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Оглавление6.
With reference to Archilochus, it has been established by critical research that he introduced the folk-song into literature, and, on account thereof, deserved, according to the general estimate of the Greeks, his unique position alongside of Homer. But what is this popular folk-song in contrast to the wholly Apollonian epos? What else but the perpetuum vestigium of a union of the Apollonian and the Dionysian? Its enormous diffusion among all peoples, still further enhanced by ever new births, testifies to the power of this artistic double impulse of nature: which leaves its vestiges in the popular song in like manner as the orgiastic movements of a people perpetuate themselves in its music. Indeed, one might also furnish historical proofs, that every period which is highly productive in popular songs has been most violently stirred by Dionysian currents, which we must always regard as the substratum and prerequisite of the popular song.
First of all, however, we regard the popular song as the musical mirror of the world, as the Original melody, which now seeks for itself a parallel dream-phenomenon and expresses it in poetry. Melody is therefore primary and universal, and as such may admit of several objectivations, in several texts. Likewise, in the naïve estimation of the people, it is regarded as by far the more important and necessary. Melody generates the poem out of itself by an ever-recurring process. The strophic form of the popular song points to the same phenomenon, which I always beheld with astonishment, till at last I found this explanation. Any one who in accordance with this theory examines a collection of popular songs, such as "Des Knaben Wunderhorn," will find innumerable instances of the perpetually productive melody scattering picture sparks all around: which in their variegation, their abrupt change, their mad precipitance, manifest a power quite unknown to the epic appearance and its steady flow. From the point of view of the epos, this unequal and irregular pictorial world of lyric poetry must be simply condemned: and the solemn epic rhapsodists of the Apollonian festivals in the age of Terpander have certainly done so.
Accordingly, we observe that in the poetising of the popular song, language is strained to its utmost to imitate music; and hence a new world of poetry begins with Archilochus, which is fundamentally opposed to the Homeric. And in saying this we have pointed out the only possible relation between poetry and music, between word and tone: the word, the picture, the concept here seeks an expression analogous to music and now experiences in itself the power of music. In this sense we may discriminate between two main currents in the history of the language of the Greek people, according as their language imitated either the world of phenomena and of pictures, or the world of music. One has only to reflect seriously on the linguistic difference with regard to colour, syntactical structure, and vocabulary in Homer and Pindar, in order to comprehend the significance of this contrast; indeed, it becomes palpably clear to us that in the period between Homer and Pindar the orgiastic flute tones of Olympus must have sounded forth, which, in an age as late as Aristotle's, when music was infinitely more developed, transported people to drunken enthusiasm, and which, when their influence was first felt, undoubtedly incited all the poetic means of expression of contemporaneous man to imitation. I here call attention to a familiar phenomenon of our own times, against which our æsthetics raises many objections. We again and again have occasion to observe how a symphony of Beethoven compels the individual hearers to use figurative speech, though the appearance presented by a collocation of the different pictorial world generated by a piece of music may be never so fantastically diversified and even contradictory. To practise its small wit on such compositions, and to overlook a phenomenon which is certainly worth explaining, is quite in keeping with this æsthetics. Indeed, even if the tone-poet has spoken in pictures concerning a composition, when for instance he designates a certain symphony as the "pastoral" symphony, or a passage therein as "the scene by the brook," or another as the "merry gathering of rustics," these are likewise only symbolical representations born out of music—and not perhaps the imitated objects of music—representations which can give us no information whatever concerning the Dionysian content of music, and which in fact have no distinctive value of their own alongside of other pictorical expressions. This process of a discharge of music in pictures we have now to transfer to some youthful, linguistically productive people, to get a notion as to how the strophic popular song originates, and how the entire faculty of speech is stimulated by this new principle of imitation of music.
If, therefore, we may regard lyric poetry as the effulguration of music in pictures and concepts, we can now ask: "how does music appear in the mirror of symbolism and conception?" It appears as will, taking the word in the Schopenhauerian sense, i.e., as the antithesis of the æsthetic, purely contemplative, and passive frame of mind. Here, however, we must discriminate as sharply as possible between the concept of essentiality and the concept of phenominality; for music, according to its essence, cannot be will, because as such it would have to be wholly banished from the domain of art—for the will is the unæsthetic-in-itself;—yet it appears as will. For in order to express the phenomenon of music in pictures, the lyrist requires all the stirrings of passion, from the whispering of infant desire to the roaring of madness. Under the impulse to speak of music in Apollonian symbols, he conceives of all nature, and himself therein, only as the eternally willing, desiring, longing existence. But in so far as he interprets music by means of pictures, he himself rests in the quiet calm of Apollonian contemplation, however much all around him which he beholds through the medium of music is in a state of confused and violent motion. Indeed, when he beholds himself through this same medium, his own image appears to him in a state of unsatisfied feeling: his own willing, longing, moaning and rejoicing are to him symbols by which he interprets music. Such is the phenomenon of the lyrist: as Apollonian genius he interprets music through the image of the will, while he himself, completely released from the avidity of the will, is the pure, undimmed eye of day.
Our whole disquisition insists on this, that lyric poetry is dependent on the spirit of music just as music itself in its absolute sovereignty does not require the picture and the concept, but only endures them as accompaniments. The poems of the lyrist can express nothing which has not already been contained in the vast universality and absoluteness of the music which compelled him to use figurative speech. By no means is it possible for language adequately to render the cosmic symbolism of music, for the very reason that music stands in symbolic relation to the primordial contradiction and primordial pain in the heart of the Primordial Unity, and therefore symbolises a sphere which is above all appearance and before all phenomena. Rather should we say that all phenomena, compared with it, are but symbols: hence language, as the organ and symbol of phenomena, cannot at all disclose the innermost essence, of music; language can only be in superficial contact with music when it attempts to imitate music; while the profoundest significance of the latter cannot be brought one step nearer to us by all the eloquence of lyric poetry.
7.
We shall now have to avail ourselves of all the principles of art hitherto considered, in order to find our way through the labyrinth, as we must designate the origin of Greek tragedy. I shall not be charged with absurdity in saying that the problem of this origin has as yet not even been seriously stated, not to say solved, however often the fluttering tatters of ancient tradition have been sewed together in sundry combinations and torn asunder again. This tradition tells us in the most unequivocal terms, that tragedy sprang from the tragic chorus, and was originally only chorus and nothing but chorus: and hence we feel it our duty to look into the heart of this tragic chorus as being the real proto-drama, without in the least contenting ourselves with current art-phraseology—according to which the chorus is the ideal spectator, or represents the people in contrast to the regal side of the scene. The latter explanatory notion, which sounds sublime to many a politician—that the immutable moral law was embodied by the democratic Athenians in the popular chorus, which always carries its point over the passionate excesses and extravagances of kings—may be ever so forcibly suggested by an observation of Aristotle: still it has no bearing on the original formation of tragedy, inasmuch as the entire antithesis of king and people, and, in general, the whole politico-social sphere, is excluded from the purely religious beginnings of tragedy; but, considering the well-known classical form of the chorus in Æschylus and Sophocles, we should even deem it blasphemy to speak here of the anticipation of a "constitutional representation of the people," from which blasphemy others have not shrunk, however. The ancient governments knew of no constitutional representation of the people in praxi, and it is to be hoped that they did not even so much as "anticipate" it in tragedy.
Much more celebrated than this political explanation of the chorus is the notion of A. W. Schlegel, who advises us to regard the chorus, in a manner, as the essence and extract of the crowd of spectators,—as the "ideal spectator." This view when compared with the historical tradition that tragedy was originally only chorus, reveals itself in its true character, as a crude, unscientific, yet brilliant assertion, which, however, has acquired its brilliancy only through its concentrated form of expression, through the truly Germanic bias in favour of whatever is called "ideal," and through our momentary astonishment. For we are indeed astonished the moment we compare our well-known theatrical public with this chorus, and ask ourselves if it could ever be possible to idealise something analogous to the Greek chorus out of such a public. We tacitly deny this, and now wonder as much at the boldness of Schlegel's assertion as at the totally different nature of the Greek public. For hitherto we always believed that the true spectator, be he who he may, had always to remain conscious of having before him a work of art, and not an empiric reality: whereas the tragic chorus of the Greeks is compelled to recognise real beings in the figures of the stage. The chorus of the Oceanides really believes that it sees before it the Titan Prometheus, and considers itself as real as the god of the scene. And are we to own that he is the highest and purest type of spectator, who, like the Oceanides, regards Prometheus as real and present in body? And is it characteristic of the ideal spectator that he should run on the stage and free the god from his torments? We had believed in an æsthetic public, and considered the individual spectator the better qualified the more he was capable of viewing a work of art as art, that is, æsthetically; but now the Schlegelian expression has intimated to us, that the perfect ideal spectator does not at all suffer the world of the scenes to act æsthetically on him, but corporeo-empirically. Oh, these Greeks! we have sighed; they will upset our æsthetics! But once accustomed to it, we have reiterated the saying of Schlegel, as often as the subject of the chorus has been broached.
But the tradition which is so explicit here speaks against Schlegel: the chorus as such, without the stage,—the primitive form of tragedy,—and the chorus of ideal spectators do not harmonise. What kind of art would that be which was extracted from the concept of the spectator, and whereof we are to regard the "spectator as such" as the true form? The spectator without the play is something absurd. We fear that the birth of tragedy can be explained neither by the high esteem for the moral intelligence of the multitude nor by the concept of the spectator without the play; and we regard the problem as too deep to be even so much as touched by such superficial modes of contemplation.
An infinitely more valuable insight into the signification of the chorus had already been displayed by Schiller in the celebrated Preface to his Bride of Messina, where he regarded the chorus as a living wall which tragedy draws round herself to guard her from contact with the world of reality, and to preserve her ideal domain and poetical freedom.
It is with this, his chief weapon, that Schiller combats the ordinary conception of the natural, the illusion ordinarily required in dramatic poetry. He contends that while indeed the day on the stage is merely artificial, the architecture only symbolical, and the metrical dialogue purely ideal in character, nevertheless an erroneous view still prevails in the main: that it is not enough to tolerate merely as a poetical license that which is in reality the essence of all poetry. The introduction of the chorus is, he says, the decisive step by which war is declared openly and honestly against all naturalism in art.—It is, methinks, for disparaging this mode of contemplation that our would-be superior age has coined the disdainful catchword "pseudo-idealism." I fear, however, that we on the other hand with our present worship of the natural and the real have landed at the nadir of all idealism, namely in the region of cabinets of wax-figures. An art indeed exists also here, as in certain novels much in vogue at present: but let no one pester us with the claim that by this art the Schiller-Goethian "Pseudo-idealism" has been vanquished.
It is indeed an "ideal" domain, as Schiller rightly perceived, upon—which the Greek satyric chorus, the chorus of primitive tragedy, was wont to walk, a domain raised far above the actual path of mortals. The Greek framed for this chorus the suspended scaffolding of a fictitious natural state and placed thereon fictitious natural beings. It is on this foundation that tragedy grew up, and so it could of course dispense from the very first with a painful portrayal of reality. Yet it is, not an arbitrary world placed by fancy betwixt heaven and earth; rather is it a world possessing the same reality and trustworthiness that Olympus with its dwellers possessed for the believing Hellene. The satyr, as being the Dionysian chorist, lives in a religiously acknowledged reality under the sanction of the myth and cult. That tragedy begins with him, that the Dionysian wisdom of tragedy speaks through him, is just as surprising a phenomenon to us as, in general, the derivation of tragedy from the chorus. Perhaps we shall get a starting-point for our inquiry, if I put forward the proposition that the satyr, the fictitious natural being, is to the man of culture what Dionysian music is to civilisation. Concerning this latter, Richard Wagner says that it is neutralised by music even as lamplight by daylight. In like manner, I believe, the Greek man of culture felt himself neutralised in the presence of the satyric chorus: and this is the most immediate effect of the Dionysian tragedy, that the state and society, and, in general, the gaps between man and man give way to an overwhelming feeling of oneness, which leads back to the heart of nature. The metaphysical comfort,—with which, as I have here intimated, every true tragedy dismisses us—that, in spite of the perpetual change of phenomena, life at bottom is indestructibly powerful and pleasurable, this comfort appears with corporeal lucidity as the satyric chorus, as the chorus of natural beings, who live ineradicable as it were behind all civilisation, and who, in spite of the ceaseless change of generations and the history of nations, remain for ever the same.
With this chorus the deep-minded Hellene, who is so singularly qualified for the most delicate and severe suffering, consoles himself:—he who has glanced with piercing eye into the very heart of the terrible destructive processes of so-called universal history, as also into the cruelty of nature, and is in danger of longing for a Buddhistic negation of the will. Art saves him, and through art life saves him—for herself.
For we must know that in the rapture of the Dionysian state, with its annihilation of the ordinary bounds and limits of existence, there is a lethargic element, wherein all personal experiences of the past are submerged. It is by this gulf of oblivion that the everyday world and the world of Dionysian reality are separated from each other. But as soon as this everyday reality rises again in consciousness, it is felt as such, and nauseates us; an ascetic will-paralysing mood is the fruit of these states. In this sense the Dionysian man may be said to resemble Hamlet: both have for once seen into the true nature of things, —they have perceived, but they are loath to act; for their action cannot change the eternal nature of things; they regard it as shameful or ridiculous that one should require of them to set aright the time which is out of joint. Knowledge kills action, action requires the veil of illusion—it is this lesson which Hamlet teaches, and not the cheap wisdom of John-a-Dreams who from too much reflection, as it were from a surplus of possibilities, does not arrive at action at all. Not reflection, no!—true knowledge, insight into appalling truth, preponderates over all motives inciting to action, in Hamlet as well as in the Dionysian man. No comfort avails any longer; his longing goes beyond a world after death, beyond the gods themselves; existence with its glittering reflection in the gods, or in an immortal other world is abjured. In the consciousness of the truth he has perceived, man now sees everywhere only the awfulness or the absurdity of existence, he now understands the symbolism in the fate of Ophelia, he now discerns the wisdom of the sylvan god Silenus: and loathing seizes him.
Here, in this extremest danger of the will, art approaches, as a saving and healing enchantress; she alone is able to transform these nauseating reflections on the awfulness or absurdity of existence into representations wherewith it is possible to live: these are the representations of the sublime as the artistic subjugation of the awful, and the comic as the artistic delivery from the nausea of the absurd. The satyric chorus of dithyramb is the saving deed of Greek art; the paroxysms described above spent their force in the intermediary world of these Dionysian followers.
8.
The satyr, like the idyllic shepherd of our more recent time, is the offspring of a longing after the Primitive and the Natural; but mark with what firmness and fearlessness the Greek embraced the man of the woods, and again, how coyly and mawkishly the modern man dallied with the flattering picture of a tender, flute-playing, soft-natured shepherd! Nature, on which as yet no knowledge has been at work, which maintains unbroken barriers to culture—this is what the Greek saw in his satyr, which still was not on this account supposed to coincide with the ape. On the contrary: it was the archetype of man, the embodiment of his highest and strongest emotions, as the enthusiastic reveller enraptured By the proximity of his god, as the fellow-suffering companion in whom the suffering of the god repeats itself, as the herald of wisdom speaking from the very depths of nature, as the emblem of the sexual omnipotence of nature, which the Greek was wont to contemplate with reverential awe. The satyr was something sublime and godlike: he could not but appear so, especially to the sad and wearied eye of the Dionysian man. He would have been offended by our spurious tricked-up shepherd, while his eye dwelt with sublime satisfaction on the naked and unstuntedly magnificent characters of nature: here the illusion of culture was brushed away from the archetype of man; here the true man, the bearded satyr, revealed himself, who shouts joyfully to his god. Before him the cultured man shrank to a lying caricature. Schiller is right also with reference to these beginnings of tragic art: the chorus is a living bulwark against the onsets of reality, because it—the satyric chorus—portrays existence more truthfully, more realistically, more perfectly than the cultured man who ordinarily considers himself as the only reality. The sphere of poetry does not lie outside the world, like some fantastic impossibility of a poet's imagination: it seeks to be the very opposite, the unvarnished expression of truth, and must for this very reason cast aside the false finery of that supposed reality of the cultured man. The contrast between this intrinsic truth of nature and the falsehood of culture, which poses as the only reality, is similar to that existing between the eternal kernel of things, the thing in itself, and the collective world of phenomena. And even as tragedy, with its metaphysical comfort, points to the eternal life of this kernel of existence, notwithstanding the perpetual dissolution of phenomena, so the symbolism of the satyric chorus already expresses figuratively this primordial relation between the thing in itself and phenomenon. The idyllic shepherd of the modern man is but a copy of the sum of the illusions of culture which he calls nature; the Dionysian Greek desires truth and nature in their most potent form;—he sees himself metamorphosed into the satyr.
The revelling crowd of the votaries of Dionysus rejoices, swayed by such moods and perceptions, the power of which transforms them before their own eyes, so that they imagine they behold themselves as reconstituted genii of nature, as satyrs. The later constitution of the tragic chorus is the artistic imitation of this natural phenomenon, which of course required a separation of the Dionysian spectators from the enchanted Dionysians. However, we must never lose sight of the fact that the public of the Attic tragedy rediscovered itself in the chorus of the orchestra, that there was in reality no antithesis of public and chorus: for all was but one great sublime chorus of dancing and singing satyrs, or of such as allowed themselves to be represented by the satyrs. The Schlegelian observation must here reveal itself to us in a deeper sense. The chorus is the "ideal spectator"6 in so far as it is the only beholder,7 the beholder of the visionary world of the scene. A public of spectators, as known to us, was unknown to the Greeks. In their theatres the terraced structure of the spectators' space rising in concentric arcs enabled every one, in the strictest sense, to overlook the entire world of culture around him, and in surfeited contemplation to imagine himself a chorist. According to this view, then, we may call the chorus in its primitive stage in proto-tragedy, a self-mirroring of the Dionysian man: a phenomenon which may be best exemplified by the process of the actor, who, if he be truly gifted, sees hovering before his eyes with almost tangible perceptibility the character he is to represent. The satyric chorus is first of all a vision of the Dionysian throng, just as the world of the stage is, in turn, a vision of the satyric chorus: the power of this vision is great enough to render the eye dull and insensible to the impression of "reality," to the presence of the cultured men occupying the tiers of seats on every side. The form of the Greek theatre reminds one of a lonesome mountain-valley: the architecture of the scene appears like a luminous cloud-picture which the Bacchants swarming on the mountains behold from the heights, as the splendid encirclement in the midst of which the image of Dionysus is revealed to them.
Owing to our learned conception of the elementary artistic processes, this artistic proto-phenomenon, which is here introduced to explain the tragic chorus, is almost shocking: while nothing can be more certain than that the poet is a poet only in that he beholds himself surrounded by forms which live and act before him, into the innermost being of which his glance penetrates. By reason of a strange defeat in our capacities, we modern men are apt to represent to ourselves the æsthetic proto-phenomenon as too complex and abstract. For the true poet the metaphor is not a rhetorical figure, but a vicarious image which actually hovers before him in place of a concept. The character is not for him an aggregate composed of a studied collection of particular traits, but an irrepressibly live person appearing before his eyes, and differing only from the corresponding vision of the painter by its ever continued life and action. Why is it that Homer sketches much more vividly8 than all the other poets? Because he contemplates9 much more. We talk so abstractly about poetry, because we are all wont to be bad poets. At bottom the æsthetic phenomenon is simple: let a man but have the faculty of perpetually seeing a lively play and of constantly living surrounded by hosts of spirits, then he is a poet: let him but feel the impulse to transform himself and to talk from out the bodies and souls of others, then he is a dramatist.
The Dionysian excitement is able to impart to a whole mass of men this artistic faculty of seeing themselves surrounded by such a host of spirits, with whom they know themselves to be inwardly one. This function of the tragic chorus is the dramatic proto-phenomenon: to see one's self transformed before one's self, and then to act as if one had really entered into another body, into another character. This function stands at the beginning of the development of the drama. Here we have something different from the rhapsodist, who does not blend with his pictures, but only sees them, like the painter, with contemplative eye outside of him; here we actually have a surrender of the individual by his entering into another nature. Moreover this phenomenon appears in the form of an epidemic: a whole throng feels itself metamorphosed in this wise. Hence it is that the dithyramb is essentially different from every other variety of the choric song. The virgins, who with laurel twigs in their hands solemnly proceed to the temple of Apollo and sing a processional hymn, remain what they are and retain their civic names: the dithyrambic chorus is a chorus of transformed beings, whose civic past and social rank are totally forgotten: they have become the timeless servants of their god that live aloof from all the spheres of society. Every other variety of the choric lyric of the Hellenes is but an enormous enhancement of the Apollonian unit-singer: while in the dithyramb we have before us a community of unconscious actors, who mutually regard themselves as transformed among one another.
This enchantment is the prerequisite of all dramatic art. In this enchantment the Dionysian reveller sees himself as a satyr, and as satyr he in turn beholds the god, that is, in his transformation he sees a new vision outside him as the Apollonian consummation of his state. With this new vision the drama is complete.
According to this view, we must understand Greek tragedy as the Dionysian chorus, which always disburdens itself anew in an Apollonian world of pictures. The choric parts, therefore, with which tragedy is interlaced, are in a manner the mother-womb of the entire so-called dialogue, that is, of the whole stage-world, of the drama proper. In several successive outbursts does this primordial basis of tragedy beam forth the vision of the drama, which is a dream-phenomenon throughout, and, as such, epic in character: on the other hand, however, as objectivation of a Dionysian state, it does not represent the Apollonian redemption in appearance, but, conversely, the dissolution of the individual and his unification with primordial existence. Accordingly, the drama is the Apollonian embodiment of Dionysian perceptions and influences, and is thereby separated from the epic as by an immense gap.
The chorus of Greek tragedy, the symbol of the mass of the people moved by Dionysian excitement, is thus fully explained by our conception of it as here set forth. Whereas, being accustomed to the position of a chorus on the modern stage, especially an operatic chorus, we could never comprehend why the tragic chorus of the Greeks should be older, more primitive, indeed, more important than the "action" proper,—as has been so plainly declared by the voice of tradition; whereas, furthermore, we could not reconcile with this traditional paramount importance and primitiveness the fact of the chorus' being composed only of humble, ministering beings; indeed, at first only of goatlike satyrs; whereas, finally, the orchestra before the scene was always a riddle to us; we have learned to comprehend at length that the scene, together with the action, was fundamentally and originally conceived only as a vision, that the only reality is just the chorus, which of itself generates the vision and speaks thereof with the entire symbolism of dancing, tone, and word. This chorus beholds in the vision its lord and master Dionysus, and is thus for ever the serving chorus: it sees how he, the god, suffers and glorifies himself, and therefore does not itself act. But though its attitude towards the god is throughout the attitude of ministration, this is nevertheless the highest expression, the Dionysian expression of Nature, and therefore, like Nature herself, the chorus utters oracles and wise sayings when transported with enthusiasm: as fellow-sufferer it is also the sage proclaiming truth from out the heart of Nature. Thus, then, originates the fantastic figure, which seems so shocking, of the wise and enthusiastic satyr, who is at the same time "the dumb man" in contrast to the god: the image of Nature and her strongest impulses, yea, the symbol of Nature, and at the same time the herald of her art and wisdom: musician, poet, dancer, and visionary in one person.
Agreeably to this view, and agreeably to tradition, Dionysus, the proper stage-hero and focus of vision, is not at first actually present in the oldest period of tragedy, but is only imagined as present: i.e., tragedy is originally only "chorus" and not "drama." Later on the attempt is made to exhibit the god as real and to display the visionary figure together with its glorifying encirclement before the eyes of all; it is here that the "drama" in the narrow sense of the term begins. To the dithyrambic chorus is now assigned the task of exciting the minds of the hearers to such a pitch of Dionysian frenzy, that, when the tragic hero appears on the stage, they do not behold in him, say, the unshapely masked man, but a visionary figure, born as it were of their own ecstasy. Let us picture Admetes thinking in profound meditation of his lately departed wife Alcestis, and quite consuming himself in spiritual contemplation thereof—when suddenly the veiled figure of a woman resembling her in form and gait is led towards him: let us picture his sudden trembling anxiety, his agitated comparisons, his instinctive conviction—and we shall have an analogon to the sensation with which the spectator, excited to Dionysian frenzy, saw the god approaching on the stage, a god with whose sufferings he had already become identified. He involuntarily transferred the entire picture of the god, fluttering magically before his soul, to this masked figure and resolved its reality as it were into a phantasmal unreality. This is the Apollonian dream-state, in which the world of day is veiled, and a new world, clearer, more intelligible, more striking than the former, and nevertheless more shadowy, is ever born anew in perpetual change before our eyes. We accordingly recognise in tragedy a thorough-going stylistic contrast: the language, colour, flexibility and dynamics of the dialogue fall apart in the Dionysian lyrics of the chorus on the one hand, and in the Apollonian dream-world of the scene on the other, into entirely separate spheres of expression. The Apollonian appearances, in which Dionysus objectifies himself, are no longer "ein ewiges Meer, ein wechselnd Weben, ein glühend Leben,"10 as is the music of the chorus, they are no longer the forces merely felt, but not condensed into a picture, by which the inspired votary of Dionysus divines the proximity of his god: the clearness and firmness of epic form now speak to him from the scene, Dionysus now no longer speaks through forces, but as an epic hero, almost in the language of Homer.
9.
Whatever rises to the surface in the dialogue of the Apollonian part of Greek tragedy, appears simple, transparent, beautiful. In this sense the dialogue is a copy of the Hellene, whose nature reveals itself in the dance, because in the dance the greatest energy is merely potential, but betrays itself nevertheless in flexible and vivacious movements. The language of the Sophoclean heroes, for instance, surprises us by its Apollonian precision and clearness, so that we at once imagine we see into the innermost recesses of their being, and marvel not a little that the way to these recesses is so short. But if for the moment we disregard the character of the hero which rises to the surface and grows visible—and which at bottom is nothing but the light-picture cast on a dark wall, that is, appearance through and through,—if rather we enter into the myth which projects itself in these bright mirrorings, we shall of a sudden experience a phenomenon which bears a reverse relation to one familiar in optics. When, after a vigorous effort to gaze into the sun, we turn away blinded, we have dark-coloured spots before our eyes as restoratives, so to speak; while, on the contrary, those light-picture phenomena of the Sophoclean hero,—in short, the Apollonian of the mask,—are the necessary productions of a glance into the secret and terrible things of nature, as it were shining spots to heal the eye which dire night has seared. Only in this sense can we hope to be able to grasp the true meaning of the serious and significant notion of "Greek cheerfulness"; while of course we encounter the misunderstood notion of this cheerfulness, as resulting from a state of unendangered comfort, on all the ways and paths of the present time.
The most sorrowful figure of the Greek stage, the hapless Œdipus, was understood by Sophocles as the noble man, who in spite of his wisdom was destined to error and misery, but nevertheless through his extraordinary sufferings ultimately exerted a magical, wholesome influence on all around him, which continues effective even after his death. The noble man does not sin; this is what the thoughtful poet wishes to tell us: all laws, all natural order, yea, the moral world itself, may be destroyed through his action, but through this very action a higher magic circle of influences is brought into play, which establish a new world on the ruins of the old that has been overthrown. This is what the poet, in so far as he is at the same time a religious thinker, wishes to tell us: as poet, he shows us first of all a wonderfully complicated legal mystery, which the judge slowly unravels, link by link, to his own destruction. The truly Hellenic delight at this dialectical loosening is so great, that a touch of surpassing cheerfulness is thereby communicated to the entire play, which everywhere blunts the edge of the horrible presuppositions of the procedure. In the "Œdipus at Colonus" we find the same cheerfulness, elevated, however, to an infinite transfiguration: in contrast to the aged king, subjected to an excess of misery, and exposed solely as a sufferer to all that befalls him, we have here a supermundane cheerfulness, which descends from a divine sphere and intimates to us that in his purely passive attitude the hero attains his highest activity, the influence of which extends far beyond his life, while his earlier conscious musing and striving led him only to passivity. Thus, then, the legal knot of the fable of Œdipus, which to mortal eyes appears indissolubly entangled, is slowly unravelled—and the profoundest human joy comes upon us in the presence of this divine counterpart of dialectics. If this explanation does justice to the poet, it may still be asked whether the substance of the myth is thereby exhausted; and here it turns out that the entire conception of the poet is nothing but the light-picture which healing nature holds up to us after a glance into the abyss. Œdipus, the murderer of his father, the husband of his mother, Œdipus, the interpreter of the riddle of the Sphinx! What does the mysterious triad of these deeds of destiny tell us? There is a primitive popular belief, especially in Persia, that a wise Magian can be born only of incest: which we have forthwith to interpret to ourselves with reference to the riddle-solving and mother-marrying Œdipus, to the effect that when the boundary of the present and future, the rigid law of individuation and, in general, the intrinsic spell of nature, are broken by prophetic and magical powers, an extraordinary counter-naturalness—as, in this case, incest—must have preceded as a cause; for how else could one force nature to surrender her secrets but by victoriously opposing her, i.e., by means of the Unnatural? It is this intuition which I see imprinted in the awful triad of the destiny of Œdipus: the very man who solves the riddle of nature—that double-constituted Sphinx—must also, as the murderer of his father and husband of his mother, break the holiest laws of nature. Indeed, it seems as if the myth sought to whisper into our ears that wisdom, especially Dionysian wisdom, is an unnatural abomination, and that whoever, through his knowledge, plunges nature into an abyss of annihilation, must also experience the dissolution of nature in himself. "The sharpness of wisdom turns round upon the sage: wisdom is a crime against nature": such terrible expressions does the myth call out to us: but the Hellenic poet touches like a sunbeam the sublime and formidable Memnonian statue of the myth, so that it suddenly begins to sound—in Sophoclean melodies.
With the glory of passivity I now contrast the glory of activity which illuminates the Prometheus of Æschylus. That which Æschylus the thinker had to tell us here, but which as a poet he only allows us to surmise by his symbolic picture, the youthful Goethe succeeded in disclosing to us in the daring words of his Prometheus:—
"Hier sitz' ich, forme Menschen
Nach meinem Bilde,
Ein Geschlecht, das mir gleich sei,
Zu leiden, zu weinen,
Zu geniessen und zu freuen sich,
Und dein nicht zu achten,
Wie ich!"11
Man, elevating himself to the rank of the Titans, acquires his culture by his own efforts, and compels the gods to unite with him, because in his self-sufficient wisdom he has their existence and their limits in his hand. What is most wonderful, however, in this Promethean form, which according to its fundamental conception is the specific hymn of impiety, is the profound Æschylean yearning for justice: the untold sorrow of the bold "single-handed being" on the one hand, and the divine need, ay, the foreboding of a twilight of the gods, on the other, the power of these two worlds of suffering constraining to reconciliation, to metaphysical oneness—all this suggests most forcibly the central and main position of the Æschylean view of things, which sees Moira as eternal justice enthroned above gods and men. In view of the astonishing boldness with which Æschylus places the Olympian world on his scales of justice, it must be remembered that the deep-minded Greek had an immovably firm substratum of metaphysical thought in his mysteries, and that all his sceptical paroxysms could be discharged upon the Olympians. With reference to these deities, the Greek artist, in particular, had an obscure feeling as to mutual dependency: and it is just in the Prometheus of Æschylus that this feeling is symbolised. The Titanic artist found in himself the daring belief that he could create men and at least destroy Olympian deities: namely, by his superior wisdom, for which, to be sure, he had to atone by eternal suffering. The splendid "can-ing" of the great genius, bought too cheaply even at the price of eternal suffering, the stern pride of the artist: this is the essence and soul of Æschylean poetry, while Sophocles in his Œdipus preludingly strikes up the victory-song of the saint. But even this interpretation which Æschylus has given to the myth does not fathom its astounding depth of terror; the fact is rather that the artist's delight in unfolding, the cheerfulness of artistic creating bidding defiance to all calamity, is but a shining stellar and nebular image reflected in a black sea of sadness. The tale of Prometheus is an original possession of the entire Aryan family of races, and documentary evidence of their capacity for the profoundly tragic; indeed, it is not improbable that this myth has the same characteristic significance for the Aryan race that the myth of the fall of man has for the Semitic, and that there is a relationship between the two myths like that of brother and sister. The presupposition of the Promethean myth is the transcendent value which a naïve humanity attach to fire as the true palladium of every ascending culture: that man, however, should dispose at will of this fire, and should not receive it only as a gift from heaven, as the igniting lightning or the warming solar flame, appeared to the contemplative primordial men as crime and robbery of the divine nature. And thus the first philosophical problem at once causes a painful, irreconcilable antagonism between man and God, and puts as it were a mass of rock at the gate of every culture. The best and highest that men can acquire they obtain by a crime, and must now in their turn take upon themselves its consequences, namely the whole flood of sufferings and sorrows with which the offended celestials must visit the nobly aspiring race of man: a bitter reflection, which, by the dignity it confers on crime, contrasts strangely with the Semitic myth of the fall of man, in which curiosity, beguilement, seducibility, wantonness,—in short, a whole series of pre-eminently feminine passions,—were regarded as the origin of evil. What distinguishes the Aryan representation is the sublime view of active sin as the properly Promethean virtue, which suggests at the same time the ethical basis of pessimistic tragedy as the justification of human evil—of human guilt as well as of the suffering incurred thereby. The misery in the essence of things—which the contemplative Aryan is not disposed to explain away—the antagonism in the heart of the world, manifests itself to him as a medley of different worlds, for instance, a Divine and a human world, each of which is in the right individually, but as a separate existence alongside of another has to suffer for its individuation. With the heroic effort made by the individual for universality, in his attempt to pass beyond the bounds of individuation and become the one universal being, he experiences in himself the primordial contradiction concealed in the essence of things, i.e., he trespasses and suffers. Accordingly crime12 is understood by the Aryans to be a man, sin13 by the Semites a woman; as also, the original crime is committed by man, the original sin by woman. Besides, the witches' chorus says:
"Wir nehmen das nicht so genau:
Mit tausend Schritten macht's die Frau;
Doch wie sie auch sich eilen kann
Mit einem Sprunge macht's der Mann."14
He who understands this innermost core of the tale of Prometheus—namely the necessity of crime imposed on the titanically striving individual—will at once be conscious of the un-Apollonian nature of this pessimistic representation: for Apollo seeks to pacify individual beings precisely by drawing boundary lines between them, and by again and again calling attention thereto, with his requirements of self-knowledge and due proportion, as the holiest laws of the universe. In order, however, to prevent the form from congealing to Egyptian rigidity and coldness in consequence of this Apollonian tendency, in order to prevent the extinction of the motion of the entire lake in the effort to prescribe to the individual wave its path and compass, the high tide of the Dionysian tendency destroyed from time to time all the little circles in which the one-sided Apollonian "will" sought to confine the Hellenic world. The suddenly swelling tide of the Dionysian then takes the separate little wave-mountains of individuals on its back, just as the brother of Prometheus, the Titan Atlas, does with the earth. This Titanic impulse, to become as it were the Atlas of all individuals, and to carry them on broad shoulders higher and higher, farther and farther, is what the Promethean and the Dionysian have in common. In this respect the Æschylean Prometheus is a Dionysian mask, while, in the afore-mentioned profound yearning for justice, Æschylus betrays to the intelligent observer his paternal descent from Apollo, the god of individuation and of the boundaries of justice. And so the double-being of the Æschylean Prometheus, his conjoint Dionysian and Apollonian nature, might be thus expressed in an abstract formula: "Whatever exists is alike just and unjust, and equally justified in both."
Das ist deine Welt! Das heisst eine Welt!15