Читать книгу Democracy in America - Alexis de Tocqueville - Страница 15
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CHAPTER 2 Of the Point of Departure and Its Importance for the Future of the Anglo-Americans a
Usefulness of knowing the point of departure of peoples in order to understand their social state and their laws.—America is the only country where the point of departure of a great people could clearly be seen.—How all the men who came to populate English America were similar.—How they differed.—Remark applicable to all the Europeans who came to settle on the shores of the New World.—Colonization of Virginia.—Id. of New England.—Original character of the first inhabitants of New England.—Their arrival.—Their first laws.—Social contract.—Penal code taken from the law of Moses.—Religious fervor.—Republican spirit.—Intimate union of the spirit of religion and the spirit of liberty.
A man is newly born; his first years pass obscurely amid the pleasures or occupations of childhood. He grows up; manhood begins; finally the doors
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of the world open to receive him; he enters into contact with his fellow men. Then, for the first time, you study him and think that the seeds of the vices and virtues of his mature years can be seen developing in him.b
If I am not mistaken, that is a great error.c
Go back to the beginning; examine the child even in the arms of his mother; see the exterior world reflected for the first time in the still dark mirror of his intellect; contemplate the first examples that catch his eye; listen to the first words that awaken his slumbering powers of thought; finally, witness the first struggles that he has to sustain. And only then will you understand the origin of the prejudices, the habits and the passions that are going to dominate his life. The whole man is there, so to speak, in the infant swaddled in his cradle.
Something similar happens among nations. Peoples always feel the effects of their origin. The circumstances that accompanied their birth and were useful to their development influence all the rest of their course.
If it were possible for us to go back to the elements of societies and examine the first memorials of their history, I am certain that we would be able to discover there the first cause of the prejudices, habits, dominant passions, of all that ultimately composes what is called the national character. [{There, no doubt, we would find the key to more than one historical enigma}]. There we would happen to find the explanation for customs that today seem contrary to the reigning mores; for laws that seem opposed to recognized principles; for incoherent opinions found here and there in society like fragments of broken chains that are sometimes seen still hanging
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from the vaults of an old edifice and that no longer hold up anything. Thus would be explained the destiny of certain peoples who seem to be dragged by an unknown force toward an end unknown even to themselves. But until now facts have been lacking for such a study. The spirit of analysis came to nations only as they grew older, and when, at last, they thought to contemplate their birth, time had already enveloped it in a mist; ignorance and pride had surrounded it with fables that hid the truth.
[Human remains are said to volatilize after death. Separated from each other, these human molecules are incorporated with other living substances. Each of us can therefore consider himself as the summary of many other individuals of the same species who have lived before him. An analogous phenomenon occurs again in the history of the formation of peoples. Moreover, since the time when the various human races began to succeed one another and to graft together, what people of the Old World is not today composed of the remnants of older nations? It is true that, in place of peoples who have ceased to exist, we have seen new peoples arise who have borrowed something from each of their precursors. From this one, its tongue; from that one, its laws; from another, its mores; from a fourth, certain opinions and prejudices. Because these elements already exist, only their combination is new. Amid all this debris of societies that slides haphazardly over the earth, there is no one who could now recapture an original type, or who would dare to trace how time has subjected an original type to changes by combining it with strange elements. Science, in such a labyrinth, provides only incomplete conclusions and vague hypotheses.]
America is the only country where we have been able to witness the natural and tranquil development of a society and where it has been possible to clarify the influence that the point of departure exercised on the future of States.d
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At the time when European peoples descended upon the shores of the New World, the features of their national character were already well fixed; each of them had a distinct physiognomy. And since they had already reached the level of civilization that leads men to self-study, they have handed down to us a faithful picture of their opinions, mores, and laws. The men of the fifteenth century are almost as well-known to us as those of our own. So America shows us in full light what the ignorance and the barbarism of the first ages concealed from our view.
Close enough to the era of the founding of the American societies to know their elements in detail, far enough from that time to be able already to judge what these seeds produced, men in our time seem destined to see further into human events than their predecessors. Providence has put within our reach a light that our fathers lacked and has allowed us to discern the first causes of the destiny of nations that the obscurity of the past hid from them.
When, after attentively studying the history of America, you carefully
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examine its political and social state, you feel deeply convinced of this truth: there is not an opinion, not a habit, not a law, I could say not an event, that the point of departure does not easily explain. So those who read this book will find in the present chapter the germ of what must follow and the key to nearly the whole book.e
The emigrants who came at different times to occupy the territory that the American Union covers today differed from each other in many ways; their aim was not the same, and they governed themselves according to various principles.
These men shared common features, however, and they all found themselves in an analogous situation.
The bond of language is perhaps the strongest and most durable that can unite men. All the emigrants spoke the same language; they were all children of the same people. They were born in a country troubled, for centuries, by the struggle of parties, and where the factions had been obliged, one by one, to place themselves under the protection of the laws. Their political education was shaped in this rude school, and you saw more notions of rights, more principles of true liberty spread among them than among most of the peoples of Europe. At the time of the first migrations, town government, this fertile seed of free institutions, had already entered
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deeply into English habits; and with it, the dogma of the sovereignty of the people was introduced even within the Tudor monarchy.
People were then in the middle of the religious quarrels that troubled the Christian world. England had thrown itself into this new course with a sort of fury. The character of the inhabitants, which had always been grave and thoughtful, had become austere and argumentative. These intellectual struggles had greatly increased education and had stimulated deeper cultivation of the mind. While people were occupied with talk of religion, mores became more pure. All these general features of the nation were found more or less in the physiognomy of those of its sons who had come to seek a new future on the opposite shores of the ocean.
Moreover, a remark, which we will have the occasion to return to later, is applicable not only to the English but also to the French, to the Spanish, and to all the Europeans who came successively to settle the shores of the New World. All the new European colonies contained, if not the development, at least the germ, of a complete democracy. Two causes led to this result. [Among the emigrants, unlike in the old societies of Europe, neither conquerors nor conquered were seen.] It can be said in general, that, at their departure from the mother country, the emigrants had no idea whatsoever of any kind of superiority of some over others. It is hardly the happy and the powerful who go into exile, and poverty as well as misfortune are the best guarantees of equality that are known among men. It happened, however, that on several occasions great lords went to America following political or religious quarrels. Laws were made in order to establish a hierarchy of ranks there, but it was soon noticed that the American soil absolutely rejected territorial aristocracy. To clear that intractable land nothing less was required than the constant and interested efforts of the proprietor himself. The ground prepared, it was found that production was not great enough to enrich both a master and a tenant at the same time. So the land was naturally divided into small estates that the proprietor cultivated alone.f Now, aristocracy clings to the land; it is attached to the soil and relies upon the soil for support. It is not privileges alone that establish it; it is not birth
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that constitutes it; it is landed property handed down by inheritance. A nation may exhibit immense fortunes and great misery; but if these fortunes are not territorial, you see poor and rich in its bosom; truly speaking, there is no aristocracy.g
So all the English colonies, at the time of their birth, shared a great family resemblance. All, from their beginning, seemed destined to present the development of liberty, not the aristocratic liberty of their mother country, but the bourgeois and democratic liberty of which the history of the world did not yet offer a complete model.h
Noticeable in the midst of this general coloration, however, were some very strong nuances that must be pointed out.
In the great Anglo-American family, two principal branches can be distinguished, one in the South, one in the North; until now, they have grown up without being completely merged.
Virginia received the first English colony. The emigrants arrived there in 1607. At this time, Europe was still singularly preoccupied with the idea that mines of gold and silver constituted the wealth of peoples. This destructive idea has done more to impoverish the European nations that embraced it and, in America, has destroyed more men than war and all bad laws put together. So it was gold seekers who were sent to Virginia,1 men without resources and without proper behavior, whose restless and turbulent spirit troubled the early years of the colony2 and made its progress
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uncertain. Afterwards came the manufacturers and farmers, a more moral and quieter breed, but one that in hardly any ways rose above the level of the lower classes of England.3 No noble thought, no plans that were not material, directed the foundation of these new establishments. The colony was scarcely established before slavery was introduced there;4 that was the capital fact that would exercise an immense influence on the character, the laws and the entire future of the South.
Slavery, as we will explain later, dishonors work; into society, it introduces idleness, along with ignorance and pride, poverty and luxury. It enervates the forces of the mind and puts human activity to sleep. The influence of slavery, combined with the English character, explains the mores and the social state [{the character}] of the South.j
[≠Even the outward appearance of the settlers assumed the imprint of the habits of their life. The Virginian race is recognizable everywhere by its height and by the air of nobility and command that prevails among its features.≠]
In the North, completely opposite nuances were painted on this same English background. Allow me some details here.
In the English colonies of the North, better known as the New England states,5 were combined the two or three principal ideas that today form the foundations of the social theory of the United States.
The principles of New England first spread into neighboring states;
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then, one by one, they reached the most distant states and finished, if I can express myself in this way, by penetrating the entire confederation. Now they exercise their influence beyond its limits, over the entire American world. The civilization of New England has been like those fires kindled on the hilltops that, after spreading warmth around them, light the farthest bounds of the horizon with their brightness.
The founding of New England offered a new spectacle; everything there was singular and original.
[≠You would search the entire history of humanity in vain for an event that presented some analogy to what we are describing.k≠]
Nearly all colonies have had as first inhabitants either men without education and without resources, who were pushed out of the country where they had been born by poverty and misconduct, or avid speculators and business agents. There are some colonies that cannot claim even such an origin. Santo Domingo was founded by pirates; and today the English courts of justice are in charge of peopling Australia.m
The emigrants who came to settle the shores of New England all belonged to the comfortable classes of the mother country. Their gathering on American soil presented, from the beginning, the singular phenomenon of a society in which there were neither great lords,n nor lower classes, neither poor, nor rich, so to speak. [I have already said that, among the Europeans who went to America, conditions were in general largely equal, but it can be said that, in a way, these emigrants {the Puritans} carried democracy even within democracy.] In proportion, there was a greater amount of
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learning spread among these men than within any European nation of the present day. All, perhaps without a single exception, had received a rather advanced education; and several among them had made themselves known in Europe by their talents and knowledge. The other colonies had been founded by adventurers without families; the emigrants of New England brought with them admirable elements of order and morality; they went to the wilderness accompanied by their wives and children. But what distinguished them, above all, from all the others was the very aim of their enterprise. It was not necessity that forced them to abandon their country; there they left a social position worthy of regret and a secure livelihood. Nor did they come to the New World in order to improve their situation or to increase their wealth; they tore themselves from the comforts of their homeland to obey a purely intellectual need. By exposing themselves to the inevitable hardships of exile, they wanted to assure the triumph of an idea.
The emigrants, or, as they so accurately called themselves, the pilgrims, belonged to that English sect given the name Puritan because of the austerity of its principles. Puritanism was not only a religious doctrine, but also at several points it was mingled with the most absolute democratic and republican theories. From that had come its most dangerous adversaries. The Puritans, persecuted by the government of the mother country and, in the strictness of their principles, offended by the daily course of the society in which they lived, sought a land so barbarous and so abandoned by the world that they would still be allowed to live there as they wished and to pray to God in liberty.
A few citations will show the spirit of these pious adventurers better than anything that we could add.
Nathaniel Morton, historian of the first years of New England, begins in this way:6
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I have always believed, he says, that it was a sacred duty for us, whose fathers received such numerous and memorable demonstrations of divine goodness in the settlement of this colony, to perpetuate the memory of them in writing. What we have seen and what we have been told by our fathers, we must make known to our children, so that the generations to come learn to praise the Lord [(Psalms LXXVIII, 3, 4) (ed.)]; so that the lineage of Abraham, his servant, and the sons of Jacob, his chosen, keep forever the memory of the miraculous works of God (Ps. CV, 5, 6). [… (ed.)p …] They must know how the Lord brought his vine into the wilderness;
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how he planted it and removed the pagans; how he prepared a place for it, put its roots down deeply, and then allowed it to spread and cover the earth (Ps. LXXX, 15, 13 [Psalms LXXX, 8, 9 (ed.)]; and not only that, but also how he led his people toward his holy tabernacle, and established them on the mountain of his heritage (Exod. XV, 13). [… (ed.) …] These facts must be known, so that [… (ed.) …] God receives the honor he is due, and so that some rays of his glory can fall on the venerable names of the saints who served as his instruments.
It is impossible to read this beginning without being imbued, despite yourself, with a religious and solemn impression; you seem to inhale an air of antiquity and a kind of biblical perfume.
The conviction that animates the writer elevates his language. In your eyes, as in his, it no longer concerns a small band of adventurers going to seek their fortune across the seas; it is the seed of a great people that God comes to set down with his own hands in a predestined land.
The author continues and depicts the departure of the first emigrants in this way:7
Thus, he says, they left this city (Delft-Haven) [… (ed.) …] which had been for them a place of rest; but they were calm; they knew that they were pilgrims and strangers here below. They were not attached to the
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things of the earth, but raised their eyes toward heaven, their dear homeland, where God had prepared for them his holy city. [Heb. XI, 16 (ed.)] [… (ed.) …] They finally arrived at the port where the vessel awaited them. A great number of friends who could not leave with them had at least wanted to follow them to this port. The night went by without sleep; it passed with outpourings of friendship, with pious speeches, with expressions full of a true Christian tenderness. The next day they went aboard; their friends still wanted to accompany them; then you heard deep sighs, you saw tears running from all eyes, you heard long hugs and kisses and fervent prayers that made strangers themselves feel moved. [… (ed.) …] Once the signal for departure was given, they fell on their knees, and their pastor, raising eyes full of tears toward heaven, commended them to the mercy of the Lord. Finally they took leave of each other, and pronounced this farewell that, for many among them, was to be the last.
The emigrants numbered about one hundred and fifty, men as well as women and children. Their goal was to found a colony on the banks of the Hudson, but, after wandering a long time on the ocean, they were finally forced to land on the arid coasts of New England, at the place where the town of Plymouth is found today. The rock where the pilgrims landed is still displayed.8
Says the historian I have already quoted:
But before going further, let us consider for an instant the present condition of these poor people and let us marvel at the goodness of God who saved them.9
They had now crossed the vast ocean, they were reaching the end of their journey, but they saw no friends to receive them, no dwelling to offer them shelter [… (ed.) …]; it was the middle of winter; and those who know our climate know how harsh the winters are and what furious storms then devastate our coasts. In this season, it is difficult to traverse known
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places, even worse to settle on new shores. Around them appeared only a hideous and desolate wilderness, full of animals and savage men whose level of ferocity and number they did not know. [… (ed.) …] The earth was frozen; the land was covered with woods and thickets. Everything had a barbarous appearance. Behind them, they saw only the immense ocean that separated them from the civilized world. To find a little peace and hope, they could only turn their faces toward heaven.q
You must not believe that the piety of the Puritans was only speculative, or that it proved to be unfamiliar with the course of human concerns. Puritanism, as I said above, was almost as much a political theory as a religious doctrine. So, scarcely are these emigrants disembarked on this inhospitable coast that Nathaniel Morton has just described than their first concern is to organize themselves as a society. They immediately enact an agreement [<It is the social contract in proper form that Rousseau dreamed of in the following century>] which* reads:10
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We, whose names follow,r who, for the glory of God, the development of the Christian faith and the honor of our country,s have undertaken to establish the first colony on these distant shores,t we covenant by these presents, by mutual and solemn consent, and before God, to form ourselves into a body of political society, for the purpose of governing ourselves and working for the accomplishment of our plans; and by virtue of this contract, we covenant to promulgate laws, acts, ordinances, and to establish, as needed, magistrates to whom we promise submission and obedience.
This took place in 1620. From that period on, emigration did not stop. Each year, the religious and political passions that tore apart the British Empire throughout the reign of Charles I drove new swarms of sectarians to the coasts of America. In England, the center of Puritanism continued to be located in the middle classes;u most of the emigrants came from within the middle classes. The population of New England increased rapidly; and, while in the mother country men were still classed despotically according to the hierarchy of ranks, the colony increasingly presented the novel spectacle of a thoroughly homogeneous society. Democracy, such as antiquity had not dared dream it, burst forth fully grown and fully armed from the midst of the old feudal society.
Content to remove the seeds of troubles and the elements of new revolutions,
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the English government watched this heavy emigration without distress. It even encouraged it with all of its power and seemed hardly at all concerned with the fate of those who came to American soil seeking a refuge from the harshness of its laws. You could have said that the English government saw New England as a region delivered to the dreams of the imagination that should be abandoned to the free experiments of innovators.
The English colonies, and this was one of the principal causes of their prosperity, always enjoyed more internal liberty and more political independence than the colonies of other peoples; but nowhere was this principle of liberty more completely applied than in the states of New England.
It was then generally agreed that the lands of the New World belonged to the European nation that had first discovered them.
In this way, nearly the entire littoral of North America became an English possession toward the end of the sixteenth century. The means used by the British government to populate these new domains were of different kinds. In certain cases, the king subjected a portion of the New World to a governor of his choosing, charged with administering the country in his name and under his direct orders;11 this is the colonial system adopted by the rest of Europe. At other times, he granted ownership of certain portions of the country to a man or to a company.12 All the civil and political powers were then concentrated in the hands of one or several individuals who, under the inspection and control of the crown, sold the land and governed the inhabitants. Finally, a third system consisted of giving a certain number of emigrants the right to form a political society, under the patronage of the mother country, and to govern themselves in everything not contrary to its laws.
This method of colonization, so favorable to liberty, was put into practice only in New England.13
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As early as 1628,14 a charter of this nature was granted by Charles I to the emigrants who came to found the colony of Massachusetts.
But, in general, charters were not granted to the colonies of New England until long after their existence had become an accomplished fact. Plymouth, Providence, New Haven, the states of Connecticut and Rhode Island15 were founded without the support and, in a sense, without the knowledge of the mother country. The new inhabitants, without denying the supremacy of the home country, did not draw on it as the source of powers; they incorporated themselves. And it was only thirty or forty years after, under Charles II, that a royal charter legalized their existence.
So it is often difficult, while surveying the first historical and legislative memorials of New England, to see the link connecting the emigrants to the country of their ancestors. At every moment you can see them performing some act of sovereignty; they name their magistrates, make peace and war, establish regulations for public order, provide laws for themselves as if they were answerable only to God alone16 [≠later, when the colonies began to become powerful, the mother country raised the claim of defending and directing them≠].
Nothing is more singular and, at the very same time, more instructive
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than the legislation of this period;v there, above all, is found the key to the great social enigma that the United States presents to the world of today.
Among these memorials, we will particularly single out, as one of the most characteristic, the law code that the small state of Connecticut gave itself in 1650.17
The legislators of Connecticut18 first take charge of the penal laws; and to write them, they conceive the strange idea of drawing upon sacred texts:
“Whoever will worship a God other than the Lord,” they begin by saying, “will be put to death.”
Ten or twelve clauses of the same nature, borrowed word for word from Deuteronomy, Exodus and Leviticus, follow.
Blasphemy, witchcraft, adultery,19 rape are punished with death; the same punishment is imposed on flagrant insult by a son toward his parents. In this way, the legislation of a primitive and half-civilized people was transferred to a society in which minds were enlightened and mores were mild; so the death penalty was never so common in the laws, nor so rarely applied to the guilty.
Above all, in this body of penal laws, the legislators are preoccupied with upholding moral order and standards of good behavior; they constantly enter, therefore, into the realm of conscience. There is hardly any sin that
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they do not manage to submit to the censure of the magistrate. The reader has been able to observe how harshly the laws punished adultery and rape. Mere flirtation between unmarried people is severely suppressed. On the guilty, the judge has the right to inflict one of three punishments: a fine, a flogging or a wedding.20 And if the records of the old courts of New Haven are to be believed, proceedings of this nature were not rare; you find, dated May 1, 1660, a verdict with a fine and reprimand against a young woman accused of having uttered a few indiscreet words and of allowing herself to be kissed.21 The Code of 1650 abounds in preventive measures. Laziness and drunkenness are severely punished.22 Innkeepers cannot provide more than a certain quantity of wine to each consumer; a fine or a flogging cracks down on a simple lie when it might be harmful.23 In other places, the legislator, completely forgetting the great principles of religious liberty that he claimed in Europe, forces, by threat of fines, attendance at divine24 worship.w And he goes so far as to impose severe penalties,25 and often death,
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on Christians who want to worship God according to a creed different from his own.26 Finally, the fervor for regulations, which possesses him, sometimes leads him to deal with concerns most unworthy of him. Thus, in the same code, there is a law that prohibits the use of tobacco.27 It must not be forgotten, moreover, that these bizarre or tyrannical laws were not at all imposed; that they were voted by the free participation of all those concerned; and that the mores were still more austere and puritanical than the laws. In the year 1649, a solemn association was formed in Boston whose purpose was to prevent the worldly luxury of long hair.28 E
Such errors undoubtedly shame the human spirit; they testify to the infirmity of our nature, which, incapable of firmly grasping the true and the just, is most often reduced to choosing only between two excesses.
Alongside this penal legislation, so strongly stamped by narrow sectarian spirit and by all the religious passions that were excited by persecution and were still seething deep within souls, a body of political laws is found. The two are, in a way, bound together. But those political laws, written two hundred years ago, still seem very far ahead of the spirit of liberty of our age.
The general principles on which modern constitutions rest, which most of the Europeans of the seventeenth century scarcely understood and which at that time triumphed incompletely in Great Britain, were all recognized and laid down by the laws of New England. There, the intervention of the people in public affairs, the free vote of taxes, the responsibility
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of the agents of power, individual liberty, and jury trial were established without argument and in fact.
There, these generative principles receive an application and developments that not a single European nation has yet dared to give them.
In Connecticut, from the beginning, the electoral body was comprised of all citizens, and that is understood without difficulty.29 Among this emerging people, a nearly perfect equality of means and, even more, of minds then reigned.30
In Connecticut, at that time, all the agents of executive power were elected, even the Governor of the state.31
[In Connecticut in 1650, all] The citizens older than sixteen years of age were obliged to bear arms; they formed a national militia that named its officers and had to be ready at all times to march in defense of the country.32
In the laws of Connecticut, as in all those of New England, you see arising and developing the town independence that still today constitutes the principle and life of American liberty.
Among most European nations, political existence began in the higher ranks of society; little by little and always incompletely, it was transmitted to the various parts of the social body.
In America, in contrast, you can say that the town was organized before the county; the county, before the state; the state, before the Union.
In New England, as early as 1650, the town is completely and definitively formed. Gathered around this town individuality and strongly attached to it are interests, passions, duties, and rights. Within the town, a real, active,
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totally democratic and republican political life reigns. The colonies still recognize the supremacy of the mother country; the monarchy is the law of the state, but in the town, the republic is already fully alive.
The town names its magistrates of all sorts; it taxes itself; it apportions and levies the tax on itself.33 In the New England town, the law of representation is not accepted. As in Athens, matters that touch the interests of all are treated in the public square and within the general assembly of citizens.
When you attentively examine the laws that were promulgated during these early years of the American republics, you are struck by the legislator’s knowledge of government and advanced theories.
It is evident that he had a more elevated and complete idea of the duties of society toward its members than European legislators of that time and that he imposed obligations on society that society still eluded elsewhere. In the states of New England, from the start, the fate of the poor was assured;34 strict measures were taken for maintaining roads; and officers were named to oversee them.35 Towns had public records in which the results of general deliberations, deaths, marriages, births were inscribed;36 clerks were appointed to maintain these records.37 Some officers were charged with the administration of unclaimed inheritances, others, with overseeing the boundaries of legacies. The principal function of several was to maintain public peace in the town.38
[≠The legislation of this era announces in the mass of the people and in its leaders a civilization already well advanced; you feel that those who make the laws and those who submit to them all belong to a race of intelligent and enlightened men who have never been completely preoccupied by the material concerns of life.≠]
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The law gets into a thousand different details to provide for and to satisfy a host of social needs of which, today in France, we still have only a vague awareness. [{Nothing then in our old Europe could give the idea of a social organization as extensive and as perfect.}]
But it is in the prescriptions relating to public education that, from the very beginning, you see fully revealed the original character of American civilization.
“Whereas, says the law, Satan, enemy of humanity, finds in the ignorance of men his most powerful weapons, and it is important that the knowledge brought by our fathers does not remain buried in their grave;—where as the education of children is one of the first interests of the State, with the help of the Lord …”39 Then follow the provisions that create schools in all the towns and oblige the inhabitants, under penalty of heavy fines, to tax themselves to support them. Secondary schools are established in the same way in the most populated districts. Municipal magistrates must watch that parents send their children to school; they have the right to levy fines against those who refuse to do so. And if resistance continues, society then displaces the family, lays hold of the child and removes from the fathers the rights that nature had given to them, but that they knew so poorly how to use.40 The reader will undoubtedly have noticed the preamble of these ordinances: in America, it is religion that leads to enlightenment; it is the observance of divine laws that brings men to liberty.
When, after thus casting a rapid glance over American society in 1650, you examine the state of Europe and particularly that of the continent
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around this same era, you are filled by a profound astonishment. On the European continent, at the beginning of the seventeenth century, absolute monarchy triumphed on all sides over the ruins of the oligarchic and feudal liberty of the Middle Ages. [<≠The top of the social edifice already received the lights of modern civilization, while the base still remained in the darkness of ignorance [v. of the Middle Ages].≠>] In the heart of this brilliant and literary Europe, the idea of rights had perhaps never been more completely misunderstood; never had peoples experienced less of political life; never had minds been less preoccupied by the notions of true liberty. And at that time these same principles, unknown or scorned by European nations, were proclaimed in the wilderness of the New World and became the future creed [{political catechism}] of a great people. The boldest theories of the human mind were reduced to practice in this society so humble in appearance, a society in which probably not a single statesman would then have deigned to be involved; there, the imagination of man, abandoned to its natural originality, improvised legislation without precedent. Within this obscure democracy that had still not brought forth either generals, or philosophers, or great writers, a man could stand up in the presence of a free people and give, to the acclamation of all, this beautiful definition of liberty:41
Let us not be mistaken about what we must understand by our independence.y There is in fact a kind of corrupt liberty, the use of which is common to animals as it is to man, and which consists of doing whatever
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you please. This liberty is the enemy of all authority; it suffers all rules with impatience; with it, we become inferior to ourselves; it is the enemy of truth and peace; and God believed that he had to rise up against it! But there is a civil and moral liberty that finds its strength in union, and that the mission of power itself is to protect; it is the liberty to do without fear all that is just and good. This holy liberty we must defend at all cost, and if necessary, at risk of our life.
I have already said enough to reveal Anglo-American civilization in its true light. It is the product (and this point of departure must always be kept in mind) of two perfectly distinct elements that elsewhere are often at odds. But in America, these two have been successfully blended, in a way, and marvelously combined. I mean the spirit of religion and the spirit of liberty.
The founders of New England were at the very same time ardent sectarians and impassioned innovators. Restrained by the tightest bonds of certain religious beliefs, they were free of all political prejudices. [{Religion led them to enlightenment; the observance of divine laws brought them to liberty.}]
From that, two diverse but not opposite tendencies resulted whose traces can easily be found everywhere, in the mores as in the laws.z
Some men sacrifice their friends, family, and native land for a religious opinion; you could believe that they are absorbed in the pursuit of the intellectual good that they have come to purchase at such a high price. You see them, however, seeking material riches and moral enjoyments with an almost equal fervor, heaven in the other world, and well-being and liberty in this one.
In their hands, political principles, laws, and human institutions seem to be malleable things that can be shaped and combined at will.
The barriers that imprisoned the society where they were born fall before
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them; old opinions that for centuries ruled the world vanish; an almost limitless course and a field without horizons open. The human mind rushes toward them, sweeping over them in all directions. But having arrived at the limits of the political world, it stops by itself. In fear and trembling, it sets aside the use of its most formidable abilities, abjures doubt, renounces the need to innovate, refrains even from lifting the veil of the sanctuary, and bows respectfully before truths that it accepts without discussion. [≠After having rested awhile in the midst of the certainties of the moral order, man begins to move again and reenters the political arena with more fervor.≠]a
In the moral world, therefore, everything is classified, coordinated, foreseen, decided in advance. In the political world, everything is agitated, contested, uncertain; in the one, passive though voluntary obedience; in the other, independence, scorn for experience and jealousy of all authority.
Far from harming each other, these two tendencies, apparently so opposed, move in harmony and seem to offer mutual support.
Religion sees in civil liberty a noble exercise of the faculties of man; in the political world, a field offered by the Creator to the efforts of intelligence. Free and powerful in its sphere, satisfied with the place reserved for it, religion knows that its dominion is that much better established because it rules only by its own strength and dominates hearts without other support.
Liberty sees in religion the companion of its struggles and triumphs, the cradle of its early years, the divine source of its rights. Liberty considers religion as the safeguard of mores, mores as the guarantee of laws and the pledge of its own duration.F
[Both, taking man by the hand, guide his steps and show his way in the wilderness.]
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Reasons for Some Singularities That the Laws and Customsb of the Anglo-Americans Present
Some remnants of aristocratic institutions within the most complete democracy.—Why?—What is of Puritan origin and of English origin must be carefully distinguished.
[≠From whatever side I envisage the laws and mores of the Anglo-Americans, I rediscover striking traces of their origin {of the point of departure}. The reading of historians, the study of legislation, the sight of things all involuntarily lead my steps back toward the point of departure. {But I despair of making the whole extent of my idea understood by those who have not seen English America with their own eyes.}≠]
The reader must not draw from what precedes consequences that are too general and absolute. The social condition, the religion and the mores of the first emigrants undoubtedly exercised an immense influence over the destiny of their new country. It was not up to them, however, to establish a society whose point of departure was found only within themselves; no one can entirely free himself from the past. With ideas and customs that were their own, they mingled, either voluntarily or unknowingly, other customs and ideas that they got from their education or from the national traditions of their country.
So when you want to know and judge the Anglo-Americans of today, what is of Puritan origin or of English origin must be carefully distinguished.
You often encounter in the United States laws and customs that contrast with all that surrounds them. These laws seem written in a spirit opposed to the dominant spirit of American legislation; these mores seem contrary to the social state as a whole. If the English colonies had been founded in a century of darkness, or if their origin was already lost in the shadows of time, the problem would be insoluble.
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I will cite a single example to make my thought understood.
The civil and criminal legislation of the Americans knows only two means of action: prison or bail.c The first action in proceedings consists of obtaining bail from the defendant or, if he refuses, of having him incarcerated; afterwards the validity of the evidence or the gravity of the charges is discussed.
Clearly such legislation is directed against the poor and favors only the rich.
A poor man does not always make bail, even in civil matters, and if he is forced to await justice in prison, his forced inactivity soon reduces him to destitution.d
A wealthy man, on the contrary, always succeeds in escaping imprisonment in civil matters; even more, if he has committed a crime, he easily evades the punishment awaiting him: after providing bail, he disappears. So it can be said that for him all the penalties of the law are reduced to fines.42 What is more aristocratic than such legislation?e
In America, however, it is the poor who make the law, and usually they reserve the greatest advantages of society for themselves.
It is in England where the explanation for this phenomenon must be found: the laws I am speaking about are English.43 The Americans have not changed them, even though they are repugnant to their legislation as a whole and to the mass of their ideas.
The thing that people change the least after their customs is their civil
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legislation. The civil laws are familiar only to jurists, that is, to those who have a direct interest in keeping them as they are, good or bad, because they know them. The bulk of the nation knows them hardly at all; they see them in action only in individual cases, grasp their tendency only with difficulty, and submit to them without thinking about it.
I have cited an example; I could have pointed out many others.
The picture that American society presents is, if I can express myself in this way, covered by a democratic layer beneath which from time to time you catch a glimpse of the old colors of the aristocracy.