which cannot be found in an uncivilised state. That a civilised people may also have a warlike tendency and development is a matter of course; and the more this is general, the more frequently also will military spirit be found in individuals in their armies. Now as this coincides in such case with the higher degree of civilisation, therefore from such nations have issued forth the most brilliant military exploits, as the Romans and the French have exemplified. The greatest names in these and in all other nations that have been renowned in War belong strictly to epochs of higher culture.

From this we may infer how great a share the intelligent powers have in superior military genius. We shall now look more closely into this point.

War is the province of danger, and therefore courage above all things is the first quality of a warrior.

Courage is of two kinds: first, physical courage, or courage in presence of danger to the person; and next, moral courage, or courage before responsibility, whether it be before the judgment-seat of external authority, or of the inner power, the conscience. We only speak here of the first.

Courage before danger to the person, again, is of two kinds. First, it may be indifference to danger, whether proceeding from the organism of the individual, contempt of death, or habit: in any of these cases it is to be regarded as a permanent condition.

Secondly, courage may proceed from positive motives, such as personal pride, patriotism, enthusiasm of any kind. In this case courage is not so much a normal condition as an impulse.

We may conceive that the two kinds act differently. The first kind is more certain, because it has become a second nature, never forsakes the man; the second often leads him farther. In the first there is more of firmness, in the second, of boldness. The first leaves the judgment cooler, the second raises its power at times, but often bewilders it. The two combined make up the most perfect kind of courage.

War is the province of physical exertion and suffering. In order not to be completely overcome by them, a certain strength of body and mind is required, which, either natural or acquired, produces indifference to them. With these qualifications, under the guidance of simply a sound understanding, a man is at once a proper instrument for War; and these are the qualifications so generally to be met with amongst wild and half-civilised tribes. If we go further in the demands which War makes on it, then we find the powers of the understanding predominating. War is the province of uncertainty: three-fourths of those things upon which action in War must be calculated, are hidden more or less in the clouds of great uncertainty. Here, then, above all a fine and penetrating mind is called for, to search out the truth by the tact of its judgment.

An average intellect may, at one time, perhaps hit upon this truth by accident; an extraordinary courage, at another, may compensate for the want of this tact; but in the majority of cases the average result will always bring to light the deficient understanding.

War is the province of chance. In no sphere of human activity is such a margin to be left for this intruder, because none is so much in constant contact with him on all sides. He increases the uncertainty of every circumstance, and deranges the course of events.

From this uncertainty of all intelligence and suppositions, this continual interposition of chance, the actor in War constantly finds things different from his expectations; and this cannot fail to have an influence on his plans, or at least on the presumptions connected with these plans. If this influence is so great as to render the pre-determined plan completely nugatory, then, as a rule, a new one must be substituted in its place; but at the moment the necessary data are often wanting for this, because in the course of action circumstances press for immediate decision, and allow no time to look about for fresh data, often not enough for mature consideration.

But it more often happens that the correction of one premise, and the knowledge of chance events which have arisen, are not sufficient to overthrow our plans completely, but only suffice to produce hesitation. Our knowledge of circumstances has increased, but our uncertainty, instead of having diminished, has only increased. The reason of this is, that we do not gain all our experience at once, but by degrees; thus our determinations continue to be assailed incessantly by fresh experience; and the mind, if we may use the expression, must always be “under arms.”

Now, if it is to get safely through this perpetual conflict with the unexpected, two qualities are indispensable: in the first place an intellect which, even in the midst of this intense obscurity, is not without some traces of inner light, which lead to the truth, and then the courage to follow this faint light. The first is figuratively expressed by the French phrase coup d’œil. The other is resolution. As the battle is the feature in War to which attention was originally chiefly directed, and as time and space are important elements in it, more particularly when cavalry with their rapid decisions were the chief arm, the idea of rapid and correct decision related in the first instance to the estimation of these two elements, and to denote the idea an expression was adopted which actually only points to a correct judgment by eye. Many teachers of the Art of War then gave this limited signification as the definition of coup d’œil. But it is undeniable that all able decisions formed in the moment of action soon came to be understood by the expression, as, for instance, the hitting upon the right point of attack, &c. It is, therefore, not only the physical, but more frequently the mental eye which is meant in coup d’œil. Naturally, the expression, like the thing, is always more in its place in the field of tactics: still, it must not be wanting in strategy, inasmuch as in it rapid decisions are often necessary. If we strip this conception of that which the expression has given it of the over-figurative and restricted, then it amounts simply to the rapid discovery of a truth which to the ordinary mind is either not visible at all or only becomes so after long examination and reflection.

Resolution is an act of courage in single instances, and if it becomes a characteristic trait, it is a habit of the mind. But here we do not mean courage in face of bodily danger, but in face of responsibility, therefore, to a certain extent against moral danger. This has been often called courage d’esprit, on the ground that it springs from the understanding; nevertheless, it is no act of the understanding on that account; it is an act of feeling. Mere intelligence is still not courage, for we often see the cleverest people devoid of resolution. The mind must, therefore, first awaken the feeling of courage, and then be guided and supported by it, because in momentary emergencies the man is swayed more by his feelings than his thoughts.

We have assigned to resolution the office of removing the torments of doubt, and the dangers of delay, when there are no sufficient motives for guidance. Through the unscrupulous use of language which is prevalent, this term is often applied to the mere propensity to daring, to bravery, boldness, or temerity. But, when there are sufficient motives in the man, let them be objective or subjective, true or false, we have no right to speak of his resolution; for, when we do so, we put ourselves in his place, and we throw into the scale doubts which did not exist with him.

Here there is no question of anything but of strength and weakness. We are not pedantic enough to dispute with the use of language about this little misapplication, our observation is only intended to remove wrong objections.

This resolution now, which overcomes the state of doubting, can only be called forth by the intellect, and, in fact, by a peculiar tendency of the same. We maintain that the mere union of a superior understanding and the necessary feelings are not sufficient to make up resolution. There are persons who possess the keenest perception for the most difficult problems, who are also not fearful of responsibility, and yet in cases of difficulty cannot come to a resolution. Their courage and their sagacity operate independently of each other, do not give each other a hand, and on that account do not produce resolution as a result. The forerunner of resolution is an act of the mind making evident the necessity of venturing, and thus influencing the will. This quite peculiar direction of the mind, which conquers every other fear in man by the fear of wavering or doubting, is what makes up resolution in strong minds; therefore, in our opinion, men who have little intelligence can never be resolute. They may act without hesitation under perplexing circumstances, but then they act without reflection. Now, of course, when a man acts without reflection he cannot be at variance with himself by doubts, and such a mode of action may now and then lead to the right point; but we say now as before, it is the average result which indicates the existence of military genius. Should our assertion appear extraordinary to any one, because he knows many a resolute hussar officer who is no deep thinker, we must remind him that the question here is about a peculiar direction of the mind, and not about great thinking powers.

We believe, therefore, that resolution is indebted to a special direction of the mind for its existence, a direction which belongs to a strong head rather than to a brilliant one. In corroboration of this genealogy of resolution we may add that there have been many instances of men who have shown the greatest resolution in an inferior rank, and have lost it in a higher position. While, on the one hand, they are obliged to resolve, on the other they see the dangers of a wrong decision, and as they are surrounded with things new to them, their understanding loses its original force, and they become only the more timid the more they become aware of the danger of the irresolution into which they have fallen, and the more they have formerly been in the habit of acting on the spur of the moment.

From the coup d’œil and resolution we are naturally to speak of its kindred quality, presence of mind, which in a region of the unexpected like War must act a great part, for it is indeed nothing but a great conquest over the unexpected. As we admire presence of mind in a pithy answer to anything said unexpectedly, so we admire it in a ready expedient on sudden danger. Neither the answer nor the expedient need be in themselves extraordinary, if they only hit the point; for that which as the result of mature reflection would be nothing unusual, therefore insignificant in its impression on us, may as an instantaneous act of the mind produce a pleasing impression. The expression “presence of mind” certainly denotes very fitly the readiness and rapidity of the help rendered by the mind.

Whether this noble quality of a man is to be ascribed more to the peculiarity of his mind or to the equanimity of his feelings, depends on the nature of the case, although neither of the two can be entirely wanting. A telling repartee bespeaks rather a ready wit, a ready expedient on sudden danger implies more particularly a well-balanced mind.

If we take a general view of the four elements composing the atmosphere in which War moves, of danger, physical effort, uncertainty, and chance, it is easy to conceive that a great force of mind and understanding is requisite to be able to make way with safety and success amongst such opposing elements, a force which, according to the different modifications arising out of circumstances, we find termed by military writers and annalists as energy, firmness, staunchness, strength of mind and character. All these manifestations of the heroic nature might be regarded as one and the same power of volition, modified according to circumstances; but nearly related as these things are to each other, still they are not one and the same, and it is desirable for us to distinguish here a little more closely at least the action of the powers of the soul in relation to them.

In the first place, to make the conception clear, it is essential to observe that the weight, burden, resistance, or whatever it may be called, by which that force of the soul in the General is brought to light, is only in a very small measure the enemy’s activity, the enemy’s resistance, the enemy’s action directly. The enemy’s activity only affects the General directly in the first place in relation to his person, without disturbing his action as Commander. If the enemy, instead of two hours, resists for four, the Commander instead of two hours is four hours in danger; this is a quantity which plainly diminishes the higher the rank of the Commander. What is it for one in the post of Commander-in-Chief? It is nothing.

Secondly, although the opposition offered by the enemy has a direct effect on the Commander through the loss of means arising from prolonged resistance, and the responsibility connected with that loss, and his force of will is first tested and called forth by these anxious considerations, still we maintain that this is not the heaviest burden by far which he has to bear, because he has only himself to settle with. All the other effects of the enemy’s resistance act directly upon the combatants under his command, and through them react upon him.

As long as his men full of good courage fight with zeal and spirit, it is seldom necessary for the Chief to show great energy of purpose in the pursuit of his object. But as soon as difficulties arise—and that must always happen when great results are at stake—then things no longer move on of themselves like a well-oiled machine, the machine itself then begins to offer resistance, and to overcome this the Commander must have a great force of will. By this resistance we must not exactly suppose disobedience and murmurs, although these are frequent enough with particular individuals; it is the whole feeling of the dissolution of all physical and moral power, it is the heartrending sight of the bloody sacrifice which the Commander has to contend with in himself, and then in all others who directly or indirectly transfer to him their impressions, feelings, anxieties, and desires. As the forces in one individual after another become prostrated, and can no longer be excited and supported by an effort of his own will, the whole inertia of the mass gradually rests its weight on the Will of the Commander: by the spark in his breast, by the light of his spirit, the spark of purpose, the light of hope, must be kindled afresh in others: in so far only as he is equal to this, he stands above the masses and continues to be their master; whenever that influence ceases, and his own spirit is no longer strong enough to revive the spirit of all others, the masses drawing him down with them sink into the lower region of animal nature, which shrinks from danger and knows not shame. These are the weights which the courage and intelligent faculties of the military Commander have to overcome if he is to make his name illustrious. They increase with the masses, and therefore, if the forces in question are to continue equal to the burden, they must rise in proportion to the height of the station.

Energy in action expresses the strength of the motive through which the action is excited, let the motive have its origin in a conviction of the understanding, or in an impulse. But the latter can hardly ever be wanting where great force is to show itself.

Of all the noble feelings which fill the human heart in the exciting tumult of battle, none, we must admit, are so powerful and constant as the soul’s thirst for honour and renown, which the German language treats so unfairly and tends to depreciate by the unworthy associations in the words Ehrgeiz (greed of honour) and Ruhmsucht (hankering after glory). No doubt it is just in War that the abuse of these proud aspirations of the soul must bring upon the human race the most shocking outrages, but by their origin they are certainly to be counted amongst the noblest feelings which belong to human nature, and in War they are the vivifying principle which gives the enormous body a spirit. Although other feelings may be more general in their influence, and many of them—such as love of country, fanaticism, revenge, enthusiasm of every kind—may seem to stand higher, the thirst for honour and renown still remains indispensable. Those other feelings may rouse the great masses in general, and excite them more powerfully, but they do not give the Leader a desire to will more than others, which is an essential requisite in his position if he is to make himself distinguished in it. They do not, like a thirst for honour, make the military act specially the property of the Leader, which he strives to turn to the best account; where he ploughs with toil, sows with care, that he may reap plentifully. It is through these aspirations we have been speaking of in Commanders, from the highest to the lowest, this sort of energy, this spirit of emulation, these incentives, that the action of armies is chiefly animated and made successful. And now as to that which specially concerns the head of all, we ask, Has there ever been a great Commander destitute of the love of honour, or is such a character even conceivable?

Firmness denotes the resistance of the will in relation to the force of a single blow, staunchness in relation to a continuance of blows. Close as is the analogy between the two, and often as the one is used in place of the other, still there is a notable difference between them which cannot be mistaken, inasmuch as firmness against a single powerful impression may have its root in the mere strength of a feeling, but staunchness must be supported rather by the understanding, for the greater the duration of an action the more systematic deliberation is connected with it, and from this staunchness partly derives its power.

If we now turn to strength of mind or soul, then the first question is, What are we to understand thereby?

Plainly it is not vehement expressions of feeling, nor easily excited passions, for that would be contrary to all the usage of language, but the power of listening to reason in the midst of the most intense excitement, in the storm of the most violent passions. Should this power depend on strength of understanding alone? We doubt it. The fact that there are men of the greatest intellect who cannot command themselves certainly proves nothing to the contrary, for we might say that it perhaps requires an understanding of a powerful rather than of a comprehensive nature; but we believe we shall be nearer the truth if we assume that the power of submitting oneself to the control of the understanding, even in moments of the most violent excitement of the feelings, that power which we call self-command, has its root in the heart itself. It is, in point of fact, another feeling, which in strong minds balances the excited passions without destroying them; and it is only through this equilibrium that the mastery of the understanding is secured. This counterpoise is nothing but a sense of the dignity of man, that noblest pride, that deeply-seated desire of the soul always to act as a being endued with understanding and reason. We may therefore say that a strong mind is one which does not lose its balance even under the most violent excitement.

If we cast a glance at the variety to be observed in the human character in respect to feeling, we find, first, some people who have very little excitability, who are called phlegmatic or indolent.

Secondly, some very excitable, but whose feelings still never overstep certain limits, and who are therefore known as men full of feeling, but sober-minded.

Thirdly, those who are very easily roused, whose feelings blaze up quickly and violently like gunpowder, but do not last.

Fourthly, and lastly, those who cannot be moved by slight causes, and who generally are not to be roused suddenly, but only gradually; but whose feelings become very powerful and are much more lasting. These are men with strong passions, lying deep and latent.

This difference of character lies probably close on the confines of the physical powers which move the human organism, and belongs to that amphibious organisation which we call the nervous system, which appears to be partly material, partly spiritual. With our weak philosophy, we shall not proceed further in this mysterious field. But it is important for us to spend a moment over the effects which these different natures have on, action in War, and to see how far a great strength of mind is to be expected from them.

Indolent men cannot easily be thrown out of their equanimity, but we cannot certainly say there is strength of mind where there is a want of all manifestation of power.

At the same time, it is not to be denied that such men have a certain peculiar aptitude for War, on account of their constant equanimity. They often want the positive motive to action, impulse, and consequently activity, but they are not apt to throw things into disorder.

The peculiarity of the second class is that they are easily excited to act on trifling grounds, but in great matters they are easily overwhelmed. Men of this kind show great activity in helping an unfortunate individual, but by the distress of a whole Nation they are only inclined to despond, not roused to action.