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5.1 Introduction

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A vast majority (∼85–90%) of synthesis processes used by chemical industry involve catalysts, with solid or heterogeneous catalysts utilized in up to ∼80–85% of catalytic processes [1]. One of the major advantages of heterogeneous catalysts is the ease of catalyst recovery, recycling, and, ultimately, the possibility of continuous flow through operation of reactors. Metal‐based catalysts employed by industry typically contain metal nanoparticles (NPs) dispersed on various supports. The prefix “nano‐” (from Greek “dwarf”) stands for 10−9; thus, NPs have sizes measured in nanometers or 10−9 m. As Professor Ertl aptly pointed in his 2007 Nobel Prize in Chemistry talk, “In fact catalysis has been a nanotechnology long before this term was introduced”. The atomic efficiency of metal utilization is vastly improved by dividing metal into NPs, which have extremely high surface‐to‐volume ratios (minimizing amount of metal buried inside particles), resulting in the high proportion of atoms at, or very close to, the surface (where catalytic action takes place). However, industrially used large‐scale and cost‐efficient catalyst fabrication methods typically do not allow solid catalysts to be made with precisely defined active sites. A range of particle sizes is typically present in materials made using industrial approaches such as coprecipitation. This makes it hard to reliably establish structure–property relationships with respect to the activity and selectivity of the catalysts. Classical surface science research studies using ideally flat surfaces of macroscopic metal crystals were important for developing methodologies for studying solid catalysts, as well as for understanding mechanisms of reactions on such surfaces. However, such studies are intrinsically limited when it comes to grasping effects arising due to the nanosize of a catalytically active particle and effects of its interaction with support. This chapter will introduce the advanced fabrication of model heterogeneous catalysts using atomically precise metal clusters as precursors for well‐defined active sites.

Clusters – what are these species? The term cluster is used over a huge range of sizes – from a cluster of stars, “a group of stars that are gravitationally bound for some length of time,” to a metal cluster, a particle containing specific number of metal atoms chemically bound to each other. In principle, metal‐containing chemical clusters can have wider range of compositions and can include other elements, such as sulfur (metal‐sulfide clusters) or oxygen (metal oxide clusters), within the core; yet, this chapter will focus on pure metal clusters.

Metal clusters occupy a niche between individual metal atoms or ions and larger, bulk‐like metallic NPs. Their sizes range from just a few atoms to more than 100 atoms (typically, sub‐3 nm in size). Metal clusters have strongly size‐dependent electronic properties that can be qualitatively understood in terms of an elementary introduction to band theory (see Figure 5.1). Electron energy levels of a single atom of a particular element are precisely defined and depend on the position of the element in the periodic table, as shown, for example, of an atomic orbital (AO) for an atom (M1) in Figure 5.1. The formation of a dimer (M2) yields two molecular orbitals (MOs): The bonding one has lower energy than the AO and, when occupied by electrons, stabilizes the dimer. The empty antibonding orbital has higher energy than the AO, by about the same difference as the bonding MO is stabilized. Adding another atom to create M3 results in the appearance of the nonbonding MO at an energy similar to that of the AO. Progressive growth of the cluster size by additional atoms adds extra MOs and electrons to the system, altering energies of other MOs.


Figure 5.1 Illustration of building up of the band in the bulk metal starting from an individual atom highlighting size sensitivity of electron energy levels in clusters and showing the upper limit of cluster sizes corresponding to size at which transition from semiconducting to metallic behavior occurs. Blue color highlights occupied by electron(s) orbitals. (See online version for color figure).

When cluster sizes are small, the gaps between MOs are significant compared with the energy of the environment (approximated by kT), and electrons occupy the lowest available energy levels. Each Mn cluster will have a highest occupied molecular orbital (HOMO) and a lowest unoccupied molecular orbital (LUMO) with energies that depend on n. The size dependence of energy levels has implications for potential use of clusters as active sites in catalysts. Strong chemical interactions underpinning the catalytic actions of bond breaking and bond making involve sharing of the electron density between the active site of the catalyst and molecule(s) of the reagent. For example, in order to activate an H2 molecule by breaking the hydrogen–hydrogen bond, the active site must be able to transfer enough electron density into antibonding orbital of H2. Clusters offer unprecedented opportunities to fine‐tune the electronic nature of the active site (and hence its reactivity) by choosing a specific cluster with an appropriate type and number of atoms. Clusters are often called “superatoms,” with the notion that a periodic table can be built up in the third dimension whereby the energy levels of the cluster are altered by changing the number of atoms (of the same element) in the cluster. At the other extreme (Figure 5.1, right) are cases of the bulk metal lattices or large NPs, with electronic properties described by band theory. The number of atoms in such systems is huge (think of 1 mol, 6.022 × 1023 atoms), and hence number, and energy density, of MO‐like orbitals is also huge, making gaps between adjacent orbitals smaller than the intrinsic uncertainties of their energies. Hence the energy levels form continuous “bands” that are allowed to be occupied by electrons (cf. forbidden “gaps” between these bands). At 0 K, electrons in the bulk‐like system occupy the lowest possible energy bands to an upper level called the Fermi level. If the Fermi level lies below the top of a partially occupied by electron band, under ambient conditions, a Maxwell–Boltzmann distribution of electrons will prevail with respect to the energies and mobility of the electrons of the system, yielding a conductor.

Let us now traverse from the extreme of the bulk metal back to clusters on the example of gold. As gold metal particles become nanosized, new characteristics emerge, such as unique optical properties due to the surface plasmon resonance enabled by the nano‐confinement of the shared electrons. Upon reaching size of ∼3 nm for Au particles on titania [2] or between Au246 and Au279 for Au clusters decorated with thiol ligands (‐SR) [3], the continuous bands typical of metals break up due to these systems being composed of small enough number of atoms. The energy differences between at least some orbitals within the former continuous band become significant, leading to appearance of the band gaps and onset of the semiconductor behavior. In the case of Au NPs on TiO2, such a transition coincides with emergence of superior catalytic activity in CO oxidation [2]. The size of metal particles at which such a transition occurs could be assigned as the upper limit of metal cluster sizes, enabling differentiation of clusters from larger NPs based on the electronic structures of each class.

Heterogeneous Catalysts

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