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Luther’s Book “On the Enslaved Will” against Erasmus

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The title “De servo arbitrio,” “On the enslaved will,” was borrowed by Luther from a misunderstood saying of St. Augustine’s.[747] While the book which bears it was still in the press his friend Jonas commenced a German version and entitled it: “Dass der freie Wille nichts sei.”[748]

However grotesque and exaggerated some of the principal theses of the famous work, Luther was at pains to declare therein that they were the result of most careful deliberation and were not written in the heat of controversy. Hence, as a Protestant historian says, “we must not seek to hide or explain them away, as was soon done by Luther’s followers and has been attempted even in our own day.”[749] Another Protestant scholar, in the preface to his study on the work “De servo arbitrio,” remarks that “quite rightly it caused great scandal and wonder,” and goes on to point out that “the hard, offensive theory” which it champions was “no mere result of haste or of annoyance with Erasmus, coupled with the desire clearly to define his own position with regard to the latter,” but really “expresses the matured conviction of the Reformer.”[750]

In this lengthy, badly arranged and rather confused work we see, first, that Luther gives the widest limits to his denial of free-will and declares man to be absolutely devoid of freedom of choice, even in the performance of works not connected with salvation, and moral acts generally. He does, indeed, casually remark that man is free “in inferioribus,” and that the question is whether he also possesses free-will in respect of God (“an erga Deum habeat liberum arbitrium”).[751] “But it is doubtful whether we are to take Luther at his word.” For “as a matter of fact he shows clearly enough that he does not wish this limitation to be taken literally.”[752] “That his intentions are, on the contrary, of the most radical character, is plain from many other passages where he attacks free-will everywhere, and represents all that we do and everything that occurs (‘omnia quæ facimus et omnia quæ fiunt’), as taking place in accordance with inexorable necessity.”[753] He lays it down as a principle that God’s omnipotence excludes all choice on man’s part, and again supports this on an argument from the Divine omniscience; God from all eternity sees all things, even the most insignificant, by virtue of His prescience, hence they must happen. Even where God acts on man apart from the influence of grace (“citra gratiam spiritus”), according to Luther, it is He Who works all in all, as the Apostle says, “even in the impious.” “All that He has made, He moves, impels and urges forward (‘movet, agit, rapit’) with the force of His omnipotence which none can escape or alter; all must yield compliance and obedience according to the nature of the power conferred on them by God.”[754]

In the same way as he here speaks of a certain “power” in the creature, so also, in the same connection, he refers to “our co-operation” in the universal action of God (“et nos ei cooperaremur”). By this, however, he does not mean any real free co-operation but, as he says darkly, only an activity of the will corresponding to its nature and governed by law, “whether in submission to the universal omnipotence of God in matters which do not refer to His Kingdom, or under the special impulse of His Spirit [grace] within His Kingdom.”

Luther’s main object in the book “De servo arbitrio” is undoubtedly the vindication of religious determinism.

His denial of free-will had its root in his mistaken conviction that man was entirely passive in the matter of his salvation and in his attempt to destroy all personal merit, even that won by the help of grace, as at variance with the merit of Jesus Christ. He is fond of dwelling with emphasis on the absence of any co-operation on man’s part in his justification, which is effected by faith alone, and on the so-called “righteousness” which had been effected in man by God alone even previous to man’s choice. Even that free-will for doing what is good, which is given back to the man who is justified, does not strictly co-operate—lest the merit of Christ should suffer.

“This, then, is what we assert: Man neither does nor attempts anything whatever in preparation for his regeneration by justification or for the Kingdom of the Spirit, nor does he afterwards do or attempt anything in order to remain in this Kingdom, but both are the work of the Spirit in us, Who, without any effort on our part, creates us anew and preserves us in this state. … It is He Who preaches through us, Who takes pity upon the needy and comforts the sorrowful. But what part is there here for free-will to play? What is left for it to do?—Nothing, absolutely nothing.”[755]

Here we have a renewal of the attack on his old bugbear, self-righteousness, his dislike of which leads him to universal determinism; from his mechanical doctrine of faith alone it was merely a step to this mechanical view of everything.

We can only marvel at the ease with which, in his zeal for the supposed glory of the Saviour, he closes his eyes to the devastation which such teaching must work in the spiritual domain. He declares that he is not in the least afraid of the consequences. He fancies he has at last placed the whole motive force of human action in its true light and estimated it at its real value. For “it is above all else necessary and wholesome for the Christian to know that God foresees nothing conditionally, but that He knows all things beforehand unconditionally, determines them and carries them out by His unchangeable, eternal and infallible Will.”[756] He builds up piety, humility and all consolation on the basis of this abnegation of the will. “Christian faith,” he says, would be “altogether destroyed, God’s promises and the whole gospel would be trodden under foot were we not to believe in God’s indispensable foreknowledge and that all happens through necessity; on the other hand, the greatest and only consolation for Christians in the trials they encounter is to know, that God does not lie but invariably performs all things, that there is no resisting His will and no possibility of change or hindrance.”[757] Herein, according to him, lies “the only possibility of leading man to entire self-abnegation, and to perfect humility towards God.” Therefore “this truth must be proclaimed aloud, everywhere and at all times”; here, as in the service of the Word in general, any prosopolepsia, topolepsia, tropolepsia, or kœnolepsia is pernicious and damnable. The Protestant theologian from whom the last sentences are taken remarks: “We have here a peculiar form of piety, and it may remain an open question whether the same is to be judged pathologically or not.”[758]

Luther seems to ignore—if indeed he ever was acquainted with them—the reliable solutions to the problem of the Divine prescience and omnipotence in relation to human free-will, furnished both by philosophy and by theology from the times of the Fathers. He dismisses with utter contempt the distinctions and definitions of the greatest theologians of earlier ages.

On the other hand, he turns upon Erasmus and the theology of the Church with the formal charge: “You have denied God Himself by taking away faith in Him and fear of Him, you have shaken all God’s promises and menaces.” Without being clearly conscious of the fact, he is actually changing the true idea of God and seeking to set up a Being, who governs with the blind force of fate, in the stead of a God Who rules with wisdom, controlling His own power and restraining Himself with goodness and condescension.[759] Free-will, he says, belongs to God alone, Who alone is able to do what He wills in heaven and on earth.

How the ideas of free-will and of God are treated in Luther’s “De servo arbitrio” is made still more plain from the conclusions which he draws in this work from the denial of free-will, and deals with without the slightest reserve.

The first consequence is the absolute predestination of the reprobate to hell.

Luther here throws to the winds the will of God Almighty for the salvation of all men, and he does so, with regard to those who are delivered over to eternal death, with a precision which is quite shocking. They were incapable of being saved because God did not so will it. Owing to the reprobate, God has “an ‘æternum odium erga homines,’ not merely a hatred of the demerits and works of free-will, but a hatred which existed even before the world was made.”[760] Hence He inflicts eternal punishment upon those who do not deserve it (“immeritos damnat”).[761] And if sinners are thereby confirmed in their sins instead of being converted, this does not matter in the least, for the Spirit of God will nevertheless, in due season, lay hold of the elect and change them into children of God (“electi tamen manebunt”).[762]

The severity of his doctrine does not here differ in any way from Calvin’s cruel views, though, as the fact is less generally known, Luther’s name has not been so closely associated with predestination to hell as Calvin’s. Luther’s doctrine on this matter did not come so much to the front as that of Calvin, because, unlike the latter, he did not make capital out of it by means of popular and practical exhortations, and because the early Lutherans, under the influence of Melanchthon, who became an opponent of the rigid denial of free-will and of Luther’s views on predestination, soon came to soften their master’s hard sayings. Yet there can be no doubt that the book “De servo arbitrio” does contain such teaching quite definitely expressed.

The decree according to which God from all eternity condemns irrevocably to hell a great part of mankind, is, however, according to Luther, His “Secret Will” which we cannot investigate. With this His “Revealed Will” does not coincide. This distinction becomes a pet one of Luther’s, by means of which he fancies he can escape the embarrassment in which the many passages of the Bible concerning God’s desire that all men be saved, involve him. The “voluntas occulta et metuenda” of the “Deus maiestatis” determines man’s fate irrevocably; upon this we must not speculate, for it is beyond human investigation. We must, on the contrary, according to Luther, not go beyond the “voluntas Dei revelata”—which he also speaks of elsewhere as the “voluntas prædicata et oblata,” or “voluntas beneplaciti”—which, it is true, strives after the salvation of all men and the removal of sin.[763] “From this we must conclude that God, as He is preached, is not in every instance the same as He Who actually works, and that in some cases in His revelation He says what is quite untrue.”[764]

Thus the author is no longer content to place another meaning upon the biblical statements concerning God’s will that all men be saved, as he did in the “Assertio,”[765] though even in the “De servo arbitrio” he still “attempts to place a different interpretation upon the passages of Scripture in question and to explain away by a desperate exegesis God’s will for the salvation of the whole human race as expressed in the New Testament.” Hence he takes refuge in the “voluntas revelata,” which differs from the “occulta.” Should the former not agree with the latter and revelation declare that God wills, whereas the “voluntas secreta” really does not so will, then the passages of the revealed word “are a proof that God is raised above our code of morality.”[766] “The ‘voluntas occulta’ becomes entirely arbitrary.” The demand, Luther says, that God should act as we think right is tantamount to calling Him to account for being God. We must believe that He is just and good even when He transgresses the codes of Justinian and Aristotle. Is He, forsooth, only to condemn that man whom we think deserving of condemnation? Shall we look upon it as an absurdity, that He should condemn the man whose lot it is to be declared deserving of damnation? Shall we consider it wrong that He should harden whom He chooses to harden, and have mercy on whom He wills to have mercy?[767] From the standpoint that we must simply accept the “secreta maiestatis” even when apparently most unreasonable, he pours out his scorn on the efforts of the olden theologians to harmonise free-will with eternal election to grace.

His last word is that all we say of God is imperfect, inaccurate and altogether inadequate. As a matter of fact, however, as a Protestant critic already cited says,[768] “By the ‘voluntas occulta’ everything is called in question that Christian theology affirms concerning God on the authority of the gospel. Luther not only saw, but allowed, these consequences, yet as he was perfectly alive to the danger which they constituted, he is careful to warn people against going further into the question of the ‘Deus maiestatis.’ ‘Non est interrogandum, cur ita faciat, sed reverendus Deus, qui talia et possit et velit. …’ Luther always held fast to the actuality and rights of the Secret Will. That he never forsook this standpoint even later, when the ‘voluntas beneplaciti’ alone was of interest to him, has been established by recent research. In his practice, however, we find but little trace of what was really an essential part of Luther’s theology.”

The same theologian is of opinion that the inconsistencies in which Luther at last finds himself entangled are the best refutation of his denial of free-will and the powers of the natural man.[769]

A second consequence of his teaching may also be pointed out here. From his theory of the enslaved will Luther was forced to deduce that God is responsible for evil.

“It is indeed an offence to sound common sense and to natural reason to hear that God is pleased to abandon men, to harden and to damn them, as though He—He, the All-Merciful, the All-Perfect—took delight in sin and torment. Who would not be horrified at this? … and yet we cannot get away from this, notwithstanding the many attempts that have been made to save the holiness of God. … Reason must always insist upon the compulsion God imposes on man.”[770]

According to Luther it is quite wrong to wish to judge of God’s secret, inscrutable action.[771] Fly, he repeats again and again, from these stumbling-blocks to faith. “Quærere non licet.”[772] Adore the hidden ruling. “Adorare decet.”[773]

It is true that the author, here as elsewhere, shows a certain reluctance to credit to God Himself the performance of what is evil; he prefers to speak of God’s action as though it merely supplied man, whose own inclination is towards what is evil, with the power and ability to act.[774] The same theory is to be met with in Calvin.[775] But, the critics in Luther’s own camp objected:[776] “This does not settle the question, Luther must go further. … He admits that, after all, God not only has a part in the origin of sin, since owing to His omnipotence He is the cause of all things (‘causa principalis omnium’), but even made Adam to sin.[777] And yet, precisely on account of the difficulty, faith will not relinquish it.” “Surely a ‘credo,’ not only ‘quamquam,’ but, ‘quia, absurdum.’ ”[778]

We may, in the third place, cast a glance at the ethical consequences of the theory.

Luther refuses to admit what all people naturally believe, viz. that if God gives commandments man must be able either to obey, or to disobey, and thus incur guilt. What he teaches is, that God has a right and reasons of His own to impose commandments even though there should be no free-will; since without Him we are unable to keep the commandments He gives them for the wise purpose of teaching us how little we are capable of. The law is intended to awaken in us a sense of indigence, a desire for redemption, and the consciousness of guilt. When once this is present, God’s power does the rest; but the groundwork of all salvation is that we should become conscious of our nothingness, for which reason the belief in the enslaved will is to be proclaimed everywhere as the supreme virtue.

“God,” he says, “has promised His grace first and foremost to the abandoned and to those who despair. Man cannot, however, be completely humbled so long as he is not conscious that his salvation is entirely beyond his own powers, plans and efforts, beyond both his will and his works, and depends solely upon the free choice, will and decree of another (‘ex alterius arbitrio, consilio, voluntate’).”[779]

Hence, instead of a moral responsibility for not keeping the commandments, all there is in man is a certain compunction for being unable to keep them. But this is surely very different from the consciousness of guilt. “Without free-will there is no guilt.” “Luther can no longer assert that guilt is incurred by the rejection of grace.” If a sense of guilt actually exists it cannot but be a subjective delusion, nor can it fail to be recognised as such as soon as we perceive the true state of the case, viz. that it is all due to delusive suggestion. “When Luther instances Adam’s fall as a proof of guilt, we can only see in this an admission of his perplexity. In this matter Luther’s theology—I mean Luther’s own theology—is altogether at fault.”[780]

The greatest stress is laid by the champion of the “enslaved will” on the alleged importance of this doctrine for the personal assurance of salvation.

It is this doctrine alone, he says, which can impart to timorous man the pacifying certainty that he will find a happy eternity at the hands of the Almighty, Who guides him; on the other hand, the assumption of free-will shows man a dangerous abyss, ever yawning, into which the abuse of his freedom threatens to plunge him. Better to trust to God than to our own free-will.

“Since God,” he writes, “has taken my salvation upon Himself and wills to save me, not by my own works but by His grace and mercy, I am certain and secure (‘securus et certus’) that no devil and no misfortune can tear me out of His hands. … This is how all the pious glory in their God.”[781]

With enthusiasm he describes this consciousness, carefully refraining, however, from looking at the other side, where perchance predestination to hell, even without free-will, may lie.[782] When it presses on him against his will he at once drowns the thought with the consoling words of St. Paul on the greatness of the inscrutable ways of God. His justice must indeed be unsearchable, otherwise there would be no faith, but in the light of eternal glory we shall realise what we cannot now understand.[783]

The not over-enthusiastic critic, whom we have frequently had occasion to quote, remarks: “Seeing that faith according to Luther is no act of our will, but a mere form given to it by God, … Luther is right in saying, that the very slightest deviation from determinism is fatal to his whole position. His ‘fides’ is ‘fides specialissima.’ ” It is the assurance of personal salvation. But even though “combined with a courageous certainty of salvation, Luther’s views, taken as they stand, would still offer no consolation to the tempted, so that when Luther has to deal with such he is forced to put these views in the background.” The critic goes on to wonder: “How if the thought, which Luther himself is unable to overcome, should trouble a man and make him believe that he is of the number of those whom the ‘voluntas maiestatis’ wills to hand over to destruction?” His conclusion is: “The certainty of salvation, about which Luther is so anxious, cannot be reached by starting from his premises.”[784]

At the end of his “De servo arbitrio,” summing up all he had said, Luther appeals to God’s rule and to His unchangeable predestination of all things, even the most insignificant; likewise to the empire of the devil and his power over spirits. His words on this matter cannot be read without amazement.

“If we believe that Satan is the Prince of this world, who constantly attacks the Kingdom of Christ with all his might and never releases the human beings he has enslaved without being forced to do so by the power of the Spirit of God, then it is clear that there can be no free-will.”[785] Either God or Satan rules over men; to this pet thought he adds: “The matter stands simply thus … when God is in us, the devil is absent and then we can will only what is good; but when God is not there, the devil is, and then we can will only what is evil. Neither God nor Satan leaves us with an indifferent will.”[786] “When the stronger of the two comes upon us,”[787] he says, “and makes a prey of us, snatching us away from our former ruler, we become servants and prisoners to such an extent that we desire and do gladly what he wills (‘ut velimus et faciamus libenter quæ ipse velit’). Thus the human will stands,” Luther continues, using a simile which has become famous, “like a saddle-horse between the two. If God mounts into the saddle, man wills and goes forward as God wills … but if the devil is the horseman, then man wills and acts as the devil wills. He has no power to run to one or the other of the two riders and offer himself to him, but the riders fight to obtain possession of the animal.”[788]

With frightful boldness he declares this view to be the very core and basis of religion. Without this doctrine of the enslaved will, the supernatural character of Christianity cannot, so he says, be maintained; the work of redemption falls to the ground, because whoever sets up free-will cheats Christ of all His merit;[789] whoever advocates free-will brings death and Satan into the soul.[790]

In such passages we hear the real Luther, with all his presumptuous belief in himself: “To me the defence of this truth is a matter of supreme and eternal importance. I am convinced that life itself should be set at stake in order to preserve it. It must stand though the whole world be involved thereby in strife and tumult, nay, even fall into ruins and dissolve into nothing.”[791]

He ventures again to assert of Erasmus, that it had not been given him from above to feel, as he himself does, how in this great question “faith, conscience, salvation, the Word of God, the glory of Christ and even God Himself are involved.”[792] Concerning himself, on the other hand, he assures the reader that, with no earthly motives, he is waging a great war “with a God-given courage and steadfastness which his foes call obstinacy; that he holds fast to his cause in spite of so many dangers to his life, so much hatred, so many persecutions, in short, exposed as he is to the fury of man and of all the devils.”[793]

In various passages a lurid light is thrown on his inner state. In language which recalls the pseudo-mysticism of his Commentary on Romans ten years earlier, he says, that the predestination to hell which he advocated was certainly terrifying, that he himself had frequently taken great offence at it and had been brought to the abyss of despair, so that he wished he had never been born; but then “he saw how wholesome was this despair and how near to grace.”[794] “For whoever is convinced that all things depend on God’s Will, in his despair of self avoids making any choice and simply waits for God to act; such a one is near to grace and to finding salvation.” He himself “attributes nothing to himself, hopes for nothing and desires nothing” for his salvation; in thus waiting on the action of God’s grace he is very nigh to salvation, though he is as it were dead, stifled by the consciousness of guilt, and spiritually buried in hell; “whoever has read our works will be familiar with all this.”[795]

The echo of the pseudo-mystical ideas in which he had formerly steeped himself is plainly discernible in these words which go to form one of the most remarkable of the pictures he has left us of his state.

Even the “self-righteous,” whom he had at one time so bitterly assailed, again rise from their graves. The admission of free-will, he tells them, destroys all inward peace. After every work performed, the question still rankles: “Is it pleasing to God, or does God require something more? This is attested by the experience of all self-righteous (iustitiarii), and I myself, to my cost, was familiar with it for many long years.”[796]

On the same page he gives us a glimpse of the psychological source whence his whole theory of the enslaved will springs. The doctrine was born of personal motives and fashioned to suit his own state of soul. None the less, he insists that it must also become the common property of all the faithful which none can do without, nay, the very basis of the new Christianity. “Without this doctrine I should believe it necessary to plague myself with uncertainty and to beat the air with hopeless efforts, even were there no perils for the soul, no tribulations and no devils. Though I should live and work for all eternity, my conscience would never attain to a real peace and be able to say to itself, you have done enough for God.” He goes so far as to say: “For myself I admit, that, were free-will offered me, I should not care to have it; I should not wish to see anything placed within my power by means of which I might work for my salvation, because I should never be able to withstand and endure the trials and dangers of life and the assaults of so many devils.”[797]

The last words of the book even exceed the rest in confidence, and the audacity of his demand that his work should be accepted without question almost takes away one’s breath: “In this book I have not merely theorised; I have set up definite propositions, and these I shall defend; no one will I permit to pass judgment on them, and I advise all to submit to them. May the Lord Whose cause is here vindicated,” he says, addressing himself to Erasmus, “give you light to make of you a vessel to His honour and glory. Amen.”[798]

The great importance of the work “De servo arbitrio” for a knowledge of the religious psychology of its author may warrant a description of some of its other psychological aspects, and first of the connection discernible between the denial of free-will and Luther’s so-called inward experiences, which were supposed to be behind his whole enterprise.

He always believed he was following the irresistible pull of grace, and that he was merely treading the path appointed to him from above. In this work he breaks out into a loud hymn in praise of the irresistibility of the Divine action. “All that I have done,” he exclaims, “was not the result of my own will; this God knows, and the world, too, should have known it long ago. Hence, what I am and by what spirit and council I was drawn into the controversy is God’s business.”[799] In this explanation, so typical of his character and way of thinking, is summed up his reply to that argument of Erasmus against his doctrine, particularly of free-will, where the latter had confronted him with the teaching of the whole of the Church’s past.

Luther

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