Читать книгу Hinweisgebersysteme - Martin Walter - Страница 35

[1]

ISO 19600, 4.6 Identification, analysis and evaluation of compliance risks, S. 38 ff.; ISO 37001:2016(E), 4.5 Bribery risk assessment, S. 7; DOJ Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations, I. B. 4. Risk Assessment, S. 7, f.; ICC, The ICC Antitrust Compliance Toolkit, April 2013, 3. Risk identification and assessment, S. 16 ff.; US DOJ, Evaluation of Corporate Compliance Programs, 4. Risk assessment, S. 7 f.

[2]

Hauschka/Moosmayer/Lösler/Pauthner/Stephan Corporate Compliance, § 16 Rn. 69.

[3]

Wiedmann/Greubel CCZ 2019, 88, 90; Bürkle BB 2018, 525, 526.

[4]

Vgl. Sonnenberg JuS 2017, 917, 919 f.

[5]

Hauschka/Moosmayer/Lösler/Pauthner/Stephan Corporate Compliance, § 16 Rn. 57 ff.

[6]

Hauschka/Moosmayer/Lösler/Pauthner/Stephan Corporate Compliance, § 16 Rn. 81 ff.

[7]

Moosmayer Compliance, Rn. 73 ff.

[8]

Hauschka/Moosmayer/Lösler/Pauthner/Stephan Corporate Compliance, § 16 Rn. 83.

[9]

Hauschka/Moosmayer/Lösler/Pauthner/Stephan Corporate Compliance, § 16 Rn. 111 ff.

[10]

Wiedmann/Greubel CCZ 2019, 88, 89, 92; Hopson/Graham Koehler CCZ 2008, 208, 213.