Читать книгу The New German Constitution - René Brunet - Страница 7

The principal characteristics of the Constitution of April 16, 1871, are well known.

Germany was a federal state, that is to say, above the member states, which renounced a part of their individual independence to strengthen their collective political and economic power, there existed a central state in whose favor they had given up that degree of independence—the German Empire.

In the Reich sovereign power belonged to an assembly of Princes and of governments represented by the Bundesrat or Federal Council. This council which consisted of representatives of all the member states shared with the Reichstag the power to initiate and vote legislation. It promulgated the general administrative measures necessary for the execution of the laws; and with the consent of the Emperor it could dissolve the Reichstag.

The nation was presided over by the German Emperor. He exercised generally the rights which modern nations reserve to the executive power. In particular he represented the Empire in its international relations; promulgated its laws; watched over their execution; appointed civil and military officials, etc.

Several remarkable details have to be pointed out. Although in principle the Emperor’s actions had to be countersigned by a minister he was free from that restriction in such matters as concerned military affairs, particularly in the nomination of the superior officers of the army and the navy. The German Emperor was the absolute chief of the forces of the Empire on sea and land. Furthermore, although he could not declare war without the consent of the Bundesrat he could act on his own authority in case of attack by a foreign power against the territory or the coasts of the German Confederation.

The Emperor nominated the Chancellor, who was after the Emperor himself, the sole chief of the political and administrative organization of the Empire. “The Chancellor,” says Article 15, “presides over the Bundesrat and directs its labours.” But as he clearly could not himself assume such an overwhelming task, he was authorized by the law of March 17, 1878, to call assistance and be supplemented at need by high functionaries placed at the head of Imperial departments—those of foreign affairs, of the interior, justice, treasury, railroads, marine, colonies, posts and telegraphs. These officials carried the title of State Secretaries, which seemed to give them something of the nature of ministers, though in reality they were completely subordinated to the Chancellor.

Just as the Bundesrat represented the federated Princes so the Reichstag represented the German people. Elected by direct and universal suffrage the Reichstag had the right to initiate legislation; and no law was operative unless it had obtained a majority both in the Bundesrat and in the Reichstag. Furthermore the Reichstag had the right to interpellate, not the Secretaries of State but the Chancellor himself and to ask questions; and discussions of a question could be closed by voting an expression of the confidence of the Assembly.

Under the Empire there were twenty-five states[1] and the territory of Alsace-Lorraine.

These states were governed by constitutions of the greatest variety. There were three free cities, Hamburg, Bremen and Lübeck; twenty-two monarchies, which carried different titles; Kingdoms—Prussia, Bavaria, Saxony, Wurtemberg; Grand Duchies—Baden, Hesse; Duchies—Saxe-Coburg-Gotha, Saxe-Meiningen; and Principalities—Waldeck, Schaumburg-Lippe, etc.

Among these states some, a large majority but the least important, had adopted the system of the single legislative chamber, which, with one or two exceptions, comprised, beside the deputies elected by universal suffrage, members named by the princes of the state, or by special electoral colleges such as groups of the heaviest tax payers, chambers of commerce, industrial and agricultural organizations, the clergy, the professions, etc.

The other states, four kingdoms and the Grand Duchies of Baden and of Hesse, had two chambers each. The upper house was almost entirely composed of members of the reigning families or their kin and of personages charged with representing the nobility or the great landed proprietors. The lower house was elected sometimes by universal suffrage, sometimes by a system of plural voting; or by a system that divided the population in such a way that the voice of the people was nullified almost entirely in favor of the big taxpayers as in Prussia.

All this would present an erroneous and incomplete picture if one did not take the precaution to search beyond the letter of these constitutions and inquire how the government of Germany was actually conducted. The political institutions of Germany presented a certain number of aspects which it is important to bring out clearly:[2]

1. These institutions were anti-democratic. It is true the Reichstag was elected by universal and direct suffrage. But, on the one hand the electoral legislation of the Reich contained certain provisions which were singularly behind the times, such as the denial to the poor of the right to vote, the fixing of the voting age at twenty-five, etc. On the other hand, the Bundesrat, which was not elected, possessed powers superior to those of the Reichstag; and the latter could do nothing without the Bundesrat. The same situation existed within the individual states, which either did not have a chamber elected by universal suffrage or else limited it in power by the check of an upper house, feudal and conservative in character.

2. These institutions were anti-parliamentary. The Reichstag could interpellate the Chancellor but could not depose him. To a question or to an interpellation the Chancellor was always free to respond that he did not wish to reply; or he could fix his own time for replying; and finally, if he was in the minority in the house he did not have to resign.

3. The Reich encroached more and more on the domain of the individual states. This encroachment, this evolution toward unitarism, manifested itself in most divers ways. In military matters it took the form of a fusion of fighting contingents which belonged more or less nominally to the various states, but which, with the exception perhaps of Bavaria, placed their whole force at the direct command of the Emperor. As for Bavaria, at the outbreak of the war its “reserved rights” had almost completely disappeared. The development of the legislation of the Empire had accentuated this evolution toward unitarism. In the measure that the Reich legislated in a large number of domains, it wiped out in these matters the different regulations that existed up to then in the individual states. It is true that the execution of the national legislation was entrusted to functionaries within these states; but these officials were under the control of the Bundesrat and subject to the supervision of the Reich. Even in financial matters the liberty of the individual states was more and more limited. While it is true that they conserved their autonomy in matters of duties and taxes, the more the Reich discovered new sources of revenue the more the legislation of the Empire imposed on the several states the task of collecting this revenue and the more narrow became the scope in which the states could manage their own financial affairs, and the dependency of the states grew the more on the financial legislation and the budgetary dispositions allowed them by the Reich.[3]

4. In contrast to the other federated states whose Constitutions were based on the principle of equality of the component states, Germany was based on the notion of the inequality of the states federated in it. Prussia exercised a true hegemony in Germany. In the Bundesrat it was represented by 17 votes whereas the other most favoured state, Bavaria, had but 6; two others, Saxony and Wurtemberg, had only 4 each; two, Baden and Hesse, 3 each; Mecklenburg and Brunswick, 2 each; and all the others but 1 apiece. In addition the Rhineland was also represented by 3 votes in the Bundesrat but these votes were instructed by Prussia. The latter, therefore, had 17 votes, 20 with those of Alsace-Lorraine, 21 with that of Waldeck, since the latter by its treaty of entry into the Confederation had abandoned its governmental rights to Prussia. It had therefore numerically a third of the total strength of the Bundesrat, while in actual influence it counted much more. Only Prussia could feel assured that its representation made it mistress of the situation in the Bundesrat; fourteen votes were sufficient to head off a constitutional change. Consequently Prussia possessed absolute veto power. It must not be forgotten that the representatives of the Princes in the Bundesrat received imperative mandates from them and that the representatives of the state had to cast their votes as a bloc—that is, as a unit. It mattered little, therefore, that such and such was the numerical representation in the Bundesrat of the particular states, that Prussia had 17 votes, Bavaria 6, etc. As to legislative changes relating to the army or the navy, and to taxes feeding the treasury of the Empire, nothing of this kind could be enacted if it was opposed by the “presidency.” And the “presidency” belonged by undisputed right to Prussia.

In the Reichstag Prussia exercised the same preponderance. The Reichstag was composed of deputies, one for each 100,000 inhabitants. There Prussia counted much more than half, for its population was nearly two-thirds that of the whole Empire—40,165,217 out of 64,925,933. She also elected 236 deputies out of the 397 that made up the Reichstag.

To the same degree she was in control of executive action. While sovereignty nominally resided in the assemblage of Princes in the Bundesrath, it resided no less in the hands of the King of Prussia who had full rights as the German Emperor; and it was he who nominated the Chancellor, the sole responsible minister of the Empire. The Chancellor was almost always a subject of the King of Prussia and, following a rule to which there were few exceptions, at the same time the Prime Minister of Prussia.

Thus, therefore, Prussia elected a majority in the Reichstag, and if by some extraordinary chance the latter voted against the desire of Prussia the decree could be nullified by the Prussian representative in the Bundesrath. The King of Prussia was Emperor. He nominated the Chancellor, chief of all the administrative machinery of the state. The King of Prussia was master of the government of the Empire. Germany was a veritable Prussia enlarged.

We can now distinguish the essential traits that characterized constitutional Germany on the eve of the war. There was in Germany, under the infinite complexity of written provisions, behind a deliberately effected juxtaposition of the most modern formula by the side of some of the most archaic, a living reality. It was a despotic organization that placed full power in the hands of a feudal monarch. It was, to put it in the words of President Wilson, the largest enterprise of domination that the world has ever known.

Such a system and that which made it such an anachronism could not survive the test of war and still less that of defeat.

Already during the war several demands for reforms made themselves felt. In proportion as the war was prolonged and the heavier became the burdens that weighed on the people together with the sacrifices that were imposed upon them, there developed a pressure on the part of the people for recognition, for compensation, for the right to participate in a more effective fashion in the conduct of public affairs. The Reichstag appointed a commission to investigate to what extent it was possible to modify the Constitution of the Reich in conformity with the desires of the people. On his part the Emperor in a message on April 7, 1917, declared that it was the duty of the Chancellor to satisfy the exigencies of new times with every means appropriate; and to reconstruct the constitutional edifice in such a way as to insure a free and spontaneous collaboration of all the elements of the nation. The Chancellor seemed to be in accord with the Emperor on the necessity and urgency of a “new orientation.”

On the 15th of May, 1917, Bethmann-Hollweg spoke of realizing a programme of “trusting collaboration of the Emperor and the nation.” On July 19, 1917, Michaelis foreshadowed the establishment of a close contact between a government and parliament, the creation of a bond of mutual confidence between the government of the Empire and the Reichstag, in the sense that the management of various affairs should be entrusted to men who, aside from their professional abilities, would enjoy the full confidence of the great parties in the popular branch of the government.

They were nothing but vague words; and this “parliamentarization” of the government of the Reich did not commence to show itself until the pressure of defeat came, such as was felt in the summer of 1918. The adoption of a parliamentary régime then seemed the sole means of obtaining from the masses the sacrifices which were still expected of them both on the firing line and in the interior.

The true reforms commenced with the letter which the Emperor wrote on September 30, 1918, to the departing Chancellor von Hertling, and which was a real message to the German people and to the Reichstag. “I desire,” said the Emperor, “that the German people shall collaborate more effectively than in the past in the determination of the destiny of our Fatherland. It is my wish therefore that men invested with the confidence of the people shall participate in a large measure in the rights and duties of the government.” Legally it was only an expression of the hitherto recognized imperial will. But from a political point of view this message constituted the recognition of a new system of government, in virtue of which the centre of gravity of political institutions passed from the organs of the government, the Bundesrath and the Emperor, to the popular assembly, the Reichstag.

The spirit in which the new reforms were to be carried out and the importance which they were to assume were made clearer several days later when, on October 5, 1918, Chancellor Maximilian of Baden in a programme speech addressed in the Reichstag said, “It is in the essence of the system of the government which we are now instituting that I now state clearly and without reservation the principles by which I shall seek to fulfil my heavy responsibilities. These principles were accepted before I assumed my duties as Chancellor in an agreement reached between confederated governments and the chiefs of the parties of the majority of this Chamber.… It is only when the people take an active part to the largest measure in the determination of the destiny of the nation; and when the sense of responsibility is also shared by the majority of the political chiefs freely elected, that a statesman can accept direction of the helm with confidence and himself participate in this responsibility. Otherwise the shoulders of one man will be too feeble to support the immense responsibility that now confronts our government. I am convinced that the manner in which the directing government has been formed to-day with the collaboration of the Reichstag is not temporary in its nature and that in times of peace hereafter no government can be formed that has not the support of the Reichstag, that does not lean on the Reichstag, and that does not take from the Reichstag its principal chiefs.”

As a consequence two laws were passed which carried the date of October 28, 1918. They were designed to meet the three most important exigencies of the hour:

1. They realized the parliamentarization of the government of the Reich. Article 15 of the Constitution of 1871, which dealt with the nomination of the Chancellor had the following amendment added: “The Chancellor in order to continue direction of the affairs of the Reich must have the confidence of the Reichstag. The Chancellor is responsible for all the political acts of the Emperor performed in the exercise of his constitutional rights. The Chancellor and his representatives are responsible for the conduct of affairs to the Bundesrat and the Reichstag.”[4]

This text established not only the responsibility of the Chancellor; it also recognized constitutionally the right of parties or their parliamentary groups to participate in the nomination of the Chancellor and it specified that when the confidence of the Reichstag is withdrawn from the Chancellor he must resign.

The responsibility of the Chancellor, who was answerable both to the Reichstag and to the Bundesrat, extended not only to the general and particular decrees issued by the Emperor and countersigned by the Chancellor but also to acts of a political nature on the part of the Emperor; and it followed from this that the Chancellor and his representatives were also responsible for their own actions of the same character.

Further, one of the laws of October 28, 1918, in abrogating paragraph 2 of Article 21 of the Constitution of 1871, permitted thereafter members of the Reichstag to become secretaries of state while fulfilling at the same time their functions as members of the Reichstag. On the other hand the incompatibility between the Bundesrat and the Reichstag (article 9, paragraph 2, of the Constitution of 1871) was not abolished. It followed from that, therefore, that while a member of the Reichstag could become a Secretary of State, he could not become a member of the Bundesrat and therefore could not become Chancellor; for that office was open only to members of the Bundesrat.

2. The laws of October 28, 1918, broadened considerably the authority of the Reichstag and diminished correspondingly the Imperial authority in the right to declare war and conclude treaties. The Emperor could never again under any circumstances declare war in the name of the Reich without the consent of the Reichstag and the Bundesrat. He was required to obtain the same consent of the two assemblies to conclude treaties of peace and all other treaties that touched matters in which either of the assemblies had competence.

3. The authority of the Emperor as military commander was put under parliamentary control.

These reforms constituted certainly important progress along the road of parliamentary rule and it can be said that it placed Germany thereafter among the nations that are governed by such a system.

The texts of the laws of October 28, 1918, were accompanied by a letter of the Emperor to the Chancellor in which he wrote: “Prepared by a series of governmental acts a new order comes into being in which fundamental rights of the Emperor pass to the people. After the events of these our times the German people must not be denied a single right that is needed to guarantee them a free and happy future. I acquiesce together with my highest colleagues in the decisions of the representatives of the people and do so with the firm determination to co-operate to the greatest effectiveness, convinced that I will thus serve the welfare of the German people. The Emperor is at the service of the people.”

German jurists with good reason characterized this letter as a “political abdication.” But the changes which went with it came too late, and a simple “political abdication” appeared thereafter as strikingly insufficient. The German Empire was falling into ruin and it was no longer a question of partial reforms.