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III.

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Where does Wagner touch hands with the first creators of the art-form of which I have called him the regenerator? What are the fundamental features of his system? What were the impulses which led him out of the beaten path of opera composers? I will try to answer these questions on broad lines, keeping essential principles in view rather than trifling details.

Wagner must be associated with the Greek tragedy-writers: First (and foremost), because he is poet as well as musical composer. He unites in himself the same qualifications (but with the tremendous difference in degree brought about by the changed conditions) as did Æschylus.

Second. Wagner sees in the drama the highest form of art—one that unites in itself the expressive potentiality of each of the elements employed in it, raised to a still higher potency through the merit of their co-operation.

Third. Wagner believes, like the Greek tragedians, that the fittest subjects for dramatic treatment are to be found in legends and mythologies.

Fourth. Wagner believes that the elements of the lyric drama ought to be adapted to the peculiarities, and to encourage the national feeling of the people for whom it is created.

This last point is of such vast significance to the question of the degree of appreciation which Wagner's art ought to receive, and also to an understanding of his attitude towards Italian music, that I wish to emphasize it before proceeding further. Wagner is as distinctively a German dramatist as Æschylus was a Greek or Shakespeare an English. In his poetry, in his music, in the moral and physical character of his dramatic personages—in brief, in the matter and the essence of his dramas—the world must recognize the Teuton. As their spirit roots in the German heart, so their form roots in the German language. One of Wagner's most persistent aims was to reanimate a national art-spirit in Germany. The rest of the world he omitted from his consideration. Those of his dramas in which he carried out his principles in their fulness are scarcely conceivable in any other language than the German, and complete or ideal appreciation of them is possible only to persons who sympathize deeply with German feelings. His whole system, of dramatic declamation rests on the genius of the German tongue. He protests against the attempt to use the bel canto of the Italians in German opera, because the German language is too harsh for florid music, and German throats are not flexible enough to execute agile and mellifluous melodies. In the structure of his system there is everywhere discernible a recognition of the characteristics, physiological as well as psychological, which have always marked Teutonic races. Look at Wagner in the conduct of his polemical battle; in the vehemence of his sincerity, and the rude, sledge-hammer vigor of his manner, he is as distinctively a national type as Luther. Aside from all other considerations, such a man cannot conceive music to be mere "lascivious pleasings." To the Northern mind there has always seemed to be something vicious in the influence of Southern art and manners. It seems to feel instinctively that its vigor is preserved by periodical rebellion against Roman things, and it points as a reason and a warning example to the physical and moral degeneracy of those Goths and Franks who lost their rugged virtues by too long dalliance with the Roman colonists. "Strength before Beauty," "Truth before Convention"—these are German ideals in art as well as in morals.[C]

It is only to recognize a truth, which Wagner himself freely confessed, to say that arts and manners based on such ideals do not always appear pleasing—that, in fact, they sometimes, at first blush, at least, appear uncouth and unamiable. But that fact need not long give us pause. We have simply to recognize that beauty, like everything else so far as we are concerned, is subject to change, and that a new order of beauty, which may be called characteristic beauty, has come to the fore with a claim for recognition as a fit element in dramatic representation. Are we bound to accept as infallible the popular maxim that no matter what the state of affairs on the stage, the accompanying music must delight the ear? Suppose that a composer, utilizing the ear simply as one of the gate-ways to the higher faculties, and aiming to quicken the imagination and stir the emotions, should find a means for doing this without pleasing the ear—would his art be bad for that reason? Was the agony on the faces of the Laocoön put there by the sculptor for the purpose of pleasing the eye? Does it please the eye, or does it fascinate with a horrible fascination, and achieve the artist's real purpose by appealing through the eye to the imagination and emotions?

These questions are in the nature of argument and foreign to my immediate purpose; in the way of contrast, however, the thoughts to which they give rise will help us to appreciate one phase of the Teutonism which Wagner has impressed upon his dramas which is altogether lovely. We will look at it in both of its expositions, musical and literary, for thus we shall learn something of his constructive methods as well as his poetical impulses. I refer to the ethical idea pervading those of his dramas which, like the Greek tragedies, are based on legendary or mythical tales. The idea is that salvation comes to humanity through the self-sacrificing love of woman. This idea is at the bottom of the great poems and dramas of Germany; it is the main-spring of "The Flying Dutchman," "Tannhäuser," and "The Niblung's Ring;" the chorus mysticus which ends Goethe's "Faust" proclaims it oracularly:

"All things transitory

But as symbols are sent.

Earth's insufficiency

Here grows to event.

The Indescribable,

Here it is done.

The Woman-Soul leadeth us

Upward and on!"

In the creations of Wagner, by a singular coincidence, this beautiful idea is born simultaneously with the fundamental principle of his constructive scheme—the use of melodic phrases as symbols of the persons, passions, and principles concerned in the play. His first drama based on a legendary story is "The Flying Dutchman." The infinite longing for rest of the Wandering Jew of the sea, and the infinite pity and wondrous love of the woman who, through sacrifice of her own life, achieved for the wanderer surcease of suffering—these are the two fundamental passions of the play. The legend of the Dutchman and his doom is told in a ballad which the heroine sings in the second act of the opera; and this ballad, Wagner tells us himself, he set to music first, even before he had completed the book. It is an epitome of the drama, ethically and musically, having two significant musical themes corresponding to the longing of the Dutchman and the redeeming love of Senta. The first of these musical themes is this:


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The second is this:


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Having invented these two phrases for use simply in the ballad, Wagner tells us how he proceeded with his work:

"I had merely to develop according to their respective tendencies the various thematic germs comprised in the ballad to have, as a matter of course, the principal mental moods in definite thematic shapes before me. When a mental mood returned, its thematic expression also, as a matter of course, was repeated, since it would have been arbitrary and capricious to have sought another motivo so long as the object was an intelligible representation of the subject, and not a conglomeration of operatic pieces." This is Wagner's account of the genesis of the "leading motives," or, as I think they would better be called, "typical phrases," and it directs attention to a misconception of their nature and purpose which is pretty general even among the admirers of his works. They were not invented to announce the entrance of persons of the play on their stage; their duties are not those of footmen or ushers. Nor are they labels. Neither can they rightly be likened, as a German critic has declared, to the lettered ribbons issuing from the mouths of figures in mediæval pictures. They stand for deeper things—for the attributes of the play's personages; for the instruments, spiritual as well as material, used in developing the plot; for the fundamental passions of the story. If they were labels, they could only accompany the characters with which they had been associated at the outset, and this we know is not the case; in fact, in some very significant instances, they enter the score long before the characters with whom they are associated have been heard of or their existence is surmised. They are symbols, and hence arbitrary signs, but not more arbitrary than words. All language is arbitrary convention. Only the emotional elements at the bottom of it are real, absolute, universal. It would be just as easy to build up a language of musical tones capable of expressing ideas as it was to build up a language of words. In fact, though we seldom think of it, the rudiments of such a language exist. We are all familiar with some of them, or we should not involuntarily associate certain rhythms with the dance, and others with the march. A drone-bass under an oboe melody in 6-8 time would not suggest a pastoral; trumpets and drums, war; French-horn harmonies, a hunting scene; and so on. More than this, the Chinese have retained in their language a relic of the time when music was an integral element of all speech, not only of solemn and artistic speech, as we see it in the beginnings of the drama in India, Greece, and China. The meaning of many words in the monosyllabic Chinese language depends upon the musical inflection given to them in utterance. In a sense, a phrase of melody, or a chord, or a succession of chords, of harmony, is a "bow-wow word," the only kind of word universally intelligible. A great deal of music is direct in its influence upon the emotions, but it is chiefly by association of ideas that we recognize its expressiveness or significance. Sometimes hearing a melody or harmony arouses an emotion like that aroused by the contemplation of a thing. Minor harmonies, slow movements, dark tonal colorings, combine directly to put a musically susceptible person in a mood congenial to thoughts of sorrow and death; and, inversely, the experience of sorrow, or the contemplation of death, creates affinity for minor harmonies, slow movements, and dark tonal colorings. Or we recognize attributes in music possessed also by things, and we consort the music and the things, external attributes bringing descriptive music into play which excites the fancy, internal attributes calling for an exercise of the loftier faculty, imagination, to discern their meaning. A few examples in both classes will help to make my meaning plain, and I begin with the second class as the nobler of the two.

In Wagner's Niblung tragedy two of the musical phrases associated with Wotan may be taken as symbols of contrasted attributes of the god. Throughout the tragedy of which he is the hero, Wotan figures, by virtue of his supremacy among the gods, as Lord of Valhalla, and consequently as the manifest embodiment of law.

In music the first manifestation of law is in form.

It is impossible to conceive of a combination of the integral elements of music—rhythm, melody, and harmony—in a beautiful manner without some kind of form. Form means measure, order, symmetry. In music more than in any art it is essential to the existence of the loftiest attribute of beauty, which is repose—an attribute whose divine character Ruskin proclaimed when he defined it as "the 'I am' contradistinguished from the 'I become;' the sign alike of the supreme knowledge which is incapable of surprise, the supreme power which is incapable of labor, the supreme volition which is incapable of change." Now what are the musical qualities of which Wagner makes use in order to symbolize the wielder of supreme power? Here is the phrase whose innate nobility and beauty appear to best advantage at the opening of the second scene in "Das Rheingold:"


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The melody is built out of the intervals of the common chord—the triad—the starting-point of harmony, its first and most pervasive law. This chord, too, supplies the harmonic structure. Its instrumentation (for four tubas with peculiarly orotund voices, specially constructed for Wagner) is unvarying, calm, stately, majestic, dignified, reposeful. Thus does Wagner symbolize musically the chief deity and chief personage of his tragedy in his character as Lord of Valhalla. But through the operation of the curse to which he became subject when he took the baneful ring, another character than that of a supreme god is forced upon Wotan. He has plotted to regain the ring, and restore it to the original owners of the magic gold. He has begotten a new race, the Volsungs, to execute a purpose which, as the representative of law, he is restrained himself from executing. He becomes a wanderer over the face of the earth, a mere spectator of the development of his foolish plot. How is this new character symbolized? Note the music which accompanies Wotan when, disguised as the Wanderer, he enters Mime's cavern smithy in the second scene of "Siegfried:"


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The fundamental harmonies are retained. The solemn instrumental color is held fast. The dignity of the chord progressions is still there. What, then, is gone? The element of repose. The harmonies are still triads, but tonality, with its benison of restfulness, has been sacrificed. The phrase is in no key, or rather it is in as many keys as there are chords. There is another beautiful instance in which, by the same means, a deprivation which one of the personages of the play undergoes is made plain to the listener. Note the descending series of chords which follows Wotan's kiss depriving Brünnhilde of her divinity, just after he has spoken his pathetic farewell, and just before the orchestra begins its lullaby, in the final scene of "Die Walküre." Here the loss of divine attributes in the disobedient goddess is published by absence of fixed tonality in the chords which accompany the visible signs of her punishment.

In the last two examples we have been called on to observe how changes in character and loss of attributes are delineated by departure of tonality. I will now cite a case in which not the attributes of a personage, but the property of a thing, is the composer's objective point. The case is a striking one, for it is a supernatural property which is to be brought to the notice of the listener, the power of the Tarnhelm (the familiar cap of darkness of folk-lore) to render its wearer invisible. The musical symbol of this magical apparatus in the Niblung tragedy is this:


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This phrase is not often used, but whenever it occurs in the music its mysteriousness arrests attention. What is the source of that mysteriousness? Nothing else than indefiniteness, vagueness of mode. The closing harmony is an empty fifth; we do not know whether it is major or minor, because the determining interval is lacking. Supply a major third and it is major, a minor third and it is minor; in either case, however, the mystical property of the phrase, the element which establishes its propriety, vanishes.

There are many of these typical phrases primarily associated with personages, whose delineation goes to moods and moral traits. There are others that are frankly delineative of externals. The giants in "Das Rheingold" are the representatives of brute force. They are heavy-witted as well as heavy-footed, and their stupidity and clumsiness are aptly characterized in their melody:

(Fasolt and Fafner, of gigantic stature, armed with strong staves, enter.)


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The Niblungs are the antipodes in character of the giants—cunning, resourceful, industrious. Intellectually they are schemers and tricksters; by occupation they are smiths. Wagner delineates these activities, the mental as well as the manual, in the orchestral introduction to "Siegfried." A descending figure (a), (two thirds at the interval of a seventh) characterizes the brooding thoughtfulness, the cogitation of Mime; the fact that the dwarf is a Niblung Wagner publishes by means of a rhythmical phrase like the pounding of hammers (b):


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Sometimes Wagner becomes frankly delineative or descriptive, utilizing imitation of nature where it will be effective, as in the phrases associated with the Rhine and its denizens—the nixies whom he calls Daughters of the Rhine. The slow undulation of water in its depths, the flux and reflux of the element, the ripples on its surface, the motions of the swimmers, are all pictured to the ear (if I may be permitted to say so) in the melodies of the Rhine and the nixies whose home the river is, and the changes of time and treatment to which those melodies are subjected. The fitful, flickering, crackling crepitation of fire furnishes a suggestion for the phrase which is typical of Loge, the fire-god, whether he appears in his elemental form, as in the finale of "Die Walküre," or bodily as the incarnation of the spirit of mischief in "Das Rheingold:"


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In describing how he proceeded in the composition of "The Flying Dutchman," Wagner says that when a mental mood recurred for which he had once found thematic expression, that expression was repeated. He speaks here only of moods, but he extended the principle involved to the whole apparatus of the drama—its secret impulses as well as its external agencies. These agencies, in their physical manifestation, moreover, are sometimes anticipated by the appearance in the music of the melodic phrases which typify them; but this never happens unless they are spiritually present in the drama. This is what I have called the use of the themes for prophecy, and to me it seems one of the most beautiful features of Wagner's constructive scheme. Let me illustrate: the sword, which is the instrument designed by Wotan for the working-out of his plot for the return of the baneful ring to its original owners, for itself and as a symbol of the race of demi-gods who were to be endowed with it; Siegfried, the hero who is to be the vessel chosen, not by Wotan but by fate in the prevision of Brünnhilde, to execute the purposes of the god; Brünnhilde herself, not as a goddess but in the character of loving woman willing and able to make the redeeming sacrifice; all these are prefigured in the drama by the entrance of their typical phrases long before the action permits their physical appearance. They are seen by the prophetic vision of certain personages of the play and manifested to us through the music. Thus: the sword phrase appears in the orchestral postlude of "Das Rheingold" at the moment when Wotan, crossing the Rainbow-bridge with the members of his divine household, stops in thought and conceives the plot which is worked out in the tragedy proper; the phrase typical of the heroic character of Siegfried accompanies Brünnhilde's prediction to Sieglinde that she shall give birth to "the loftiest hero in the world," in the drama "Die Walküre;" in giving voice to her gratitude, Sieglinde, in turn, hails Brünnhilde as the representative of the redeeming principle of the tragedy, Goethe's "Ewig-Weibliche," by using a melody which examination shows to be an augmentation of the melodic symbol of Brünnhilde when she appears as mere woman in the last drama of the trilogy.

Let this suffice as an exhibition of Wagner's method of inventing and introducing the melodic material out of which he weaves his fabric, while we look at some of the principles applied in its use. His system rests upon the development of these themes, not according to the laws of the symphony, but in harmony with the dramatic spirit of the text. The orchestra is the vehicle of this development. It is pre-eminently the expositor of the drama. It has acquired some of the functions of the Greek chorus, in that it takes part in the action to publish that which is beyond the capacity of the personages alone to utter. The music of the instruments is the voice of the fate, the conscience, and the will concerned in the drama. To those who wish to listen, it unfolds, unerringly, the thoughts, motives, and purpose of the personages, and lays bare the mysteries of the plot and counter-plot. As the passions and purposes of the drama grow complex, the musical texture, into which the themes which typify those passions and purposes enter, grows complex and heterogeneous. The most obvious factors in this development are changes of mode, harmony, rhythm, time, and orchestration. A single illustration must here suffice. By applying the principle of augmentation to a phrase, in the three phases of melodic, harmonic, and instrumental structure, Wagner illustrates the tragic growth of Siegfried in the Niblung tragedy. When the hero is merely a high-spirited lad, roaming through the forest and associating with its denizens, the phrase appears as the call which he blows upon his hunting-horn:


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When he has entered upon man's estate, has awakened Brünnhilde from her long sleep, learned wisdom from her teaching, donned her armor, and is about to set out in quest of adventure, the typical phrase which greets him has taken on this form:


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Finally, the phrase is metamorphosed into that thrilling pæan at the climax of the Death March, to indicate which is impossible by means of pianoforte transcription:


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Studies in the Wagnerian Drama

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