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Genealogy

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Simbirsk, where Lenin was born on 22 April 1870, was the small leafy capital of the province of the same name. At the end of 1897 it had a population of 43,000 inhabitants, of whom 8.8 per cent were of gentry (or noble) status, 0.8 per cent clergy families, 3.2 per cent merchants, 57.2 per cent ordinary town-dwellers or lower middle-class, 11 per cent peasants, 17 per cent military and the remaining 2 per cent unclassified. It had two high schools, one each for boys and girls, a cadet school, a religious school and seminary, a trade school, a midwifery school, schools for the Chuvash and Tatar minorities, several parish schools, the Karamzin Library, and the Goncharov Public Library. It had a vodka distillery, a winery, a brewery, a candle factory and flour-mill. There were a number of charitable institutions. Founded on the high side of the middle Volga in 1648 as a defence against nomadic raids, the town was soon transformed into a typical, sleepy, unhurried provincial Russian town.

In time Simbirsk became a Bolshevik shrine, renamed Ulyanovsk. A local historian, Z. Mindubaev, has written that the transformation of the ancient town into a ‘grandiose Leninist altar’ was accompanied by a ‘huge pogrom’ which flattened everything. With astonishing mindlessness, the ‘builders’ tore down ancient churches, cathedrals and monasteries. Even the church where Lenin was baptized was razed, as was a house in which Pushkin had once stayed early in the nineteenth century. The cathedral which had been erected at about the same time in memory of the fallen of Simbirsk in the war of 1812 was cleared in the 1920s to make way for a monument to Lenin. Streets were renamed after Marx and Engels, Liebknecht, Rosa Luxemburg, Plekhanov and Bebel. At the height of the famine of 1921, when the Volga region was ravaged, the local authorities allocated funds for a statue of Marx. The cemetery of the Pokrovsky Monastery was bulldozed to make way for a cosy square, leaving only one grave – that of Lenin’s father, Ilya Nikolaevich Ulyanov, with its cross removed.3

The twelve-volume ‘Biographical Chronicle’ of Lenin’s life, while it attempts (with little success) to catalogue every fact and account for virtually every waking moment of his life, is extremely laconic about his birth and background: ‘April 10 (22 New Style4) 1870 Vladimir Ilyich Ulyanov (Lenin) was born. His father, Ilya Nikolaevich, was an inspector and later the director of the province’s schools. He came of poor town-dwellers of Astrakhan. His father had been a serf. Lenin’s mother, Maria Alexandrovna, was the daughter of a doctor, A.D. Blank. The Ulyanov family lived in Simbirsk (still called Ulyanovsk in late 1994), in a wing of Pribylovskaya’s house on Streletsky Street (now Ulyanov Street) No. 17a.’5 Other information about the family has to be gleaned in fragments from the twelve volumes, most of which consist of references to Lenin ‘making plans’, or ‘destroying his opponents intellectually’, reading, writing or making a speech. Consisting of several thousand pages, it is a chronicle that presents the portrait of a political robot, not a human being.

Similar information is to be found in the official biography of Lenin, compiled by a brigade of scholars under P.N. Pospelov. All eight editions of this work, beginning with the first in 1960, can be found in any Soviet library, but it is doubtful if any have ever been consulted voluntarily. The people may have resigned themselves to believing assurances that the Party was in the hands of ‘outstanding leaders of the Leninist type’, but they always retained the lingering suspicion that this idea was exaggerated. Most people were therefore rather indifferent to the official image of Lenin. Only a few individuals, perhaps while preparing for an exam or writing a dissertation, were actually required to pore over a volume of Lenin’s works. As for Party leaders themselves, the majority of those I have known never read a word of Lenin beyond the ‘Party minimum’.6 What was regarded as the proper Leninist text to read was laid down in directives and confidential letters from the Central Committee. They were all being led by a Lenin they did not know.

In order to establish Lenin’s genealogy, we have to resort to books published in the 1920s, as well as to foreign publications and a range of Russian archives. The large Ulyanov family had many branches. Lenin’s parents married in 1863 in Penza, capital of the province of that name to the west of the lower Volga, where Lenin’s father was working as a teacher of physics and mathematics. After a spell in Nizhni Novgorod, in the centre of European Russia, the family moved to Simbirsk. There is almost nothing in the official biographies about Lenin’s grandparents, especially their ethnic origin, not that this would tell us anything about his intellectual capacities, social position or moral qualities. But there has been a great reluctance to discuss the Ulyanov family tree, no doubt because it was felt that the leader of the Russian revolution must be a Russian.

The Russian Empire, however, was a crucible of the most varied national and racial ingredients, as was to be expected in so vast a territory. I dwell on this aspect of Lenin’s biography because his ethnic background was carefully covered up to make sure that he was seen to have been, if not of ‘proletarian’, at least of ‘poor peasant’ origin. But if the ‘Chronicle’ was able to show – as it does – that his father’s father had been a serf, why was it not possible to reveal the background of his father’s mother, and his mother’s parents?

Lenin’s mother, Maria Alexandrovna, was the fourth daughter of Alexander Dmitrievich Blank, a doctor and a baptized Jew from Zhitomir. He had taken as his patronymic the name of his godfather at his baptism, Dmitri Baranov, dropped his original patronymic of Moishevich, and adopted the Christian name of Alexander in place of his original first name, Srul, the Yiddish form of Israel. According to research done by David Shub and S.M. Ginsburg, Lenin’s grandfather was the son of Moishe Itskovich Blank, a Jewish merchant from Starokonstantinov in the province of Volynia, who was married to a Swedish woman called Anna Karlovna Ostedt.7 Shub asks how a Jew could have become a police doctor, and later the owner of an estate. Referring among other things to the archives of the Holy Synod, Shub concluded that conversion to Orthodox Christianity removed many barriers to a career in state service. ‘There were,’ he writes, ‘baptized Jews in the reign of Nicholas I who occupied far higher positions than police doctor … Many such Jews were ennobled and thus achieved all the rights and privileges of that class.’8

In St Petersburg, Alexander Blank married Anna Grigorievna Groschopf, the daughter of prosperous Germans. The Blanks were evidently well off, since they were able to make several trips to Europe, notably to take the waters in Karlsbad in the Czech part of Austria-Hungary. Alexander Blank worked in various towns and provincial capitals of the Russian interior, for the most part in the Volga region, as district physician, police doctor and hospital doctor, finally occupying the prestigious post of hospital medical inspector of the state arms factory in Zlatoust, in the province of Chelyabinsk, Western Siberia. In 1847, having attained the civil service rank of State Counsellor, he retired and registered himself as a member of the nobility of Kazan, a major city on the Volga and centre of Tatar culture in the region. There he bought the estate of Kokushkino.9 This had been made possible by the large dowry his wife had brought with her. Anna Grigorievna never learned to speak fluent Russian and never abandoned her Lutheran religion. In Kokushkino she would raise five daughters: Anna, Lyubov, Sofia, Maria (Lenin’s mother) and Yekaterina.

Kokushkino was not the ‘smallholding’ of the official biographies, but was rather a small landowner’s estate where, until 1861, Blank owned serfs. This normal feature of the time was something Soviet historians were never allowed to mention. It was a busy, well populated place, and Blank was evidently a strong-willed and rather impulsive man. He was obsessed with the idea that hydrotherapy was a panacea, and wrote a book on it, stating that ‘water inside and out’ could sustain everyone in good health. He used to make his tearful daughters wrap themselves in wet sheets for the night, with the result that they couldn’t wait to grow up and marry to escape their father’s crazy experiments.

Anna Groschopf died young, and after her death her sister, Yekaterina, came to Kokushkino to take on the job of raising the children. She was an educated woman, and it was from her that Lenin’s mother acquired her ability to play the piano, to sing and to speak German, English and French. A frequent visitor to Kokushkino was Karl Groschopf, Yekaterina’s brother and a senior official in the department of foreign trade. His visits would occasion musical evenings, and the Blank girls were much attracted to their educated and exuberant uncle. Life on the estate was very much that of a typical, moderately well-off landowning family, with a strong German cultural tinge, thanks to the Groschopf connection. Unlike his Soviet biographers, Lenin never tried to hide his ‘landowner’ origins; indeed in April 1891 he signed an order inscribing his mother in the gentry register of Simbirsk province.10 And at the end of his exile in 1900, when he applied to the police department to allow his wife, Nadezhda Krupskaya, to serve out the remainder of her own term of exile in Pskov, he signed himself ‘hereditary nobleman Vladimir Ulyanov’.11 Lenin’s origins on his mother’s side were far from ‘proletarian’, a fact which underlines the absurdity of the Bolshevik practice of evaluating a person by their social class. This criterion reached grotesque proportions in the 1920s and 1930s, when people even committed suicide on discovering a ‘bourgeois’ or ‘landowner’ skeleton in their past. The Party leaders were, of course, excused as a ‘revolutionary exception’.

Lenin’s paternal lineage was plainly plebeian, and the ‘Biographical Chronicle’ makes much of the fact that his grandfather had been a serf. But this was not actually true. Lenin’s grandfather, Nikolai Vasilievich, was a Russian town-dweller12 of Astrakhan who earned his living as a tailor. He was the son of a serf, but at an early age had been released to work away from the village, and had never returned home, becoming a town-dweller – as distinct from a peasant, merchant or nobleman – by social status. It was Lenin’s great-grandfather, Vasili Nikitich Ulyanov, who had been a serf.13 He had remained single until he turned fifty, and it was only then, having saved up some money, that he married. His bride, who was almost twenty years his junior, was Anna Alexeevna Smirnova, a baptized Kalmyk, whose ethnic origin was responsible for Lenin’s somewhat Asiatic appearance. Five children resulted from this late marriage: Alexander, Vasili, Ilya (Lenin’s father), Maria and Feodosia. Ilya was the youngest child, and was born when his father was already past sixty and his mother was forty-three. His father died in 1836, leaving his wife, the five-year-old Ilya (Alexander had died in infancy), and his two daughters to his seventeen-year-old son, Vasili, to look after.

Vasili rose to the occasion and displayed exemplary enterprise, becoming a salesman for Sapozhnikov Brothers, a large commercial firm in Astrakhan. His willingness to work and his loyalty earned his employers’ trust, and he was able to look after his mother and younger brother, supporting Ilya through his studies at Kazan University until he became a teacher of mathematics, sending him money ‘for settling down’, ‘for the wedding’, ‘for the move’ and so on. Vasili, a bachelor all his life, and a diligent and enthusiastic salesman, may also have sent his cash assets to Ilya shortly before he died at a date historians have been unable to establish.14

It would not be worth dwelling on the Ulyanov family tree had the official picture not been so obscured by a mass of unnecessary trivia and painted in the colours of ‘class consciousness’, and had so much not been passed over in silence, distorted and blatantly falsified. A brief account, however, may suffice to show that Lenin’s background reflected the face of the entire empire. He had a general idea about his origins, but, although he was Russian by culture and language, his country was not his highest value – not that he particularly felt himself to be a German, a Swede, a Jew or a Kalmyk. He may have described himself as a Russian when filling in forms, but in his outlook he was an internationalist and cosmopolitan, for whom the revolution, power and the Party were to be immeasurably more precious than Russia itself. It is only important to clarify this matter because the Bolsheviks found it necessary to suppress evidence of the perfectly natural mixture of nationalities in Russia in order to present their leader as ethnically ‘pure’.

Lenin’s antecedents were Russian, Kalmyk, Jewish, German and Swedish, and possibly others, symbolizing Russian history, as it were: a Slavic beginning, Asiatic expansion, a Jewish accretion to the national intellect, and German or West European culture. Genetic selection in history is spontaneous and mysterious. But here a digression is called for. When Lenin died, the Central Committee Secretariat commissioned his elder sister, Anna Yelizarova, to collect all the materials she could find and to write a definitive account of the Ulyanovs. Anna, who was one of the founders of the Lenin Institute, set to work, and soon discovered what I also found: namely, that there was a mass of material in the St Petersburg police department archives about her mother’s descent, as well as other materials which M.S. Olminsky, chairman of the Commission for the Study of the History of the Party (Istpart), helped her locate. Some eight years later she had still not divulged her discoveries to anyone. But in 1932, two years before she died, she suddenly revealed her findings to Stalin, and said she wanted to publish them. She knew that her great-grandfather, Moishe Itskovich Blank, had been born in Starokonstantinov, that his two sons, Abel and Srul, had converted to Christianity and changed their names to Dmitri and Alexander, and that in 1820 both had been admitted into the St Petersburg Medical-Surgical Academy, from which they graduated in 1824.15

In her letter to Stalin, Anna wrote: ‘It’s probably no secret for you that the research on our grandfather shows that he came from a poor Jewish family, that he was, as his baptismal certificate says, the son of “Zhitomir meshchanin Moishe Blank”.’ She went on to suggest that ‘this fact could serve to help combat anti-semitism’. Paradoxically for a Marxist who believed in the primacy of environmental over inherited factors, she also asserted the dubious proposition that Lenin’s Jewish origins ‘are further confirmation of the exceptional abilities of the Semitic tribe, [confirmation] always shared by Ilyich [Lenin] … Ilyich always valued the Jews highly.’16 Anna’s claim explains, for instance, why Lenin frequently recommended giving foreigners, especially Jews, intellectually demanding tasks, and leaving the elementary work to the ‘Russian fools’.17 According to General A.A. Yepishev, former chief of the army’s main political directorate, who heard it from Stalin’s personal assistant Poskrebyshev, Anna’s sister Maria handed the letter to Stalin and waited while he read it carefully. His response was categorical and fierce: ‘Absolutely not one word about this letter!’ But a little over a year later, Anna approached Stalin again, asserting that ‘in the Lenin Institute, as well as in the Institute of the Brain … they have long recognized the great gifts of this nation and the extremely beneficial effects of its blood on the progeny of mixed marriages. Ilyich himself rated their revolutionary qualities highly, their “tenacity” in the struggle, as he put it, contrasting it with the more sluggish and unstable character of the Russians. He often pointed out that the great [attributes of] organization and the strength of the revolutionary bodies in the south and west [of Russia] arose precisely from the fact that 50 per cent of their members were of that nationality.’18 But Stalin, the Russified Georgian, could not allow it to be known that Lenin had Jewish roots, and his strict prohibition remained firmly in place.

In November 1937, the writer Marietta Shaginyan published an article in the Moscow journal Novy mir as the first part of her research into the genealogy of the Ulyanovs. Somehow the article went unnoticed, but in 1938 she published her work as a novel based on fact, entitled The Ulyanov Family, and dealing with the origins of the family up to the birth of Lenin. The reaction was harsh. The book was first read by a small group of senior members of the Soviet Writers’ Union, who condemned it as an ‘ideologically dangerous’ work of’petty bourgeois’ character. A month later, on 9 August 1938, the presidium of the Union convened and passed a resolution which declared that ‘in applying pseudo-scientific research methods to Lenin’s so-called “family tree”, M.S. Shaginyan gives a distorted representation of the national character of Lenin, the greatest proletarian revolutionary, a genius of mankind, who was raised up by the Russian people and who is its national pride’.19 Those responsible for writing, publishing and distributing the book were dealt with severely. In 1972, all documents on Lenin’s origins, 284 pages in all, were transferred from the various archives which held them to the Central Committee special collections, where they remained.

The German branch of Lenin’s family tree is also interesting. According to Leonhard Haas, the Swiss historian and former director of the Swiss Federal Archives, the Groschopfs, all of whom were wealthy bourgeois, came from northern Germany and could boast several notable personalities throughout German history: Lenin’s great-grandfather, J.G. Groschopf, was a representative of Schade, a German trading company. Other ancestors and descendants of Lenin’s forebears include I. Hoeffer, a well-known theologian; Ernst Curtius, the tutor of Kaiser Friedrich III; and Field Marshal Walter Model, who earned the title of ‘the Führer’s Fireman’ as an audacious commander in the Wehrmacht’s assault on Moscow in 1941.20 The Swedish branch, who were mostly artisans – wigmakers, hatters, tailors – issued from a rich jeweller, one K.F. Estedt, who lived in Uppsala and supplied the court of King Gustavus IV in the late eighteenth century.

Having settled in Simbirsk in 1869, the Ulyanovs lived the life of most civil service families or bourgeoisie of the period. Like most provincial towns at that time, social life in Simbirsk was not especially stimulating. Trade and commerce were the dominant activities, while various educational and cultural establishments provided spiritual and intellectual nourishment. Both Ulyanov parents, however, had high aspirations for their children, and their efforts left their mark. Vladimir, who was born in April 1870, had two brothers and three sisters: Anna (born 1864), Alexander (1866), Olga (1871), Dmitri (1874) and Maria (1878). Another brother, Nikolai, born in 1873, died in infancy, and another sister, also called Olga, died at birth in 1868. (The second Olga died at the age of twenty.) Lenin’s mother did not attend university, but was nevertheless well educated, thanks to the efforts of her aunt, Yekaterina Groschopf. Much has been written about the education of Lenin and his siblings, some of it accurate, but also much that is sugar-coated and exaggerated. Some authors have almost suggested that Lenin’s genius emerged while he was still in nappies. I do not intend to recount the domestic life of the family in detail, but to pick out some salient features that are sometimes missed.

The young Vladimir – invariably known in the family as Volodya – was a gifted and capable child, qualities enhanced by the comfortable, supportive atmosphere of the home, thanks to his father’s successful career. The family lived in a good house, the three eldest children each had a room of their own, there was a cook, a nanny, and servants to deal with the domestic chores. Lenin himself recalled that the family lacked for nothing. An outstanding teacher and advocate of state education, his father rose to become director of the province’s schools in a few years. He was well regarded by the authorities and was awarded several decorations, including the Order of Stanislav, First Class, finally achieving the rank of State Counsellor, corresponding on the Table of Ranks to the title of general. Having become a hereditary noble through his service career, he thus conferred the same privileged status on his family. The Ulyanovs’ life was stable and secure – until, that is, Ilya Nikolaevich died in 1886, and, out of the blue, the eldest son, Alexander, was arrested and hanged in the following year.

Volodya was always top of his class, but he showed none of the ‘revolutionary free-thinking’ described by many of his biographers. It is surely one of the most striking ironies of modern Russian history that the headmaster of his high school should have been Fedor Mikhailovich Kerensky, father of the future ‘hero’ of the February revolution of 1917 who was to be the last obstacle to the Bolshevik seizure of power in October. Kerensky père often publicly expressed his admiration for the ability and diligence shown by Volodya Ulyanov. Volodya, meanwhile, was acquiring a strong intellectual foundation as a result of family support and encouragement from his teachers. He was also acquiring deep self-confidence and a sense of superiority over his peers. He was the family favourite, accustomed to being the centre of attention. Not that he was vain, but neither did he conceal his moral ‘right’ to the primacy he believed was his, and even at that early stage he seems to have shown intolerance of other people’s views. One of Alexander’s school friends, V.V. Vodovozov, recalled that he realised, after visiting the Ulyanovs, that it would he impossible to become a close friend of Vladimir, whom he thought rude in argument, excessively self-confident and self-important, and puffed up by being thought a genius within the family and an infallible authority outside it.21

Lenin: A biography

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