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Four: The Cuneiform Conundrum
ОглавлениеBefore the decipherment of cuneiform, stories in the Bible and those of Greek and Roman writers were the only written record of the ancient history of the Middle East. Genesis, the first book of the Hebrew Bible, is an explanation of the origins of heaven and earth, the very name Genesis being derived from the ancient Greek word for ‘origins’. It relates that after the Flood, Noah, his wife, his sons Shem, Ham and Japeth and their wives were the only people in the world. God spoke to Noah and his sons: ‘Be fruitful, and multiply, and replenish the earth’.1 Noah died at the ripe old age of 950, and his sons had numerous descendants. Nimrod, a great-grandson of Noah, was supposedly the initial ruler of Shinar and Assyria, which made up Mesopotamia, stretching from the Taurus mountains of Anatolia southwards to the Persian Gulf and encompassing much of modern Iraq. Shinar was the Hebrew name for Babylonia (southern Mesopotamia), while Assyria was the name given to northern Mesopotamia. The name Mesopotamia is itself an ancient Greek term, ‘between the rivers’, referring to the Tigris and Euphrates. Genesis records Nimrod as the founder of the first cities after the Flood, including Babel, Nineveh and Calah – better known today as Babylon, Nineveh and Nimrud.
As all the people of the world descended from Noah and his sons, only one language should have been spoken, and so the author of Genesis tried to explain that the confusion of many languages was yet another punishment from God. Of those people who had migrated to Shinar, Genesis records: ‘they said to one another, “Come, let us make bricks, and bake them thoroughly.” And they used brick instead of stone and bitumen for mortar. Then they said, “Come, let us build ourselves a city and a tower whose top reaches to the heavens; and let us make a name for ourselves, so that we are not scattered over the face of the whole earth.” And the LORD came down to see the city and the tower that the sons of men had built. And the LORD said, “Behold, they are one people speaking the same language. This is the beginning of what they will do and nothing they plan to do will be impossible for them. Come, let us go down and confuse their language so that they will not understand one another’s speech.” So the LORD scattered them all over the earth, and they left off building the city. That is why its name was Babel – because the LORD there confused the language of all the earth’.2 This story refers to the building of the fabled city of Babylon that grew up alongside the Euphrates, 55 miles south of the later city of Baghdad. Although supposedly one of the first cities after the Flood, archaeological excavation has shown that Babylon was not one of Mesopotamia’s oldest cities, but that it only developed around 1800 BC and that there are many older cities along the banks of the Tigris and Euphrates.
The main natural resources of ancient Mesopotamia were clay, silt and mud, as well as bitumen, which seeped to the surface in many areas. Buildings were constructed primarily of bricks manufactured by mixing together mud, straw and water and shaped in wooden moulds, after which they were left to dry hard in the sun, and only rarely baked in a kiln. Mortar was unknown, but mud bricks were bonded together with mud and also bitumen. Bricks were entirely coated with bitumen as a protection against damp when it was necessary to waterproof the foundations of buildings, because such bricks rapidly revert to mud when wet. Even with normal wear and tear, mud bricks gradually turn to dust, so that collapsed buildings would form a layer of soil over which new buildings were constructed. With the accumulation of rubbish and decomposed bricks, mounds (called tells) were formed and have become a distinctive feature of the Mesopotamian landscape.
The Genesis story relates that at Babylon a mud-brick tower – the Tower of Babel – was constructed with the intention of reaching heaven, which incurred the displeasure of God. The story may have been inspired by Babylon’s immense ziggurat known as Etemenanki (‘Foundation of Heaven and Earth’). Like other ziggurats, Etemenanki was a solid stepped pyramid with a monumental exterior staircase and a temple on top. The reason for God’s displeasure is not given in Genesis, but instead of sending another flood, the punishment this time was to disperse the inhabitants of Babylon far and wide and to ‘confuse their language’,3 so that they spoke different languages and could no longer communicate and cooperate. Because the similar-sounding Hebrew word balal means ‘confuse’ (and therefore a confusion of languages, or babble), the Genesis writer believed that this was why the city was called Babel, but it was actually due to the much earlier name of Babilu, which means ‘gate of the god’. Later on, the ancient Greeks called the city Babylon. The origin of the city’s name had nothing to do with why many languages are spoken throughout the world, but referred to the impressive gates of this fortified city.
The lack of stone and the abundance of mud not only determined building methods in Mesopotamia, but also its very writing system. With no other suitable material for writing, the ubiquitous mud was used to make rectangular, square or occasionally oval tablets. From a ball of damp clay, tablets were flattened into a shape that fitted in the hand, though some could be far larger, and they generally had one convex and one flat side. Writing on the tablet was done with a special implement (stylus) when the clay was still damp, first on the flat side, then the convex side. Styli have not survived as they were made from perishable materials, primarily reeds that grew abundantly in the marshlands: the Babylonian word for a stylus was qan tuppi, ‘tablet-reed’. Writing was not normally done by incising or scoring lines with the stylus, but by making impressions in the damp clay of the tablet, and so it was easier to make straight rather than curved lines. Because one end of the reed stylus was cut at an angle, signs were made up of lines or strokes that had one end wider than the other, displaying a characteristic wedge or tapering shape. The system of writing is known today by the clumsy word ‘cuneiform’, which is literally ‘of wedge-shaped form’, from the Latin word cuneus, meaning wedge. Mistakes were erased by smoothing the clay surface with the stylus; after writing, tablets were left to dry hard in the sun, or occasionally fired in a kiln.
Cuneiform was not a language, but a script or writing system that was used to convey several different spoken languages. In Egypt, hieroglyphic writing was used only to write down the ancient Egyptian language, so hieroglyphs tend to be considered as both a writing system and the ancient language, but cuneiform is more like the later Roman script, which was first used at Rome to write down the Latin language. With modifications, this Roman script has continued to be a writing system for over two thousand years and is used today to write down numerous languages worldwide, such as English, German and Spanish.
Cuneiform is similar to the Roman script in that it too was used for a long period to write down different languages, evolving to suit each language and also evolving over time. For around three thousand years it was the writing system that recorded the many languages spoken across an extensive area, from Iraq to Syria, central Turkey, Palestine and south-west Iran. These languages included Sumerian, Akkadian, Urartian, Elamite and Old Persian. The last known use of cuneiform was in AD 75, on a clay tablet about astronomy found at Babylon. Because the system of cuneiform varied from language to language and changed over time, decipherers had a twofold problem: working out the particular writing system and translating the language in question. With the resulting tangle of multiple languages and varying versions of cuneiform script, decipherment could never be a single landmark achievement. The prize was not the knowledge of a single ancient civilization, but the knowledge of many ancient cultures, and the challenge was too much work for one person – too much for a single lifetime. Those attempting the decipherment of cuneiform had no concept of the enormous task ahead.
The very first writing evolved in Mesopotamia from the need of accountants and bureaucrats to keep a visual check of goods entering and leaving temples and palaces. Small clay tokens dating from 8000 BC appear to have been an early tally system and a precursor of writing. They have various geometric shapes, such as spheres, cones and discs, perhaps representing different commodities. In the mid-fourth millennium BC, tokens were sometimes placed inside hollow clay balls or envelopes and were sealed with cylinder seals.
Used in Mesopotamia for over three thousand years, cylinder seals were invented around 3600 BC as an aid to bureaucracy in the vast city of Uruk in southern Mesopotamia. These seals are small cylinders, usually made of imported stone and carved with intricate designs, especially scenes of everyday life. When rolled across damp clay, they left a continuous impression, and both seals and clay sealings have been found. As well as on clay balls, seals were used on clay tablets and on lumps of clay attached to cords securing door-bolts, bags, sacks, boxes, jars and other containers, as a deterrent against theft. The sealed clay balls may have accompanied deliveries of merchandise (acting as bills of lading), whose contents could be checked by breaking open the balls to reveal the tokens. Some balls have marks on the outside that seem to indicate the number and type of tokens they contained, but this information could also be recorded on flat clay tablets, and the earliest ones – termed numerical tablets – date from 3500 BC and had impressions of tokens and cylinder seals similar to those on the clay balls that they replaced.
The most primitive form of recognizable writing was a book-keeping system done on clay tablets, with simple signs for numbers and pictorial signs (pictographs) to represent what was being counted or listed, such as oxen or barley. At this stage, the wedge-shaped stylus producing distinctive ‘cuneiform’ writing had not come into use. Instead, signs were written with a stylus that had a circular end to make impressions representing numbers and a pointed end to draw linear pictorial signs, and this writing is termed ‘proto-cuneiform’. Tablets with a proto-cuneiform script date to 3300–2900 BC. Since signs were written on damp clay, scribes could only produce stylized sketches rather than the realistic images used in Egyptian hieroglyphs. Two wavy lines, for example, represented water, while the outline of a head of an ox represented an ox. Pictorial signs were also used as ideograms, to represent an associated idea. For example, a picture of a mouth might also mean ‘to speak’. About 1,200 signs are known, but many are not understood today. On the clay tablets, groups of proto-cuneiform signs were written relatively randomly within square or rectangular boxes. The boxes themselves were arranged in horizontal rows that were read from top to bottom and in a right to left direction.
The amount of information that could be expressed by this sort of writing was severely limited – most proto-cuneiform tablets were concerned with book-keeping, although about 15 per cent of the surviving tablets are lists of words, such as the names of animals and cities, and were probably used in the training of scribes. As each pictograph or ideogram represented an entire word that could be understood universally, like those used today at airports, the language spoken by the people who made the pictographs is uncertain, but was probably Sumerian. In south-west Iran, once known as Elam, a script composed of numerical and other signs has been found on similarly early clay tablets dating to 3100–2700 BC. It seems to be more developed than simple picture signs, but remains poorly understood. It was originally labelled proto-Elamite on the assumption that it was an early form of the Elamite language that was written down a few hundred years later.
The next development was to write words using the sounds of syllables, a more sophisticated method that enables specific languages to be identified. The earliest language to have been written on clay tablets and the earliest known language in the world is Sumerian, dating from at least 2800 BC – or several centuries earlier if proto-cuneiform is accepted as Sumerian, and so earlier than Egyptian. Sumer was the southern part of Babylonia in the period 3000–2300 BC, and stretched from Nippur (south of Babylon) to the Persian Gulf. The Sumerians called their territory kiengir (‘homeland’), but later their Akkadian neighbours called it Shumeru, from which the modern name Sumer is derived. Sumerian is not related to any known family of languages, and it was possibly the only one of its family to have been written down, with the others dying out before writing was invented. Nothing is known about languages before Sumerian.
By 2600 BC major changes had taken place with the signs used to write Sumerian. They were now written as if turned 90 degrees to the left, so that the outline of a head of an ox was turned on its side and the two horizontal wavy lines representing water became vertical lines. They were also now written from left to right, not right to left. The other major change was that signs were no longer incised in the clay, but were impressed using a reed stylus with an angular end, forming the distinctive cuneiform (‘wedge-shaped’) signs. This was a more rapid way of writing, with the stylus being pushed into the damp clay rather than used to incise lines. Because of this change, signs became much more stylized, so that the sign for an ox was composed of a few impressed lines, barely resembling the original abstract outline of the head of the ox.
These cuneiform signs could still be used as pictographs, so that the stylized sign for a mouth meant ‘mouth’ (ka in Sumerian), and they could still be used as ideograms, so that the sign for a mouth also meant ‘tooth’ or ‘word’ (zú and inim in Sumerian). Many Sumerian words had only one syllable, such as ud, ‘day’, and sometimes even a single vowel, such as a, ‘water’. The signs for these words began to be used phonetically to spell out syllables of different words, regardless of the original meaning of the sign, such as the sign for barley, pronounced she, being used where the syllable she was required. In English an example would be a picture of a ring used to spell the ‘ring’ sound values of ‘bring’, ‘ringleader’ and ‘daring’. As words could now be spelled with syllables, there was no longer a need to have a separate sign for every Sumerian word, and so the number of signs dropped to around six hundred. This was still a very complicated system when compared with modern alphabets of around twenty-five or twenty-six letters, and so knowledge of writing was restricted to specially trained scribes, with the rest of the population remaining illiterate.
On the early Sumerian tablets, the cuneiform signs were grouped randomly in boxes, which were arranged in horizontal rows that were read from the top of the tablet to the bottom, but each box was now read from left to right, not right to left. With the increased use of signs for syllables, the written language became more structured, and grammatical elements developed. More complex words could be expressed, and because word order became important, signs began to be written in a single horizontal line, from left to right. Even so, there was no punctuation, nor any spaces between words.
Because Sumerian cuneiform signs started off as pictographs that were subsequently used as ideograms and syllables as well, almost every sign acquired several different functions. Many signs (termed polyphones) had several alternative sounds. For example, the sign is du, meaning ‘leg’, but the same sign can have other associated meanings with different pronunciations, such as gub, ‘to stand’, gin, ‘to go’, and túm, ‘to bring’. To get around this problem, the correct reading could be emphasized by adding another cuneiform sign, called a phonetic complement, comprising the final consonant and a vowel (usually a). This sign was not pronounced, but indicated what word was meant. For example, when this particular sign was to be read as gin, a sign for na was added, which cuneiform scholars write as gin(na) or ginna.
Several Sumerian signs were pronounced the same way (like flour and flower in English). These signs are termed homophones – having the same sound. For example, there were ten different signs for the word or syllable pronounced tum. In modern transcriptions the particular word meant is shown by the addition of accents and numbers (diacritic signs). For example, several different signs were pronounced gu. The one meaning ‘ox’ is written in transcriptions as gu4. Scribes also added signs called determinatives (or classifying signs) before or sometimes after a word to indicate the category to which a word belonged, so that its meaning was clarified. The sign ki, for example, indicated that the adjacent word was a place-name and dingir the name of a god. These determinative signs were not pronounced, but were present merely to show the meaning of the words.
Sumerian ceased to be an everyday spoken language by about 2000 BC, but scribes continued to copy out texts and word lists, often with Akkadian translations, because Sumerian became a prestigious and scholarly dead language, like Latin in the Middle Ages. Akkadian, the oldest known Semitic language, belonging to the same family of languages as Hebrew and Arabic, had become the everyday spoken language. The term Semitic was coined in the eighteenth century because the speakers of these languages were believed to be descendants of Noah’s son Shem or Sem. Originally used alongside Sumerian, Akkadian was first written down from around 2500 BC. Although a Semitic language, the cuneiform writing system for Akkadian was based on Sumerian, despite the two languages being vastly different. Early cuneiform decipherment did not tackle Sumerian, as its existence was not initially recognized. Akkadian (‘the tongue of Akkad’, lishanum akkaditum) takes its name from Akkad (or Agade), which was founded as the capital city of the new empire of Akkad around 2300 BC by King Sargon, after he united several independent city-states in northern Babylonia and Sumer. The city of Akkad has not yet been discovered, but it probably lay north of Babylon.
Most Akkadian words had more than one syllable, and the cuneiform signs used to spell out words phonetically were either single vowels such as a, consonant-vowels such as tu, vowel-consonants such as an or consonant-vowel-consonants such as nim – never single consonants. Sumerian signs were frequently adopted as syllables or to represent entire Akkadian words. For example, the Sumerian sign an, meant ‘sky’ or ‘heaven’, and this same sign was adopted for Akkadian, but in that language was pronounced as shamu. The same Sumerian sign could mean a god, dingir, which was also adopted in Akkadian, but pronounced ilu. Signs taken from Sumerian are now called Sumerograms. Cuneiform scholars today write Sumerian words in lower-case Roman script, Akkadian words borrowed from Sumerian in UPPER-CASE Roman script and Akkadian words in italics in an attempt to lessen the confusion.
As in Sumerian, a few Akkadian signs were used as determinatives and placed before or after words to clarify the type of word (such as a place, woman, god), and these signs were not pronounced. Phonetic complements functioned in a similar way to those of Sumerian cuneiform, but were not so widely used.
By 2000 BC about six hundred Akkadian signs were used, but most signs had two or more values or readings, representing a syllable, an entire word or a determinative. Some signs (the polyphones) had more than one phonetic value or syllable, such as the sign , which can represent the syllables ur, lig or tash, and several different signs (the homophones) shared the same sound, such as which all represent the sound ur. As with Sumerian, scholars today show a sign’s value by a system of accents and numbers: the most common homophone in a group has no notation, the second an acute accent over the vowel, the third a grave accent, and the fourth and following have numbers, as in ur, úr, ùr, ur4 and ur5, called ur-one, ur-two, ur-three, ur-four, ur-five and so on. They are all pronounced in the same way.
Sumerian had a great influence on the written form of Akkadian, such as the verb occurring at the end of the sentence, which does not happen in other Semitic languages. However, verbs in Akkadian were not constructed like those of Sumerian (which had a fixed root word to which prefixes or suffixes were added). Instead, they had a root of three consonants (triliterals), which changed internally according to the meaning, mainly with the addition of different vowels. This is similar to English: the verb ‘to write’ can have various forms, such as written, writes and wrote – but w, r and t remain constant. Many Akkadian nouns ended in ‘m’, such as sharrum (king), but this ending was dropped towards the end of Old Assyrian and Old Babylonian, so that the word became sharru. There were no spaces between words, but there was occasional punctuation, such as an upright wedge to indicate the beginning of a sentence. The writing was read from left to right, and larger clay tablets could be divided into columns, like a modern newspaper, which were also read from left to right. On the reverse of tablets, though, the order of the columns could be left to right or right to left. Horizontal lines often separated each line of cuneiform writing.
There were three main Akkadian dialects, known today as Old Akkadian, Babylonian and Assyrian, and all used slightly different cuneiform scripts. In reality they were so similar that the terms tend to be interchangeable, and today they are studied as a single language. As with any other language though, Akkadian changed over the centuries. The Old Akkadian dialect dates to 2500–2000 BC, and under King Sargon it replaced Sumerian as the official language of administration. Only a century after its foundation, the Akkadian Empire collapsed, and for the next few centuries southern Mesopotamia experienced incursions from neighbouring tribes and was ruled by dynasties from cities such as Ur and Babylon, even though the kings still described themselves as rulers of the lands of Sumer and Akkad.
From 2000 BC it is possible to distinguish between the dialects of southern Mesopotamia (Babylonia) and northern Mesopotamia (Assyria). Babylonia incorporated what was formerly Sumer and stretched from the Persian Gulf northwards to the present city of Baghdad. Babylonian, the dialect of this region, is usually subdivided into Old Babylonian (2000–1600 BC), Middle Babylonian (1600–1000 BC), Neo-Babylonian (1000–600 BC) and Late Babylonian (600 BC to AD 75), while the term Standard Babylonian is used for the version of Old Babylonian that was preserved after 1500 BC by scribes in Babylonia and Assyria. From 1400 BC cuneiform, especially Babylonian, became the international language, the lingua franca, of diplomatic relations and trade over a vast area from Asia Minor to Egypt. Literacy rates within the population were still low, as the written language remained difficult.
The Assyrian dialect of the Akkadian language was contemporary with Babylonian, but was spoken in northern Mesopotamia. This region, known as Assyria (after the town of Ashur or Assur), stretched from what is now Baghdad northwards to the Anatolian mountains. Its main towns were Ashur, Nineveh, Nimrud, Khorsabad and Arbela, and at first Assyria was a collection of independent city-states. It became a powerful military state, expanding its territories and even invading Babylonia and sacking Babylon in 1235 BC. After 1100 BC Assyria went into decline, but from 930 BC the Neo-Assyrian Empire emerged as the dominant force in the region, conquering and annexing territory as far as Israel, Judah and Egypt. Many cuneiform inscriptions from this period have been found in vast library archives of clay tablets. In 612 BC the empire collapsed when Nineveh fell to the Babylonians and Medes.
The Assyrian dialect is usually subdivided into Old Assyrian (2000–1500 BC), Middle Assyrian (1500–1000 BC) and Neo-Assyrian (1000–600 BC). From the eighth century BC, Aramaic – the Semitic language of the Aramaeans, a nomadic tribe from the Syrian desert – became widespread as a spoken language, gradually replacing languages such as Akkadian. Scribes of cuneiform and Aramaic are depicted in sculptured reliefs working side by side at this time. The Aramaic writing system, based on the Phoenician alphabet, was much more simple and could be written with pen and ink on materials such as parchment and papyrus. It soon began to be adopted in place of cuneiform, and Aramaic became the international language of diplomacy and administration, while Akkadian became a literary and scholarly language.
From the sixth century BC Persia (modern-day Iran) began to expand its already immense empire westwards, first into areas like Elam and Babylonia where cuneiform was used and later as far as Egypt and Greece. Elamite, a non-Semitic language not closely related to any other, is first seen around 2300 BC and became an official language of the Persian Empire. It is known mainly from hundreds of clay tablets found at Susa, the city that became the summer capital of Darius the Great, and also at his new capital Persepolis, as well as on monumental inscriptions such as at Bisitun. Not content with adopting Babylonian and Elamite cuneiform, Darius also invented a system of cuneiform for writing down his own language of Old Persian, which had never before been written down. This was the first time in antiquity that a complete writing system had been invented, rather than gradually evolved. Old Persian cuneiform began to be used from early 520 BC in the inscription at Bisitun, and Darius and his successor Xerxes had many of their achievements recorded in other trilingual inscriptions in Elamite, Babylonian and the newly invented Old Persian cuneiform.
Loosely based on the signs used for Sumerian and Akkadian, Old Persian cuneiform was a far simpler system, since it followed the alphabetical principles of Aramaic. There were thirty-six signs in all – signs for the three vowels a, i and u, twenty-two signs for consonants usually linked to the vowel a, four linked to the vowel i and seven to the vowel u. Two simple signs were used as word dividers, which was to prove a valuable aid to decipherment, and single signs represented the words king, land, earth, god and Ahuramazda, as well as numerals. Unlike other types of cuneiform, the invented Old Persian cuneiform is rarely found on clay tablets, but normally as inscriptions on rock faces, metal plaques, vases, stone buildings and stone monuments. Old Persian cuneiform was in use for less than two centuries, having been abandoned by the time the Macedonian Greek conqueror Alexander the Great defeated Darius III in 333 BC, overran the Persian Empire and sacked Persepolis.
After Alexander the Great, the Persian Empire came under Hellenistic Greek rule, until it was conquered a century later by the Parthians, nomads from central Asia, around 238 BC. The Parthians and their empire survived for more than four centuries, before being overthrown in AD 224 by the Sasanians under their first king Ardashir. It was the son of Ardashir, King Shapur I, who built the city of Bishapur that Rawlinson visited in 1834 while staying at Shiraz. The Sasanian Empire also lasted over four centuries until the Islamic conquest of Persia in AD 651.
Just before his trip to Bishapur, Rawlinson had visited the ruins of Persepolis and seen for the first time trilingual cuneiform inscriptions carved in the three scripts of Old Persian, Babylonian and Elamite, but at this stage he had no idea of their significance. The obsession of the Persian kings for inscriptions carved in three languages on rock faces and buildings ensured that those inscriptions remained visible to early European travellers, whereas most inscriptions in Mesopotamia were hidden from view, awaiting discovery in archaeological excavations. Because Europeans had greater contact with Persia at an earlier date than with Mesopotamia, it was inevitable that attempts at deciphering cuneiform began here, most notably at the ruins of Persepolis. Old Persian became crucial in understanding all other cuneiform scripts, and when Rawlinson achieved his first breakthrough in the decipherment of cuneiform, it was Old Persian that was to provide the first clues.