Читать книгу Hinweisgebersysteme - Martin Walter - Страница 43

[1]

ISO 19600, 10.1.2 Escalation, S. 119 ff.; ISO 27001:2016 (E), 8.9 Raising concerns, S. 17 f.; ICC, The ICC Antitrust Compliance Toolkit, April 2013, 5. c. Whistleblowing, S. 34 ff.

[2]

ICC, The ICC Antitrust Compliance Toolkit, 5. d. Communicate, educate and create a culture of speaking up, S. 37; vgl. auch Menner/Bexa CCZ 2019, 129, 131.

[3]

ISO 19600, 10.1.2 Escalation und 10.2 Continual improvement, S. 120 ff.; Hauschka/Moosmayer/Lösler/Buchert Corporate Compliance, § 42 Rn. 4.

[4]

ISO 19600, 10.1.1 General, S. 114 ff. ISO 37001:2016 (E), 10.1 Nonconformity and corrective action, S. 21 ff. US DOJ, Evaluation of Corporate Compliance Programs, Juli 2019, 9. Remediation and Role of the Compliance Program in the Discovery of the Violation, S. 12 ff.

[5]

Moosmayer Compliance, Rn. 338 ff.; US DOJ, Evaluation of Corporate Compliance Programs, Juli 2019, 8. Incentives and Discipline, S. 12.

[6]

US DOJ, Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations, I. B. 1. Design and Comprehensiveness, S. 4.

[7]

Department of the Treasury, A Framework for OFAC Compliance Commitments, S. 7.