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THE ART OF MELANCHOLY

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Emotional archetypes came late to notated or composed music. In the late Middle Ages, a stylized array of chantlike lines worked equally for texts of lust, grief, and devotion. Hildegard of Bingen, abbess of Rupertsberg (1098–1179), exhibited one of the first strongly defined personalities in music history, yet the fervid mysticism of her output emanates more from the words than from the music. The opening vocal line of Hilde-gard’s “Laus Trinitati” (“Praise be to the Trinity, who is sound, and life”) has much the same rising and falling shape as “O cruor sanguinis” (O bloodshed that rang out on high”). Still, you can identify a few explicitly emotional effects in medieval music—“not mere signs but actual symptoms of feeling,” in the words of the scholar John Stevens. The lament contour might be among the oldest of these. In the twelfth-century liturgical drama The Play of Daniel, the prophet lets out a stepwise descending cry as he faces death in the lion’s den: “Heu, heu!”

As the Middle Ages gave way to the Renaissance, “symptoms of feeling” erupted all over the musical landscape. Guillaume de Machaut (d. 1377), the most celebrated practitioner of the rhythmically pointed style of Ars Nova, dilated on the pleasures and pains of love, and you can hear a marked difference between the gently rippling figures of “Tant doucement” (“So sweetly I feel myself imprisoned”) and the stark descending line of “Mors sui” (“I die, if I do not see you”). This emphasis on palpable emotion, bordering on the erotic, was probably connected to the growing assertiveness of the independent nobility and of the merchant classes. In the following century, Marsilio Ficino, the Florentine Neoplatonist philosopher, described music as presenting “the intentions and passions of the soul as well as words … so forcibly that it immediately provokes both the singer and the audience to imitate and act out the same things.” The conception of music as a spur to individual action was an implicit challenge to medieval doctrine, and, indeed, Ficino’s revival of Greek ideas led to suspicions of heresy.

When secular strains infiltrated sacred music, a major new phase in composition began. The high musical art of the later Renaissance was polyphony, the knotty interweaving of multiple melodic strands. A cadre of composers from the Low Countries—cultivated first by the dukes of Burgundy and later by such patrons as Louis XI of France and Lorenzo the Magnificent of Florence—wrote multi-movement masses of unprecedented complexity, perhaps the first purposefully awe-inducing works in the classical tradition. These composers adopted a new practice, English in origin, of letting a preexisting theme take control of a large-scale piece. At first, the melodies were taken from liturgical chant, but popular tunes later came into play. The master of the game was Johannes Ockeghem (d. 1497), who is said to have sung with a deep bass voice and who lived to a grand old age. Around 1460, Ockeghem wrote a chanson titled “Fors seulement,” whose lovelorn text begins with the lines “Save only for the expectation of death / No hope dwells in my weary heart.” Its opening notes match up with the lament contour of various folk traditions:


Ockeghem’s song became widely popular, inspiring dozens of arrangements; a version by Antoine Brumel added a text beginning with the words “Plunged into the lake of despair.” In due course, the tune served as a cantus firmus, or “fixed song,” for settings of the Mass. The Kyrie of Ockeghem’s own Missa Fors seulement begins with a terraced series of descents, the basses delving into almost Wagnerian regions. The illusion of three-dimensional space resulting from that vertical plunge is one novel sensation that Ockeghem’s music affords; another is the cascading, overlapping motion of the voices, an early demonstration of the magic of organized sound. As the Mass goes on, the song of despair is transformed into a sign of Christ’s glory.

After reaching a peak of refinement in the works of Ockeghem’s disciple Josquin Desprez, polyphony faded in importance in the later sixteenth century. Listeners demanded new, often simpler styles. The marketplace for music expanded dramatically, with the printing press fostering an international, nonspecialist public. Dance fads such as the chaconne indicated the growing vitality of the vernacular. The Church, shaken by the challenge of the Reformation and its catchy hymns of praise, saw the need to make its messages more transparent; the Council of Trent decreed that church composers should formulate their ideas more intelligibly, instead of giving “empty pleasure to the ear” through abstruse polyphonic designs.

For a host of reasons, then, emotion in music became a hot topic. The theorist Gioseffo Zarlino, in his 1558 text Le istitutioni harmoniche, instructed composers to use “cheerful harmonies and fast rhythms for cheerful subjects and sad harmonies and grave rhythms for sad subjects.” Zarlino went on: “When a composer wishes to express effects of grief and sorrow, he should (observing the rules given) use movements which proceed through the semitone, the semiditone, and similar intervals”—a reference to the sinuous chromatic scale, which had long been discouraged as musically erroneous but which in these years became a modish thing. Various scholars promoted the idea of a stile moderno, or “modern style”—music strong in feeling, alert to the nuances of texts, attentive to the movement of a singing voice.

The passions of the late Renaissance primed the scene for opera, which emerged in Italy just before 1600. In the decades leading up to that breakthrough, the great laboratory of musical invention was the madrigal—a secular polyphonic genre that allowed for much experiment in the blending of word and tone. While early madrigals tended to be straightforwardly songful, later ones were at times willfully convoluted, comparable in spirit to Mannerist painting. High-minded patrons encouraged innovation, even an avant-garde mentality; the dukes of Ferrara commissioned a repertory of musica secreta, or “secret music.” The arch-magus of musical Mannerism was Carlo Gesualdo, a nobleman-composer who put forward some of the most harmonically peculiar music of the premodern epoch. His madrigal Moro lasso—“I die, alas, in my grief”—begins with a kaleidoscopic sequence of chords pinned to a four-note chromatic slide; Dolcissima mia vita ends with a briar patch of chromatic lines around the words “I must love you or die.” The words are ironic in light of Gesualdo’s personal history: in 1590, he discovered his wife in bed with another man and had both of them slaughtered.

The madrigal fad spread to England, where Elizabethan intellectuals were raising their own banners of independence. Drowning oneself in sorrow was one way of resisting the outward hierarchy of late-Renaissance society, the beehive ideal of each human worker performing his assigned task. Shakespeare’s Hamlet, which was first performed around 1601, is the obvious case in point. The grief of the Prince of Denmark shines like a grim lantern on Claudius’s rotten kingdom, exposing not only Hamlet’s private loss but the hollowness of all human affairs: “I have that within, which passeth show; / These, but the trappings and the suits of woe.” Music was a favorite site for brooding in the Danish style. The composer Thomas Morley set down some guidelines in his 1597 textbook A Plaine and Easie Introduction to Practicall Musicke: “If [the subject] be lamentable, the note must goe in slow and heavy motions, as semibriefs, briefs, and such like … Where your dittie speaketh of descending, lowenes, depth, hell, and others such, you must make your musick descend.” This echoed Zarlino’s literal-minded directive of 1558. In Elizabethan England, an inordinate number of ditties spoke of lowness, depth, and hell, leaving the heavenly register somewhat neglected.

The supreme melancholic among English composers was the lutenist John Dowland. Like so many of his international colleagues, Dowland indulged in chromatic esoterica, but he also showed a songwriter’s flair for hummable phrases: his lute piece Lachrimae, or Tears, achieved hit status across Europe in the last years of the sixteenth century. When, in 1600, Dowland published his Second Book of Songs, he included a vocal version of Lachrimae, with words suitable for a Hamlet soliloquy:

Flow my tears, fall from your springs,

Exil’d forever let me mourn

Where night’s black bird her sad infamy sings,

There let me live forlorn.

The first four notes of the melody have a familiar ring: they traverse the same intervals—whole tone, whole tone, semitone—that usher in Ockeghem’s “Fors seulement.” Underscoring the personal significance of the theme, Dowland made it the leitmotif of his 1604 cycle of pieces for viol consort, also titled Lachrimae.

In Dowland’s instrumental masterpiece, no reason for the flow of tears is given, no biblical or literary motive. Music becomes self-sufficient, taking its own expressive power as its subject. Lachrimae could have been cited as an illustration in Robert Burton’s 1621 treatise The Anatomy of Melancholy, which meditates on music’s capacity to conquer all human defenses: “Speaking without a mouth, it exercises domination over the soul, and carries it beyond itself, helps, elevates, extends it.” Music might inject melancholy into an otherwise happy temperament, Burton concedes, but it is a “pleasing melancholy.” That phrase encapsulates Dowland’s aesthetic. His forlorn songs have about them an air of luxury, as if sadness were a place of refuge far from the hurly-burly, a twilight realm where time stops for a while. The Lachrimae tune becomes, in a way, the anthem of the eternally lonely man. Indeed, as the musicologist Peter Holman points out, Dowland anticipated Burton’s thought in the preface to his collection: “No doubt pleasant are the tears which Musicke weepes.”

It has long been understood that music has the ability to stir feelings for which we do not have a name. The neurobiologist Aniruddh Patel, in his book Music, Language, and the Brain, lays out myriad relationships between music and speech, and yet he allows that “musical sounds can evoke emotions that speech sounds cannot.” The dream of a private kingdom beyond the grasp of ordinary language seems to have been crucial for the process of self-fashioning that so preoccupied Renaissance intellectuals: through music, one could make an autonomous, unknowable self that stood apart from the order of things. In a wider sense, Dowland forecast the untrammeled emotionalism of the Romantic era, and even the moodier dropout anthems of the 1960s, the likes of “Nowhere Man” and “Desolation Row.” As Oscar Wilde wrote of Hamlet, “The world has become sad because a puppet was once melancholy.”

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