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Senior Management and BCP

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The role of senior management in the BCP process varies widely from organization to organization. It depends on the culture of the business, management interest in the plan, and the regulatory environment. Critical roles played by senior management usually include setting priorities, providing staff and financial resources, and arbitrating disputes about the criticality (i.e., relative importance) of services.

One of the authors recently completed a BCP consulting engagement with a large nonprofit institution. At the beginning of the engagement, he had a chance to sit down with one of the organization's senior executives to discuss his goals and objectives for their work together. During that meeting, the senior executive asked the consultant, “Is there anything you need from me to complete this engagement?”

The senior executive must have expected a perfunctory response because his eyes widened when the consultant said, “Well, as a matter of fact… .” The executive then learned that his active participation in the process was critical to its success.

When working on a business continuity plan, the BCP team leader must seek and obtain as active a role as possible from a senior executive. Visible senior-level support conveys the importance of the BCP process to the entire organization. It also fosters the active participation of individuals who might write BCP off as a waste of time that they might otherwise spend on operational activities. Furthermore, laws and regulations might require the active participation of those senior leaders in the planning process. If you work for a publicly traded company, you may want to remind executives that courts may find the officers and directors of the firm personally liable if a disaster cripples the business after they failed to exercise due diligence in their contingency planning.

You may also have to convince management that BCP and DRP spending are not a discretionary expense. Management's fiduciary responsibilities to the organization's shareholders require them to at least ensure that adequate BCP measures are in place.

In the case of this BCP engagement, the executive acknowledged the importance of his support and agreed to participate. He sent an email to all employees introducing the effort and stating that it had his full backing. He also attended several of the high-level planning sessions and mentioned the effort in an organization-wide “town hall” meeting.

(ISC)2 CISSP Certified Information Systems Security Professional Official Study Guide

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