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3-c. Critical velocity, metastable flow

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For the sake of simplicity, we will use in our discussion the simple geometry of § 3-a. The transposition to other geometries involving, for example, the creation of vortices in the fluid would be straightforward. The main change would concern the height of the energy barrier4.

With this simple geometry, the potential to be used in (60) is the sum of a repulsive potential g |ul(r, z)|2 and a kinetic energy of rotation around Oz, equal to l2ħ2/2mr2. We now show that, in a given l state, these two contributions can be expressed as a function of two velocities. First, relation (61) yields the rotation velocity vl associated with state l:

(73)

and the rotational energy is simply written as:

(74)

As for the interaction term (term in g on the left-hand side), we can express it in a more convenient way, defining as before the numerical density n0:

(75)

and using the definition (39) for the sound velocity c. It can then be written in a form similar to (74):

(76)

The two velocities vl and c allow an easy comparison of the respective importance of the kinetic and potential energies in a state l.

We now compare the contributions of these two terms either for states with a given l, or for a superposition of states (63). To clarify the discussion and be able to draw a figure, we will use a continuous variable defined as the average 〈Jz〉 of the component along Oz of the angular momentum:

(77)

This expression varies continuously between and l′ħ when the relative weights of |cl (t)|2 and |cl' (t)|2 are changed while imposing relation (64); the continuous variable:

(78)

allows making interpolations between the discrete integer values of l.

Using the normalization relation (64) of the wave function (63), we can express x as a function of |cl′ (t)|2:

(79)

The variable x characterizes the modulus of each of the two components of the variational function (63). A second variable is needed to define the relative phase between these two components, which comes into play for example in (66). Instead of studying the time evolution of the fluid state vector inside this variational family, we shall simply give a qualitative argument, for several reasons. First of all, it is not easy to characterize precisely the coupling between the fluid and the environment by a Hamiltonian that can change the fluid rotational angular momentum (for example, the wall’s irregularities may transfer energy and angular momentum from the fluid to the container). Furthermore, as the time-dependent Gross-Pitaevskii equation is nonlinear, its precise solutions are generally found numerically. This is why we shall only qualitatively discuss the effects of the potential barrier found in §3-b. The higher this barrier, the more difficult it is for x to go from l to l’. Let us evaluate the variation of the average energy as a function of x.

For integer values of x, relation (74) shows that the average rotational kinetic energy varies as the square of x; in between, its value can be found by interpolation as in (77). As for the potential energy, we saw that a continuous variation of cl (t) and cl′ (t) necessarily involves a coherent superposition, which has an energy cost and increases the repulsive potential interaction. In particular, this interaction energy is multiplied by the factor 3/2 when the moduli of cl (t) and cl′ (t) are equal (i.e. when x is an integer plus 1/2). As a result, to the quadratic variation of the rotational kinetic energy, we must add an oscillating variation of the potential energy, minimum for all the integer values of x, and maximum half-way between. The oscillation amplitude is given by:

(80)

Figure 3 shows three plots of the variation of the system energy as a function of the average value 〈Jz〉. The lowest one, shown as a dotted line, corresponds to a superposition of the state l with the state l’ = l — 1, for a very small value of the coupling constant g (weak interactions, gas almost ideal). In this case and according to (39), the sound velocity is also very small and we are in the case cvl. Comparing (74) and (80) then shows that the potential energy contribution is negligible compared to the variation of the rotational kinetic energy between the two states. As a result, the modulation on this dotted line is barely perceptible, and this curve presents a single minimum at x = 0: whatever the initial rotational state, no potential barrier prevents the fluid rotational velocity from returning to zero (for example under the effect of the interactions with the irregularities of the walls containing the fluid).

The other two curves in Figure 3 correspond to a much larger value of g, hence, according to (39), to a much higher value of c. There are now several values of l for which vl is small compared to c. The dashed line corresponds, as for the previous curve, to a superposition of the two states l = 1 and l′ = l — 1; the solid line (for the same value of g) to a superposition of l = 3 and l′ = 0, corresponding to the case where the system goes directly from the state l = 3 to the rotational ground state in the torus, with l′ = 0. It is obviously this last curve that presents the lowest energy barrier starting from l = 3 (shown with a circle in the figure). This is normal since this is the curve that involves the largest variation in the kinetic energy, in a sense opposite to that of the potential energy variation. It is thus the direct transition from l = 3 to l′ = 0 that will determine the possibility for the system to relax towards a state of slower rotation. Let us again use (74) and (80) to compare the kinetic energy variation and the height of the repulsive potential barrier. All the states l, with velocities vl much larger than c, have a kinetic energy much bigger than the maximum value of the potential energy: no energy barrier can be formed. On the other hand, all the states l with velocities vl much smaller than c cannot lower their rotational state without going over a potential barrier.

In between these two extreme cases, there exists (for a given g) a “critical” value lc corresponding to the onset of the barrier. It is associated with a “critical velocity” vc = lcħ/mr, of the order of the sound velocity c, fixing the maximum value of vl for which this potential barrier exists. If the fluid rotational velocity in the torus is greater than vc, the liquid can slow down its rotation without going over an energy barrier, and dissipation occurs as in an ordinary viscous liquid – the fluid is said to be “normal”. If, however, the fluid velocity is less than the critical velocity, the physical system must necessarily go over a potential barrier (or more) to continuously tend towards l = 0. As this barrier results from the repulsion between all the particles and their neighbors, it has a macroscopic value. In principle, any barrier can be overcome, be it by thermal excitation, or by the quantum tunnel effect. However the time needed for this passage may take a gigantic value. First of all, it is extremely unlikely for a thermal fluctuation to reach a macroscopic energy value. As for the tunnel effect, its transition probability decreases exponentially with the barrier height and becomes extremely low for a macroscopic object. Consequently, the relaxation times of the fluid velocity may become extraordinarily large, and, on the human scale, the rotation can be considered to last indefinitely. This phenomenon is called “superfluidity”.

Figure 3: Plots of the energy of a rotating repulsive boson system, in a coherent superposition of the state l and the state l′, as a function of its average angular momentumJz, expressed in units of ħ. The lower dotted curve corresponds to the case where l′ = l — 1 and the interaction constant g is small (almost ideal gas). The potential energy is then negligible and the total energy presents a single minimum inJz〉 = 0. Consequently, whatever the initial rotational state of the fluid, it will relax to a motionless state l = 0 without having to go over any energy barrier, and its rotational kinetic energy will dissipate: it behaves as a normal fluid. The other two curves correspond to a much larger value of g - therefore, according to (39) to a much higher value of c. The dashed curve still corresponds to a superposition of the rotational states l and l′ = l — 1, and the solid line to the direct superposition of the state l = 3 (shown with a circle in the figure) and the ground state l′ = 0. The solid line curve presents the smallest barrier, hence determining the metastability of the current.

The higher the coupling constant g, the more l states presenting a minimum in the potential energy appear. They correspond to flow velocities in the torus that are smaller than the critical velocity. To go from the rotational state l = 1 to the motionless state l = 0, the system must go over a macroscopic energy barrier, which only occurs with a probability so small it can be considered equal to zero. The rotational current is therefore permanent, lasting for years, and the system is said to be superfluid. On the other hand, the states with higher values of l, for which the curve presents no minima, correspond to a normal fluid, whose rotation can slow down because of the viscosity (dissipation of the kinetic energy into heat).

Quantum Mechanics, Volume 3

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